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<a href="http://www.w3.org/"><img alt="W3C"
src="http://www.w3.org/Icons/w3c_home" height="48" width="72" /></a>
<h1 style="clear:both" id="title">The Platform for Privacy Preferences 1.1 (P3P1.1)
Specification</h1>
<h2 id="W3C-doctype">W3C Working Group Note 13 November 2006</h2>
<dl>
<dt>This Version:</dt>
<dd><a href="http://www.w3.org/TR/2006/NOTE-P3P11-20061113/" shape="rect">
http://www.w3.org/TR/2006/NOTE-P3P11-20061113/</a></dd>
<dt>Latest Version:</dt>
<dd><a href="http://www.w3.org/TR/P3P11/" shape="rect">
http://www.w3.org/TR/P3P11/</a></dd>
<dt>Previous Version:</dt>
<dd><a href="http://www.w3.org/TR/2006/WD-P3P11-20060210/">
http://www.w3.org/TR/2006/WD-P3P11-20060210/</a></dd>
</dl>
<dl>
<dt>Editors:</dt>
<dd><a href="http://www.w3.org/People/all#rigo">Rigo Wenning</a>, <a
href="http://www.w3.org/">W3C</a> / <a
href="http://www.ercim.org/">ERCIM</a> (<a
href="mailto:rigo@w3.org">rigo@w3.org</a>)</dd>
<dd><a href="http://www.zurich.ibm.com/%7Emts/">Matthias Schunter</a>,
IBM </dd>
<dt>Authors:</dt>
<dd><a href="http://lorrie.cranor.org/">Lorrie Cranor</a>, CMU (P3P 1.0
& P3P 1.1)</dd>
<dd>Brooks Dobbs, bdobbs at doubleclick.net, Doubleclick Inc. (P3P
1.1)</dd>
<dd>Serge Egelman, CMU (P3P 1.1), serge at guanotronic.com</dd>
<dd><a href="http://p3p.jrc.it/">Giles Hogben</a>, Joint Research Center
of the European Commission (P3P 1.1)</dd>
<dd>Jack Humphrey, JHumphrey at coremetrics.com, Coremetrics</dd>
<dd><a href="http://www.inf.ethz.ch/%7Elanghein/">Marc Langheinrich</a>,
ETH Zurich (P3P 1.0)</dd>
<dd><a href="http://www.w3.org/People/Massimo/">Massimo Marchiori</a>,
W3C / MIT / University of Venice (P3P 1.0)</dd>
<dd><a href="mailto:mpresler@us.ibm.com">Martin Presler-Marshall</a>, IBM
(P3P 1.0)</dd>
<dd><a href="http://www.w3.org/People/Reagle/Overview.html">Joseph
Reagle</a>, W3C/MIT(P3P 1.0)</dd>
<dd><a href="http://www.zurich.ibm.com/%7Emts/">Matthias Schunter</a>,
IBM (P3P 1.1)</dd>
<dd>David A. Stampley, David_Stampley at reyrey.com, Invited Expert</dd>
<dd>Rigo Wenning, W3C</dd>
</dl>
<p class="copyright"><a href="http://www.w3.org/Consortium/Legal/ipr-notice#Copyright">Copyright</a> © 2006 <a href="http://www.w3.org/"><acronym title="World Wide Web Consortium">W3C</acronym></a><sup>®</sup> (<a href="http://www.csail.mit.edu/"><acronym title="Massachusetts Institute of Technology">MIT</acronym></a>, <a href="http://www.ercim.org/"><acronym title="European Research Consortium for Informatics and Mathematics">ERCIM</acronym></a>, <a href="http://www.keio.ac.jp/">Keio</a>), All Rights Reserved. W3C <a href="http://www.w3.org/Consortium/Legal/ipr-notice#Legal_Disclaimer">liability</a>, <a href="http://www.w3.org/Consortium/Legal/ipr-notice#W3C_Trademarks">trademark</a> and <a href="http://www.w3.org/Consortium/Legal/copyright-documents">document use</a> rules apply.</p>
<hr title="Separator for header" />
</div>
<div id="abstract">
<h2>Abstract</h2>
<p>This is the specification of the Platform for Privacy Preferences 1.1 (P3P
1.1). This document, along with its normative references, includes all the
specification necessary for the implementation of interoperable P3P 1.1
applications. P3P 1.1 is based on <a href="http://www.w3.org/TR/P3P/">the P3P
1.0 Recommendation</a> and adds some features using the <a
href="http://www.w3.org/TR/P3P/#extension">P3P 1.0 Extension mechanism</a>.
It also contains a new binding mechanism that can be used to bind policies
for XML Applications beyond HTTP transactions.</p>
</div>
<div id="status">
<h2>Status of This Document</h2>
<p><em>This section describes the status of this document at the time of its
publication. Other documents may supersede this document. A list of current W3C
publications and the latest revision of this technical report can be found in the <a href="http://www.w3.org/TR/">W3C technical reports index</a> at
http://www.w3.org/TR/.</em></p>
<p>Publication as a Working Group Note does not imply endorsement by the W3C
Membership. This is a draft document and may be updated, replaced or obsoleted by
other documents at any time. It is inappropriate to cite this document as other than
work in progress.</p>
<p>This document is a Working Group Note describing the proposed P3P
Version 1.1 (P3P11). The P3P Specification Working Group is lacking the
necessary support from implementers to carry on through the Recommendation
Process. Therefor the Working Group decided to publish the current P3P
1.1 Specification as a Working Group Note after a successful Last Call.
In this Note, all Last Call comments are taken into account.
The Working Group thinks that the Specification is usable and implementable.
If there is sufficient support from implementers and the community at large,
this work can be taken up and brought to Recommendation. The P3P community
continues to discuss privacy issues and P3P implementation issues in the
<a href="mailto:www-p3p-policy@w3.org">www-p3p-policy@w3.org</a> mailing
list that is <a href="http://lists.w3.org/Archives/Public/www-p3p-policy/">
publicly archived</a>. Comments should be directed to this list.</p>
<p>The P3P 1.1 Specification was developed from
suggestions out of a <a href="http://www.w3.org/2002/p3p-ws/">Workshop in
Dulles/Virginia</a> and a <a href="http://www.w3.org/2003/p3p-ws/">Workshop
in Kiel/Germany</a>. The community at large gave feedback on limitations and
shortcomings of <a href="http://www.w3.org/TR/P3P/">P3P 1.0</a>. As far as
those suggestions have found sufficient support, they are now included in
this P3P 1.1 Working Group Note. All new features are built using P3P's own <a
href="http://www.w3.org/TR/P3P/#extension">Extension mechanism</a>. Those
extensions are contained in a new XML Schema in <a
href="#p3p11_schema">Appendix 5</a> and carry their own new namespace. All
P3P 1.0 preserve their old namespace. Additionally, this Working Group Note
contains all the errata to P3P 1.0. </p>
<p>This document has been produced by the <a href="http://www.w3.org/P3P/1.1/">
P3P Specification Working Group</a> as part
of the <a href="http://www.w3.org/Privacy/Activity.html">Privacy Activity</a>
in the W3C <a href="http://www.w3.org/TandS/">Technology & Society
Domain</a>.</p>
<p> This document is governed by the <a href="http://www.w3.org/TR/2002/NOTE-patent-practice-20020124">24 January 2002 CPP</a> as amended by the <a href="http://www.w3.org/2004/02/05-pp-transition">W3C Patent Policy Transition Procedure</a>. W3C maintains a <a rel="disclosure" href="@@URI to IPP status or other page@@">public list of any patent disclosures</a> made in connection with the deliverables of the group; that page also includes instructions for disclosing a patent. An individual who has actual knowledge of a patent which the individual believes contains <a href="http://www.w3.org/Consortium/Patent-Policy-20040205/#def-essential">Essential Claim(s)</a> must disclose the information in accordance with <a href="http://www.w3.org/Consortium/Patent-Policy-20040205/#sec-Disclosure">section 6 of the W3C Patent Policy</a>. </p>
</div>
<hr />
<div id="toc">
<h2>Table of Contents</h2>
<ol>
<li><a href="#Introduction">Introduction</a>
<ol>
<li><a href="#P3P1.1">The P3P1.1 Specification</a>
<ol>
<li><a href="#goals_and_capabs">Goals and Capabilities of
P3P1.1</a></li>
<li><a href="#intro_example">Example of P3P in Use</a></li>
<li><a href="#P3PPolicies">P3P Policies</a></li>
<li><a href="#UserAgents">P3P User Agents</a></li>
<li><a href="#Implementing">Implementing P3P1.1 on Servers</a></li>
<li><a href="#Future">Future Versions of P3P</a></li>
<li><a href="#backwards">Backwards Compatibility</a></li>
</ol>
</li>
<li><a href="#About">About this Specification</a>
<ol>
<li><a href="#Conformance">Conformance Clause for P3P 1.1</a></li>
</ol>
</li>
<li><a href="#def_identity">Identity Definitions in the P3P
Specification</a>
<ol>
<li><a href="#identified_data"><q>Identified</q>Data</a></li>
<li><a href="#linked_data"><q>Non-Identifiable</q> Data</a></li>
<li><a href="#identifiers">Identifiers</a></li>
<li><a href="#linked">Linked and Linkable Data</a></li>
</ol>
</li>
<li><a href="#Terminology">Terminology</a></li>
</ol>
</li>
<li><a href="#Referencing">Referencing Policies</a>
<ol>
<li><a href="#overview_of_prfs">Overview and Purpose of Policy
References</a></li>
<li><a href="#ref_syntax">Locating Policy Reference Files</a>
<ol>
<li><a href="#Well_Known_Location">Well-Known Location</a></li>
<li><a href="#syntax_ext">HTTP Headers</a></li>
<li><a href="#syntax_link">The HTML <code>link</code> Tag</a></li>
<li><a href="#XHTML-link">The XHTML <code>link</code> Tag</a></li>
<li><a href="#other_protocols">HTTP ports and other
protocols</a></li>
</ol>
</li>
<li><a href="#ref_file">Policy Reference File Syntax and Semantics</a>
<ol>
<li><a href="#ref_file_example">Example Policy Reference
File</a></li>
<li><a href="#ref_file_syntax">Policy Reference File Definition</a>
<ol>
<li><a href="#ref_file_processing">Policy reference file
processing</a>
<ol>
<li><a href="#ref_file_ordering">Significance of
order</a></li>
<li><a href="#ref_file_wildcards">Wildcards in policy
reference files</a></li>
</ol>
</li>
<li><a href="#ref_file_refs">The <code>META</code> and
<code>POLICY-REFERENCES</code> elements</a></li>
<li><a href="#ref_file_lifetime">Policy reference file
lifetimes and the <code>EXPIRY element</code></a>
<ol>
<li><a href="#motivation_and_mechanism">Motivation and
mechanism</a></li>
<li><a href="#the_expiry_element">The <code>EXPIRY</code>
element</a></li>
<li><a href="#use_of_http_headers">Use of HTTP
headers</a></li>
<li><a href="#error_handling">Error handling for policy
reference file lifetimes</a></li>
</ol>
</li>
<li><a href="#ref_file_policyref">The <code>POLICY-REF</code>
element</a></li>
<li><a href="#ref_file_preexc">The <code>INCLUDE</code> and
<code>EXCLUDE</code> elements</a></li>
<li><a href="#hints">The <code>HINT</code> element</a></li>
<li><a href="#cookies">The <code>COOKIE-INCLUDE</code> and
<code>COOKIE-EXCLUDE</code> elements</a></li>
<li><a href="#ref_file_method">The <code>METHOD</code>
element</a></li>
<li><a href="#oho">Domain Relationships</a>
<ol>
<li><a href="#oho_ex"><code>OUR-HOST</code>
Extension</a></li>
<li><a href="#playback">Cookie Playback</a></li>
<li><a href="#oho_cp">Extension to P3P Compact Policy
Header</a></li>
</ol>
</li>
</ol>
</li>
<li><a href="#active_content">Applying a Policy to a URI</a></li>
<li><a href="#forms">Forms and Related Mechanisms</a></li>
</ol>
</li>
<li><a href="#additional_requirements">Additional Requirements</a>
<ol>
<li><a href="#non-ambiguity">Non-ambiguity</a></li>
<li><a href="#multiple">Multiple Languages</a></li>
<li><a href="#safezone">The Safe Zone</a></li>
<li><a href="#processing">Policy and Policy Reference File
Processing by User Agents</a></li>
<li><a href="#security">Security of Policy Transport</a></li>
<li><a href="#policy_updates">Policy Updates</a></li>
<li><a href="#absence_of_prf">Absence of Policy Reference
File</a></li>
<li><a href="#asynchronous_evaluation">Asynchronous
Evaluation</a></li>
</ol>
</li>
<li><a href="#generic_attribute">The P3P Generic Attribute for XML
Applications</a></li>
<li><a href="#example_scenarios">Example Scenarios</a></li>
</ol>
</li>
<li><a href="#P3P_markup">Policy Syntax and Semantics</a>
<ol>
<li><a href="#Example_policy">Example policies</a>
<ol>
<li><a href="#English">English language policies</a></li>
<li><a href="#encoding">XML encoding of policies</a></li>
</ol>
</li>
<li><a href="#Policies">Policies</a>
<ol>
<li><a href="#POLICIES">The <code>POLICIES</code> element</a></li>
<li><a href="#POLICY">The <code>POLICY</code> element</a></li>
<li><a href="#StatementGroupDef">The <code>STATEMENT-
GROUP-DEF</code> (EXTENSION)</a></li>
<li><a href="#test">The <code>TEST</code> element</a></li>
<li><a href="#ENTITY">The <code>ENTITY</code> element</a></li>
<li><a href="#ACCESS">The <code>ACCESS</code> element</a></li>
<li><a href="#DISPUTES">The <code>DISPUTES</code> element</a></li>
<li><a href="#REMEDIES">The <code>REMEDIES</code> element</a></li>
</ol>
</li>
<li><a href="#Statements">Statements</a>
<ol>
<li><a href="#STATEMENT">The <code>STATEMENT</code> element</a></li>
<li><a href="#statement_group">The <code>STATEMENT-GROUP</code>
element (EXTENSION)</a></li>
<li><a href="#CONSEQUENCE">The <code>CONSEQUENCE</code>
element</a></li>
<li><a href="#NON-IDENTIFIABLE">The <code>NON-IDENTIFIABLE</code>
element</a></li>
<li><a href="#PURPOSE">The <code>PURPOSE</code> element</a>
<ol>
<li><a href="#ppurpose">Primary Purposes</a></li>
</ol>
</li>
<li><a href="#RECPNT">The <code>RECIPIENT</code> element</a></li>
<li><ol>
<li><a href="#jurisdiction">The JURISDICTION element
(EXTENSION)</a></li>
</ol>
</li>
<li><a href="#RETENTION">The <code>RETENTION</code> element</a></li>
<li><a href="#DATA">The <code>DATA-GROUP</code> and
<code>DATA</code> elements</a></li>
</ol>
</li>
<li><a href="#Categories">Categories and the <code>CATEGORIES</code>
element</a></li>
<li><a href="#extension">Extension Mechanism: the
<code>EXTENSION</code> element</a></li>
<li><a href="#PREFERENCES">User Preferences</a></li>
</ol>
</li>
<li><a href="#compact_policies">Compact Policies</a>
<ol>
<li><a href="#referencing_compact_policies">Referencing Compact
Policies</a></li>
<li><a href="#compact_policy_vocabulary">Compact Policies Vocabulary</a>
<ol>
<li><a href="#compact_access">Compact <code>ACCESS</code></a></li>
<li><a href="#compact_disputes">Compact
<code>DISPUTES</code></a></li>
<li><a href="#compact_remedies">Compact
<code>REMEDIES</code></a></li>
<li><a href="#compact_non_identifiable">Compact
<code>NON-IDENTIFIABLE</code></a></li>
<li><a href="#compact_purposes">Compact
<code>PURPOSE</code></a></li>
<li><a href="#compact_recipients">Compact
<code>RECIPIENT</code></a></li>
<li><a href="#compact_retention">Compact
<code>RETENTION</code></a></li>
<li><a href="#compact_categories">Compact
<code>CATEGORIES</code></a></li>
<li><a href="#compact_test">Compact <code>TEST</code></a></li>
<li><a href="#compact_statement">Compact
<code>STATEMENT</code></a></li>
</ol>
</li>
<li><a href="#compact_policy_scope">Compact Policy Scope</a></li>
<li><a href="#compact_policy_lifetime">Compact Policy Lifetime</a></li>
<li><a href="#full_into_compact">Transforming a P3P Policy to a Compact
Policy</a></li>
</ol>
</li>
<li><a href="#Data_Schemas">Data Schemas</a>
<ol>
<li><a href="#Data_Schemas_intro">Introduction</a>
<ol>
<li><a href="#Data_Schemas_overview">P3P 1.1 Data Element Syntax
Overview</a></li>
</ol>
</li>
<li><a href="#Data_Schemas_types">How to express data types in P3P
Policies</a>
<ol>
<li><a href="#Data_Schemas_basics">Basics</a></li>
<li><a href="#Data_Schemas_categories">Categories in P3P Data
Schemas</a></li>
<li><a href="#Data_Schemas_extern">Referencing External
Schemas</a></li>
<li><a href="#Data_Schemas_natural">Natural Language description of
data elements</a></li>
</ol>
</li>
<li><a href="#Data_Schemas_new">Defining new Schemas</a>
<ol>
<li><a href="#Data_Schemas_semantics">Semantics of data schemas</a></li>
</ol>
</li>
<li><a href="#Data_Schemas_persistence">Persistence of data
schemas</a></li>
<li><a href="#base_data_structure">Structure of the Base Data Schema</a>
<ol>
<li><a href="#base_data_overview">Visual overview of the base data
schema hierarchy</a>
<ol>
<li><a href="#dynamic_data">Dynamic Data</a></li>
<li><a href="#user_data">User Data</a></li>
<li><a href="#third_party_data">Third Party Data</a></li>
<li><a href="#business_data">Business Data</a></li>
</ol>
</li>
<li><a href="#schema_detail">Data Schema Element Details</a></li>
</ol>
</li>
<li><a href="#using_elements">Using Data Elements</a></li>
<li><a href="#Data_Schemas_back">Backward Compatibility Requirements</a></li>
<li><a href="#data_semantics">Semantics of P3P Data Schemas</a></li>
</ol>
</li>
<li><a href="#ua">User Agent Guidelines</a>
<ol>
<li><a href="#complete_trans">Completeness of Human-Readable
Translations</a></li>
<li><a href="#plain_trans">Plain Language Translations of P3P
Vocabulary Elements</a></li>
<li><a href="#ua_storage">Storage of P3P Policies and
Translations</a></li>
<li><a href="#ua_compact">Compact Policy Processing</a></li>
<li><a href="#ua_sanity">Sanity Checking P3P Policies</a></li>
<li><a href="#ua_notice">Timing of Notices to Users</a></li>
</ol>
</li>
<li><a href="#Appendices">Appendices</a>
<ol>
<li><a href="#References_normative">Appendix 1: References (Normative)</a></li>
<li><a href="#References_nonnormative">Appendix 2: References (Non-normative)</a></li>
<li><a href="#basedataxml">Appendix 3: The P3P 1.1 Base Data Schema Definition (Normative)</a></li>
<li><a href="#Appendix_xslt">Appendix 4: XSLT Transforms for Policies and Schema files from P3P 1.0 to P3P 1.1</a>
<ol>
<li><a href="#policy_xslt">P3P 1.1 Data Element backward compatibility transform</a></li>
<li><a href="#duplicates_xslt">P3P 1.1 transform to remove duplicates
from previous transforms</a></li>
</ol>
</li>
<li><a href="#p3p11_schema">Appendix 5: The XML Schema for P3P 1.1 Extensions and the P3P generic attribute</a></li>
<li><a href="#Appendix_Notation">Appendix 6: ABNF Notation (Normative)</a></li>
<li><a href="#guiding_principles">Appendix 7: P3P Guiding Principles (Non-normative)</a></li>
<li><a href="#Appendix_Working">Appendix 8: Working Group Contributors (Non-normative)</a></li>
<li><a href="#changelog">Change Log</a></li>
</ol>
</li>
</ol>
</div>
<hr />
<div id="Introduction">
<h1>1. Introduction</h1>
<p>The Platform for Privacy Preferences Project (P3P) enables Web sites to
express their privacy practices in a standard format that can be retrieved
automatically and interpreted easily by user agents. P3P user agents will
allow users to be informed of site practices (in both machine- and
human-readable formats) and to automate decision-making based on these
practices when appropriate. Thus users need not read the privacy policies at
every site they visit.</p>
<p>Although P3P provides a technical mechanism for ensuring that users can be
informed about privacy policies before they release personal information, it
does not provide a technical mechanism for making sure sites act according to
their policies. Products implementing this specification MAY provide some
assistance in that regard, but that is up to specific implementations and
outside the scope of this specification. However, P3P is complementary to
laws and self-regulatory programs that can provide enforcement mechanisms. In
addition, P3P does not include mechanisms for transferring data or for
securing personal data in transit or storage. P3P may be built into tools
designed to facilitate data transfer. These tools should include appropriate
security safeguards.</p>
<h2 id="P3P1.1">1.1 The P3P 1.1 Specification</h2>
<p>The P3P1.1 specification defines the syntax and semantics of P3P privacy
policies, and the mechanisms for associating policies with Web resources. P3P
policies consist of statements made using the P3P <em>vocabulary</em> for
expressing privacy practices. P3P policies also reference elements of the P3P
<em><a href="#base_data_structure">base data schema</a></em> -- a standard set
of data elements that all P3P user agents should be aware of. The P3P
specification includes a mechanism for defining new data elements and data
sets, and a simple mechanism that allows for extensions to the P3P
vocabulary.</p>
<h3 id="goals_and_capabs">1.1.1 Goals and Capabilities of P3P 1.1</h3>
<p><a
href="http://www.w3.org/TR/2002/REC-P3P-20020416/">P3P version
1.0</a> is a protocol designed to inform Web users about the
data-collection practices of Web sites. It provides a way for a Web
site to encode its data-collection and data-use practices in a
machine-readable XML format known as a <em>P3P policy</em>. The P3P
specification defines:</p> <ul>
<li>A standard schema for data a Web site may wish to collect,
known as the "P3P base data schema" (<a
href="#base_data_structure">5.5</a>)</li>
<li>A standard set of uses, recipients, data categories, and
other privacy disclosures</li>
<li>An XML format for expressing a privacy policy</li>
<li>A means of associating privacy policies with Web pages or
sites, and cookies</li>
<li>A mechanism for transporting P3P policies over HTTP</li>
</ul>
<p>The goal of P3P is twofold. First, it allows Web sites to
present their data-collection practices in a standardized,
machine-readable, easy-to-locate manner. Second, it enables Web
users to understand what data will be collected by sites they
visit, how that data will be used, and what data/uses they may
"opt-out" of or "opt-in" to.</p>
<p>A number of changes were made in P3P version 1.1. These are
enumerated in the change log at the end of this document. The most
significant changes are summarized here:</p>
<ul>
<li>All the <a href="http://www.w3.org/2002/04/P3Pv1-errata">
errata from P3P 1.0</a> have been incorporated into this
specification.</li>
<li>In <a href="#def_identity">Section 1.3</a>, definitions are
now provided for <i>identified, identifiable, linked,</i> and
<i>linkable</i> data</li>
<li>In <a href="#oho">Section 2.3.2.9</a> an optional
<code>OUR-HOST</code> element has been added for declaring domain
relationships, allowing user agents to recognize when hosts in
different domains are owned by the same entity or entities acting
as agents for one another.</li>
<li>In <a href="#generic_attribute">Section 2.5</a> a new P3P
generic attribute for XML applications has been added. This is a
new mechanism for binding P3P policies to XML elements that
describe interfaces, for example, in <a
href="http://www.w3.org/TR/xforms/">XForms</a>
or <a href="http://www.w3.org/TR/wsdl20/">WSDL</a>.</li>
<li>In <a href="#StatementGroupDef">Section 3.2.3</a> and <a href
= "#statement_group">Section 3.3.2</a> a mechanism has been added
for naming P3P <code>STATEMENT</code> elements and grouping
<code>STATEMENT</code> elements together. This allows user agents
to better organize the summary display of P3P policies and obtain
opt-in or opt-out choices to a group of statements. </li>
<li>In <a href ="#DISPUTES">Section 3.2.7</a> and <a href =
"#REMEDIES">Section 3.2.8</a> new definitions are provided for the
<code>DISPUTES</code> and <code>REMEDIES</code> elements and their
sub-elements.</li>
<li>In <a href="#RECPNT">Section 3.36</a> a new definition is
provided for the <code>RECIPIENT</code> element.</li>
<li>In <a href="#Categories">Section 3.4</a> a new definition is
provided for the <code>demographic</code> element.</li>
<li>In <a href="#ppurpose">Section 3.3.5.1</a> an optional
<code>ppurpose</code> element has been added added to allow user
agents to determine the primary reason why the data recipient is
collecting data.</li>
<li>In <a href="#jurisdiction">Section 3.3.6.1</a> an optional
<code>JURISDICTION</code> element has been added for declaring the
jurisdiction of data recipients.</li>
<li>In <a href="#compact_policies">Section 4</a> language was
added to explain the use of compact policies as a
performance optimization, and to emphasize their optional nature
and non-authoritative status.</li>
<li>In <a href="#compact_statement">Section 4.2.10</a> new
syntax has been added to provide a compact version of the
<code>STATEMENT</code> element for use in compact policies. This
allows for the creation of compact policies that make more
granular statements about data practices than is possible with
the P3P 1.0 syntax.</li>
<li>In <a href="#Data_Schemas">Section 5</a>, the format for
specifying P3P data schemas has been changed substantially so that
it is now simpler and more standardized than the format used in
P3P 1.0. The new format uses the XML Schema Definition Standard
(XSD) format, which can be validated against an XML schema. In <a
href = "#basedataxml">Appendix 3</a> the P3P base data schema
definition has been updated to reflect this change. </li>
<li>In <a href="#ua">Section 6</a> new user agent guidelines have
been added to assist user agent implementers. These guidelines
include a set of plain language translations of P3P vocabulary
elements. </li>
<li>The XML DTD definition for P3P has been removed from
the Specification.</li>
</ul>
<h3 id="intro_example">1.1.2 Example of P3P in Use</h3>
<p>As an introduction to P3P, let us consider one common scenario that makes
use of P3P. Claudia has decided to check out a store called CatalogExample,
located at http://www.catalog.example.com/. Let us assume that CatalogExample
has placed P3P policies on all their pages, and that Claudia is using a Web
browser with P3P built in.</p>
<p>Claudia types the address for CatalogExample into her Web browser. Her
browser is able to automatically fetch the P3P policy for that page. The
policy states that the only data the site collects on its home page is the
data found in standard HTTP access logs. Now Claudia's Web browser checks
this policy against the preferences Claudia has given it. Is this policy
acceptable to her, or should she be notified? Let's assume that Claudia has
told her browser that this is acceptable. In this case, the homepage is
displayed normally, with no pop-up messages appearing. Perhaps her browser
displays a small icon somewhere along the edge of its window to tell her that
a privacy policy was given by the site, and that it matched her
preferences.</p>
<p>Next, Claudia clicks on a link to the site's online catalog. The catalog
section of the site has some more complex software behind it. This software
uses cookies to implement a "shopping cart" feature. Since more information
is being gathered in this section of the Web site, the Web server provides a
separate P3P policy to cover this section of the site. Again, let's assume
that this policy matches Claudia's preferences, so she gets no pop-up
messages. Claudia continues and selects a few items she wishes to purchase.
Then she proceeds to the checkout page.</p>
<p>The checkout page of CatalogExample requires some additional information:
Claudia's name, address, credit card number, and telephone number. Another
P3P policy is available that describes the data that is collected here and
states that her data will be used only for completing the current
transaction, her order.</p>
<p>Claudia's browser examines this P3P policy. Imagine that Claudia has told
her browser that she wants to be warned whenever a site asks for her
telephone number. In this case, the browser will pop up a message saying that
this Web site is asking for her telephone number, and explaining the contents
of the P3P statement. Claudia can then decide if this is acceptable to her.
If it is acceptable, she can continue with her order; otherwise she can
cancel the transaction.</p>
<p>Alternatively, Claudia could have told her browser that she wanted to be
warned only if a site is asking for her telephone number and was going to
give it to third parties and/or use it for uses other than completing the
current transaction. In that case, she would have received no prompts from
her browser at all, and she could proceed with completing her order.</p>
<p>Note that this scenario describes one hypothetical implementation of P3P.
Other types of user interfaces are also possible.</p>
<h3 id="P3PPolicies">1.1.3 P3P Policies</h3>
<p>P3P policies use XML with namespaces (cf. [<a href="#XML">XML</a>] and
[<a href="#XML-Name">XML-Name</a>]) encoding of the P3P vocabulary to provide
contact information for the legal entity making the representation of privacy
practices in a policy, enumerate the types of data or data elements
collected, and explain how the data will be used. In addition, policies
identify the data recipients, and make a variety of other disclosures
including information about dispute resolution, and the address of a site's
human-readable privacy policy. P3P policies must cover all relevant data
elements and practices. However, legal issues regarding law enforcement
demands for information are not addressed by this specification. It is
possible that a site that otherwise abides by its policy of not
redistributing data to others may be required to do so by force of law. P3P
declarations are positive, meaning that sites state what they do, rather than
what they do not do. The P3P vocabulary is designed to be descriptive of a
site's practices rather than simply an indicator of compliance with a
particular law or code of conduct. However, user agents may be developed that
can test whether a site's practices are compliant with a law or code.</p>
<p>P3P policies represent the practices of the site. Intermediaries such as
telecommunication providers, Internet service providers, proxies and others
may be privy to the exchange of data between a site and a user, but their
practices may not be governed by the site's policies. In addition, note that
each P3P policy is applied to specific Web resources (Web pages, images,
cookies, etc.) listed in a policy reference file. By placing one or more P3P
policies on a Web site, a company or organization does not make any
statements about the privacy practices associated with other Web resources
not mentioned in their policy reference file, with other online activities
that do not involve data collected on Web sites covered by their P3P policy,
or with offline activities that do not involve data collected on Web sites
covered by their P3P policy.</p>
<p>In cases where the P3P vocabulary is not precise enough to describe a Web
site's practices, sites should use the vocabulary terms that most closely
match their practices and provide further explanations (as stated in <a
href="#Policies">Section 3.2</a>). However, policies MUST NOT make false or
misleading statements.</p>
<h3 id="UserAgents">1.1.4 P3P User Agents</h3>
<p>P3P 1.1 user agents can be built into Web browsers, browser plug-ins, or
proxy servers. They can also be implemented as Java applets or JavaScript; or
built into electronic wallets, automatic form-fillers, or other user data
management tools. P3P user agents look for references to a P3P policy at a
well-known location, in P3P headers in HTTP responses, and in P3P
<code>link</code> tags embedded in HTML content. These references indicate
the location of a relevant P3P policy. User agents can fetch the policy from
the indicated location, parse it, and display symbols, play sounds, or
generate user prompts that reflect a site's P3P privacy practices. They can
also compare P3P policies with privacy preferences set by the user and take
appropriate actions. P3P can perform a sort of "gate keeper" function for
data transfer mechanisms such as electronic wallets and automatic form
fillers. A P3P user agent integrated into one of these mechanisms would
retrieve P3P policies, compare them with user's preferences, and authorize
the release of data only if a) the policy is consistent with the user's
preferences and b) the requested data transfer is consistent with the policy.
If one of these conditions is not met, the user might be informed of the
discrepancy and given an opportunity to authorize the data release
themselves.</p>
<p>The P3P 1.1 Specification gives implementers a lot of flexibility to
determine the design and functionality of P3P user agents. However, the
specification does include some requirements and guidelines for user agent
implementers. Most of these can be found in <a href="#ua">section 6</a> and
<a href="#guiding_principles">Appendix 7</a>.</p>
<h3 id="Implementing">1.1.5 Implementing P3P 1.1 on Servers</h3>
<p>Web sites can implement P3P 1.1 on their servers by translating their
human-readable privacy policies into P3P syntax and then publishing the
resulting files along with a policy reference file that indicates the parts
of the site to which the policy applies. Automated tools can assist site
operators in performing this translation. P3P 1.1 can be implemented on
existing HTTP/1.1-compliant Web servers without requiring additional or
upgraded software. Servers may publish their policy reference files at a <a
href="#Well_Known_Location">well-known location</a>, or they may reference
their P3P policy reference files in HTML/XHTML content using a
<code>link</code> tag. Alternatively, compatible servers may be configured to
insert a P3P extension header into all HTTP responses that indicates the
location of a site's P3P policy reference file.</p>
<p>Web sites have some flexibility in how they use P3P: they can opt for one
P3P policy for their entire site or they can designate different policies for
different parts of their sites. A P3P policy MUST cover all data generated or
exchanged as part of a site's HTTP interactions with visitors. In addition,
some sites may wish to write policies that cover all data an entity collects,
regardless of how the data is collected.</p>
<h3 id="Future">1.1.6 Future Versions of P3P</h3>
<p>Significant sections were removed from earlier drafts of the P3P 1.0
specification in order to facilitate rapid implementation and deployment of a
P3P first step. A future version of the P3P specification might incorporate
those features after P3P 1.0 is deployed. Such specification would likely
include improvements based on feedback from implementation and deployment
experience as well as four major components that were part of the original
P3P vision but not included in P3P 1.0 or 1.1:</p>
<ul>
<li>a mechanism to allow sites to offer a choice of P3P policies to
visitors</li>
<li>a mechanism to allow visitors (through their user agents) to explicitly
agree to a P3P policy</li>
<li>mechanisms to allow for non-repudiation of agreements between visitors
and Web sites</li>
<li>a mechanism to allow user agents to transfer user data to services</li>
</ul>
<p>The P3P 1.1 Specification contains the most urgent improvements suggested
by the <a href="http://www.w3.org/2002/p3p-ws/">P3P Workshop of December 2002
in Dulles/Virginia</a>. Some of the Work suggested by this Workshop and by
the <a href="http://www.w3.org/2003/p3p-ws/">P3P Workshop in Kiel</a> are
delayed to later versions.</p>
<h3 id="backwards">1.1.7 Backwards Compatibility</h3>
<p>P3P 1.1 has been designed so that P3P 1.0 user agents can process P3P 1.1
policies and policy reference files. This implies both that the P3P 1.1
policies and policy reference files are fully compliant with the P3P 1.0 XML
schema, and that the semantics of these files will not be misinterpreted by a
user agent that interprets them according to the P3P 1.0 specification. All
new syntax introduced in P3P 1.1 has been introduced as optional extensions
using the P3P 1.0 extension mechanism. Changes to requirements or definitions
introduced in P3P 1.1 add clarity where the P3P 1.0 specification is
ambiguous, but do not cause a particular P3P vocabulary element to have
different meanings in P3P 1.0 and P3P 1.1. In addition, some new requirements
or features have been introduced in the P3P 1.1 specification that do not
impact the ability of P3P 1.0 user agents to process P3P 1.1 policies and
policy reference files. For the <a href="#Data_Schemas">base data-schema</a>,
the <a href="#Data_Schemas_back">guidelines described there</a> apply. </p>
<p>Note, P3P 1.1 data schemas cannot be read by P3P 1.0 user
agents. This only impacts P3P 1.0 user agents that download and
parse data schemas, and only when they access P3P 1.1 web sites
that make use of data schemas beyond the P3P base data schema.</p>
<h2 id="About">1.2 About this Specification</h2>
<p>The Platform for Privacy Preferences Version 1.1 (P3P 1.1) defines
a format for machine-readable privacy notices. It aims at two classes
of products: Collectors of personal information such as web-sites can
generate P3P 1.1 output to define what personal data may be collected
and how it may be used. User agents consume a P3P 1.1. They may
display a human readable version of the privacy notice or change
their behavior based on the content of the notice. </p>
<h3 id="Conformance">1.2.1 Conformance Clause for P3P 1.1</h3>
<p>The P3P specification defines, with the exception of <a
href="#syntax_ext">section 2.2.2</a>, <a href="#syntax_link">section
2.2.3</a> and <a href="#compact_policies">section 4</a>, an <em>XML with
namespaces</em> syntax (cf. [<a href="#XML">XML</a>] and [<a
href="#XML-Name">XML-Name</a>]). In the following, for the sake of brevity we
will liberally talk about "XML", meaning the more accurate "XML with
namespaces".</p>
<p>As far as the non-XML syntax defined in this specification is concerned
(<a href="#syntax_ext">section 2.2.2</a> defining P3P's HTTP header, <a
href="#syntax_link">section 2.2.3</a> defining usage of P3P in HTML, and <a
href="#compact_policies">section 4</a> defining compact policies), instead,
the ABNF notation (together with the other constraints expressed in this
specification using natural language) constitutes the <em>normative</em>
definition.</p>
<p>The normative parts of this specification are identified by
"Normative" & "Informative" labels within sections. The
(non-normative) DTD provided formerly in Appendix 5 was removed due to
the limits of expressiveness. The XML Schema is now the only normative
source.</p>
<p>Individual conformance requirements or testable statements are
identifiable in the
<span class="form-data"><cite>
P3P 1.1
</cite></span>
specification as follows: </p>
<ul>
<li><span class="form-data">RFC2119 keywords </span>
<p>The following key words are used throughout the document and have to be
read as interoperability requirements. This specification uses words as
defined in <a href="http://www.ietf.org/rfc/rfc2119.txt">RFC2119</a> [<a
href="#KEY">KEY</a>] for defining the significance of each particular
requirement. These words are:
</p>
<dl>
<dt>MUST or MUST NOT</dt>
<dd>This word or the adjective "required" means that the item is an
absolute requirement of the specification.</dd>
<dt>SHOULD or SHOULD NOT</dt>
<dd>This word or the adjective "recommended" means that there may exist
valid reasons in particular circumstances to ignore this item, but the
full implications should be understood and the case carefully weighed
before choosing a different course.</dd>
<dt>MAY</dt>
<dd>This word or the adjective "optional" means that this item is truly
optional. One vendor may choose to include the item because a
particular marketplace requires it or because it enhances the product,
for example; another vendor may omit the same item.</dd>
</dl>
<p/>
</li>
<li><span class="form-data">Formal specification </span>:
<p>A BNF-like notation is also used thorough the specification: the [<a
href="#ABNF">ABNF</a>] notation used in this specification is specified in <a
href="http://www.ietf.org/rfc/rfc2234.txt">RFC2234</a> and summarized in <a
href="#Appendix_Notation">Appendix 6</a>. However, note that in the case of
XML syntax, such ABNF syntax is only a grammar representative used to enhance
readability (lacking, for example, all the syntactic flexibilities that are
implicitly included in XML, e.g. whitespace rules, quoting using either
single quote (') or double quote ("), <a
href="http://www.w3.org/TR/REC-xml/#dt-chardata">character escaping</a>,
comments, case sensitivity, order of attributes, namespace handling), and as
such it has no normative value. All the XML syntax defined in this
specification MUST conform to the XML Schema for P3P (see <a
href="#p3p11_schema">Appendix 5)</a>, which, together with the other
constraints expressed in this specification using natural language,
constitutes the <em>normative</em> definition.</p></li>
</ul>
<h2 id="def_identity">1.3 Identity Definitions in the P3P Specification</h2>
<p>In privacy regulations, guidelines and papers about privacy a variety of
terms are used to describe data that identifies an individual to varying
degrees.</p>
<p>The European Union Directive 95/46/EC defines <q>an identifiable person</q> as
<q>one who can be identified, directly or indirectly, in particular by
reference to an identification number or to one or more factors specific to
his physical, physiological, mental, economic, cultural or social
identity.</q> The Directive also states that in determining whether a person
is identifiable <q>account should be taken of all the means likely reasonably
to be used either by the controller or by any other person to identify the
said person; whereas the principles of protection shall not apply to data
rendered anonymous in such a way that the data subject is no longer
identifiable.</q></p>
<p>In Australia, <q>personal information</q> is information about an
individual <q>who can be identified, or whose identity could be reasonably
ascertained.</q> In Canada <q>personal information</q> means information
about an <q>identifiable</q> individual. In the United States, different
sectors have different standards for identifiability of data. Similarly, in
many other policy documents, terms such as <q>personally identifiable
information (PII)</q> are often not defined or the cause for heated
debate.</p>
<p>The P3P Specification Working Group has taken the view point that most
information referring to an individual is <q>identifiable</q> in some way. As
with other important areas of the specification, the goal of the working
group was to allow for a wide variety of understandings of identity in order
to allow data collectors to best express their policy and users to make
choices based on a definition of identity information that is important to
them. (More information on the debate and the definitions can be found in [<a
href="#cranor-p3p">Cranor,P3P</a>].</p>
<h3 id="identified_data">1.3.1 <q>Identified</q> Data</h3>
<p>The most common term in the specification is <q>identified data</q> and
focuses on whether a service knows the data subject's identity.</p>
<p><q>Identified data</q> is information in a record or profile that can
reasonably be tied to an individual. Admittedly, this is a somewhat
subjective standard. For example, a data collector storing Internet Protocol
(IP) addresses (which can be created dynamically or could be static and
therefore tied to a particular computer used by a single individual) should
consider the IP address <q>identified data</q> only when this data is added
to the record or profile of a specific individual. In the more common case,
where data collectors use IP addressing information in the aggregate or make
no attempt to tie the IP address to a specified individual or computer over a
long period of time, IP addresses are not considered identified even though
it is possible for someone (eg, law enforcement agents with proper subpoena
powers) to identify the individual based on the stored data.</p>
<p>As mentioned above, in the P3P context, any data that can be used
reasonably by a data controller or any other person to identify an individual
is considered to be identifiable data. The P3P specification uses the term
<q>identified</q> to describe a subset of this data that can be reasonably be
used by a data collector <em>without assistance from other parties to
identify an individual</em>.</p>
<h3 id="linked_data">1.3.2 <q>Non-Identifiable</q> Data</h3>
<p>The working group also felt that data collectors should be able
acknowledge when they make specific attempts to anonymize information.</p>
<p>The term <q>non-identifiable</q> data refers to efforts made specifically
to de-identify data. For example, a data collector collecting and storing IP
addresses but not using them should NOT call this data
<q>non-identifiable</q> even in the common case where they have no plans to
identify an actual individual or computer. However, if a Web site collects IP
addresses, but actively deletes all but the last four digits of this
information in order to determine short term use, but insure that a
particular individual or computer cannot be consistently identified, then the
data collector can and should call this information <q>non-identifiable.</q>
Also, non-identifiable can be used in cases where no information is being
collected at all. Since most Web servers are designed to keep Web logs for
maintenance, this would most likely mean that the data collector has taken
specific efforts to ensure the anonymity of users.</p>
<p>Under the above definitions, a lot of information could be
<q>identifiable</q> (not specifically made anonymous), but not
<q>identified</q> (reasonably able to be tied to an individual or
computer).</p>
<h3 id="identifiers">1.3.3 Identifiers</h3>
<p>The Working Group decided against an identified or identifiable label for
particular types of data. However, user agent implementers have the option of
assigning these or other labels themselves and building user interfaces that
allow users to make decisions about web sites on the basis of how they
collect and use certain types of data.</p>
<p>The Working Group felt that different user agent implementations could be
created to focus on different concerns around data type. Therefore, the
working group enabled the creation of a robust data schema including broad
categories of information that may be considered sensitive by certain user
groups. The Working Group hopes that a diverse set of user agents will be
created to allow users the ability to make identity decisions based on
specific collections and types of collects if they desire to do so. For
example, a user agent could allow users to opt to be prompted when medical or
financial identifier is being collected, independent of how that information
is being used.</p>
<h3 id="linked">1.3.4. Linked and Linkable Data</h3>
<p>Cookies often store a unique number or database key that links to a
database record, rather than storing the complete database record. Web sites
that use P3P must disclose not only the types of data stored directly in a
cookie, but also all data linked to a cookie. A large amount of data may be
"linkable" to a cookie without actually being "linked" to that cookie.</p>
<p>A piece of data X is said to be <i>linkable</i> to a cookie Y if a key
stored in cookie Y can be used to retrieve X either directly or indirectly. A
direct retrieval might happen, for example, if the key is associated with a
database record in which X is stored. An indirect retrieval might happen, for
example, if the key is associated with a database record that contains a
piece of data that may be used, in turn, as a key to retrieve a record in a
second database, and X is stored in the second database. Furthermore, if
cookie Y is stored in a server log file, the log file may facilitate further
linking. For example, when cookie Y is replayed, it may be accompanied by a
referrer field that includes additional identifiable information or even
another key. Alternatively, imagine a web site that sets two cookies, Y and
Z. Cookies Y and Z may get replayed in the same HTTP request and subsequently
recorded side-by-side in the server log file. Thus all data associated with
cookie Y are also linkable to cookie Z. Indeed, unless precautions are taken
to minimize server log files and severely restrict the use of identifiable
data, almost all data an entity stores about an individual are likely to be
linkable to any cookies they have set on that individual's computer.</p>
<p>A piece of data X is said to be <i>linked</i> to a cookie Y if at least
one of the following activities may take place as a result of cookie Y being
replayed, immediately upon cookie replay or at some future time (perhaps as a
result of retrospective analysis or processing of server logs):</p>
<ul>
<li>A cookie containing X is set or reset.</li>
<li>X is retrieved from a persistent data store or archival media.</li>
<li>Information identifiable with the user -- including but not limited to
data entered into forms, IP address, clickstream data, and client events
-- is retrieved from a record, data structure, or file (other than a log
file) in which X is stored.</li>
</ul>
<p>Entities should consider their data collection and storage architectures
carefully to determine what data may be linkable to their cookies and what
data will actually be linked to each cookie. If data is linkable but not
linked to a particular cookie, it does not have to be disclosed in a P3P
statement concerning that cookie. However, should the entity associated with
that P3P policy ever link the data for any reason other than to comply with
law enforcement demands, they would be in violation of their stated
policy.</p>
<h2 id="Terminology">1.4 Terminology</h2>
<dl>
<dt><a name="character" id="character"><strong>Character</strong></a></dt>
<dd>Strings consist of a sequence of zero or more characters, where a
character is defined as in the XML Recommendation [<a
href="#XML">XML</a>]. A single character in P3P thus corresponds to a
single Unicode abstract character with a single corresponding Unicode
scalar value (see [<a href="#UNICODE">UNICODE</a>]).</dd>
<dt><a name="Data_Elements" id="Data_Elements"><strong>Data
Element</strong></a></dt>
<dd>An individual data entity, such as last name or telephone number. For
interoperability, P3P 1.1 specifies a base set of data elements.</dd>
<dt><a name="Data_Category" id="Data_Category"><strong>Data
Category</strong></a></dt>
<dd>A significant attribute of a <a href="#Data_Elements">data
element</a> or <a href="#Data_Sets">data set</a> that may be used by a
trust engine to determine what type of element is under discussion,
such as physical contact information. P3P 1.1 specifies a set of <a
href="#Categories">data categories</a>.</dd>
<dt><a name="Data_Sets" id="Data_Sets"><strong>Data Set</strong></a></dt>
<dd>A known grouping of <a href="#Data_Elements">data elements</a>, such
as "<a href="#Postal"><code>user.home-info.postal</code></a>". The P3P
1.1 base data schema specifies a number of data sets.</dd>
<dt><strong>Data Schema</strong></dt>
<dd>A collection of data elements and sets defined using the P3P 1.1
<code>DATASCHEMA</code> element. P3P 1.1 defines a standard data schema
called the <em>P3P base data schema</em>.</dd>
<dt><strong>Data Structure</strong></dt>
<dd>A hierarchical description of a set of data elements. A data set can
be described according to its data structure. P3P 1.1 defines a set of
basic data structures that are used to describe the data sets in the P3P
base data schema.</dd>
<dt><strong>Equable Practice</strong></dt>
<dd>A practice that is very similar to another in that the purpose and
recipients are the same or more constrained than the original, and the
other disclosures are not substantially different. For example, two
sites with otherwise similar practices that follow different -- but
similar -- sets of industry guidelines.</dd>
<dt><strong>Identified Data</strong></dt>
<dd><q>Identified data</q> is information in a record or profile that can
reasonably be tied to an individual, as defined in <a
href="#def_identity">Section 1.3</a></dd>
<dt><strong>Policy</strong></dt>
<dd>A collection of one or more privacy statements together with
information asserting the identity, URI, assurances, and dispute
resolution procedures of the service covered by the policy.</dd>
<dt><strong>Practice</strong></dt>
<dd>The set of disclosures regarding data usage, including purpose,
recipients, and other disclosures.</dd>
<dt><strong>Preference</strong></dt>
<dd>A rule, or set of rules, that determines what action(s) a user agent
will take. A preference might be expressed as a formally defined
computable statement (e.g., the [<a href="#APPEL">APPEL</a>] preference
exchange language).</dd>
<dt><strong>Purpose</strong></dt>
<dd>The reason(s) for data collection and use.</dd>
<dt><strong>Repository</strong></dt>
<dd>A mechanism for storing user information under the control of the
user agent.</dd>
<dt><strong>Resource</strong></dt>
<dd>A network data object or service that can be identified by a URI.
Resources may be available in multiple representations (e.g. multiple
languages, data formats, size, and resolutions) or vary in other
ways.</dd>
<dt><strong>Safe Zone</strong></dt>
<dd>Part of a Web site where the service provider performs only minimal
data collection, and any data that is collected is used only in ways
that would not reasonably identify an individual.</dd>
<dt><strong>Service</strong></dt>
<dd>A program that issues policies and (possibly) data requests. By this
definition, a service may be a server (site), a local application, a
piece of locally active code, such as an ActiveX control or Java
applet, or even another user agent. Typically, however, a service is
usually a Web site. In this specification the terms "service" and "Web
site" are often used interchangeably.</dd>
<dt><strong>Service Provider (Data Controller, Legal Entity)</strong></dt>
<dd>The person or legal entity which offers information, products or
services from a Web site, collects information, and is responsible for
the representations made in a practice statement.</dd>
<dt><strong>Statement</strong></dt>
<dd>A P3P statement is a set of privacy practice disclosures relevant to
a collection of data elements.</dd>
<dt><strong>URI</strong></dt>
<dd>A Uniform Resource Identifier used to locate Web resources. For
definitive information on <a href="#URI">URI</a> syntax and semantics,
see [<a href="#URI">URI</a>]. URIs that appear within XML or HTML have
to be treated as specified in [<a
href="#CHARMODEL">CHARMODEL</a>]. This does not apply to
URIs appearing in HTTP header fields; the URIs there should
always be fully escaped.</dd>
<dt><strong>User</strong></dt>
<dd>An individual (or group of individuals acting as a single entity) on
whose behalf a service is accessed and for which personal data exists.
P3P policies describe the collection and use of personal data about
this individual or group.</dd>
<dt><strong>User Agent</strong></dt>
<dd>A program whose purpose is to mediate interactions with services on
behalf of the user under the user's preferences. A user may have more
than one user agent, and agents need not reside on the user's desktop,
but <em>any agent must be controlled by and act on behalf of only the
user</em>. The trust relationship between a user and his or her agent
may be governed by constraints outside of P3P. For instance, an agent
may be trusted as a part of the user's operating system or Web client,
or as a part of the terms and conditions of an Internet Service Provider or privacy
proxy.</dd>
</dl>
</div>
<div id="Referencing">
<h1>2. Referencing Policies</h1>
<h2 id="overview_of_prfs">2.1 Overview and Purpose of Policy References</h2>
<p>Locating a P3P policy is one of the first steps in the operation of the
P3P protocol. Services use policy references to state what policy applies to
a specific URI or set of URIs. User agents use policy references to locate
the privacy policy that applies to a Web resource, so that they can process
that policy for the benefit of their user.</p>
<p>Policy references are used extensively as a performance optimization. P3P
policies are typically several kilobytes of data, while a URI that references
a privacy policy is typically less than 100 bytes. In addition to the
bandwidth savings, policy references also reduce the need for computation:
policies can be uniquely associated with URIs, so that a user agent need only
parse and process a policy once rather than process it with every document to
which the policy applies. Furthermore, by placing the information about
relevant policies in a centralized location, Web site administration is
simplified.</p>
<p>A policy reference file is used to associate P3P policies with certain
regions of URI-space. The policy reference file is an XML with namespaces
(see [<a href="#XML">XML</a>] and [<a href="#XML-Name">XML-Name</a>]) file
that can specify the policy for a single Web document, portions of a Web
site, or for an entire site. The policy reference file may refer to one or
more P3P policies; this allows for a single reference file to cover an entire
site, even if different P3P policies apply to different portions of the
site.The policy reference file is used to make any or all of the following
statements:</p>
<ul>
<li>The URI where a P3P policy is found</li>
<li>The URIs or regions of URI-space covered by this policy</li>
<li>The URIs or regions of URI-space not covered by this policy</li>
<li>The regions of URI-space for embedded content on other servers that are
covered by this policy</li>
<li>The cookies that are or are not covered by this policy</li>
<li>The access methods for which this policy is applicable</li>
<li>The period of time for which these claims are considered to be
valid</li>
</ul>
<p>All of these statements are made in the body of the policy reference
file.</p>
<h2 id="ref_syntax">2.2 Locating Policy Reference Files</h2>
<p>This section describes the mechanisms used to indicate the location of a
policy reference file. Detailed syntax is also given for the supported
mechanisms.</p>
<p>The location of the policy reference file can be indicated using one of
four mechanisms. The policy reference file</p>
<ol>
<li>may be located in a predefined <a
href="#Well_Known_Location">"well-known" location</a>, or</li>
<li>a document may indicate a policy reference file through an HTML
<code>link</code> tag, or</li>
<li>a document may indicate a policy reference file through an XHTML
<code>link</code> tag, or</li>
<li>through an HTTP header.</li>
</ol>
<p>Note that if user agents support retrieving HTML (resp. XHTML) content
over HTTP, they MUST handle mechanisms 1, 2 and 3 (resp. 4) listed above
interchangeably. See also the requirements for <a
href="#non-ambiguity">non-ambiguity</a>.</p>
<p>Policies are applied at the level of resources. A "page" from the user's
perspective may be composed of multiple HTTP resources; each may have its own
P3P policy associated with it. As a practical note, however, placing many
different P3P policies on different resources on a single page may make
rendering the page and informing the user of the relevant policies difficult
for user agents. Additionally, services are recommended to attempt to craft
their policy reference files such that a single policy reference file covers
any given "page"; this will speed up the user's browsing experience.</p>
<p>For a user agent to process the policy that applies to a given resource,
it must locate the policy reference file for that resource, fetch the policy
reference file, parse the policy reference file, fetch any required P3P
policies, and then parse the P3P policy or policies.</p>
<p>This document does not specify how P3P policies may be associated with Web
resources retrieved by means other than HTTP. However, it does not preclude
future development of mechanisms for associating P3P policies with resources
retrieved using other protocols. Furthermore, additional methods of
associating P3P policies with HTTP resources may be developed in the
future.</p>
<h3 id="Well_Known_Location">2.2.1 Well-Known Location</h3>
<p>Web sites using P3P MAY (and, are strongly encouraged to) place a policy
reference file in a "well-known" location. To do this, a policy reference
file would be made available on the site at the path
<code>/w3c/p3p.xml</code>.</p>
<p>Note that sites are not required to use this mechanism; however, by using
this mechanism, sites can ensure that their P3P policy will be accessible to
user agents before any other resources are requested from the site. This will
reduce the need for user agents to access the site using safe zone practices.
Additionally, if a site chooses to use this mechanism, the policy reference
file located in the well-known location is not required to cover the entire
site. For example, sites where not all of the content is under the control of
a single organization MAY choose not to use this mechanism, or MAY choose to
post a policy reference file which covers only a limited portion of the
site.</p>
<p>Use of the well-known location for a policy reference file does not
preclude use of other mechanisms for specifying a policy reference file.
Portions of the site MAY use any of the other supported mechanisms to specify
a policy reference file, so long as the <a
href="#non-ambiguity">non-ambiguity requirements</a> are met.</p>
<p>For example, imagine a shopping-mall Web site run by the MallExample
company. On their Web site (<code>mall.example.com</code>), companies
offering goods or services at the mall would get a company-specific subtree
of the site, perhaps in the path
<code>/companies/<em>company-name</em></code>. The MallExample company may
choose to put a policy reference file in the well-known location which covers
all of their site except the <code>/companies</code> subtree. Then if the
ShoeStoreExample company has some content in
<code>/companies/shoestoreexample</code>, they could use one of the other
mechanisms to indicate the location of a policy reference file covering their
portion of the <code>mall.example.com</code> site.</p>
<p>One case where using the well-known location for policy reference files is
expected to be particularly useful is in the case of a site which has divided
its content across several hosts. For example, consider a site which uses a
different logical host for all of its Web-based applications than for its
static HTML content. The other mechanisms allowed for specifying the location
of a policy reference file require that some URI on the host being accessed
must be fetched to locate the policy reference file. However, the well-known
location mechanism has no such requirement. Consider the example of an HTML
form located on <code>www.example.com</code>. Imagine that the action URI on
that form points to server <code>cgi.example.com</code>. The policy reference
file that covers the form is unable to make any statements about the action
URI that processes the form. However, the site administrator publishes a
policy reference file at <code>http://cgi.example.com/w3c/p3p.xml</code> that
covers the action URI, thus enabling a user agent to easily locate the P3P
policy that applies to the action URI before submitting the form contents.</p>
<h3 id="syntax_ext">2.2.2 HTTP Headers</h3>
<p>Any document retrieved by HTTP MAY point to a policy reference file
through the use of a new response header, the <code>P3P</code> header ([<a
href="#P3P-HEADER">P3P-HEADER</a>]). If a site is using P3P headers, it
SHOULD include this on responses for all appropriate request methods,
including <code>HEAD</code> and <code>OPTIONS</code> requests.</p>
<p>The P3P header gives one or more comma-separated directives. The syntax
follows:</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0">
<tbody>
<tr>
<td valign="top">[1]</td>
<td valign="top"><pre>p3p-header</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`P3P: ` p3p-header-field *(`,` p3p-header-field)</pre>
</td>
</tr>
<tr>
<td valign="top">[2]</td>
<td valign="top"><pre>p3p-header-field</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>policy-ref-field | compact-policy-field | extension-field</pre>
</td>
</tr>
<tr>
<td valign="top">[3]</td>
<td valign="top"><pre>policy-ref-field</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`policyref="` URI-reference `"`</pre>
</td>
</tr>
<tr>
<td valign="top">[4]</td>
<td valign="top"><pre>extension-field</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>token
[`=` (token | quoted-string) ]</pre>
</td>
</tr>
<tr>
<td colspan="4" valign="top">Here, <code>URI-reference</code> is
defined as per <a href="http://www.ietf.org/rfc/rfc3986.txt">RFC
3986</a> [<a href="#URI">URI</a>], <code>token</code> and
<code>quoted-string</code> are defined by [<a
href="#HTTP1_1_ref">HTTP1.1</a>].</td>
</tr>
</tbody>
</table>
<p>In keeping with the rules for other HTTP headers, the name of the P3P
header may be written with any casing. The contents should be specified using
the casing precisely as specified in this document.</p>
<p>The <code>policyref</code> directive gives a URI which specifies the
location of a policy reference file which may reference the P3P policy
covering the document that pointed to the reference file, and possibly others
as well. When the <code>policyref</code> attribute is a relative URI, that
URI is interpreted relative to the request URI. Note that fetching the URI
given in the <code>policyref</code> directive MAY result in a 300-class HTTP
return code (redirection); user agents MUST interpret those redirects with
normal HTTP semantics. Services should note, of course, that use of redirects
will increase the time required for user agents to find and interpret their
policies. The <code>policyref</code> URI MUST NOT be used for any other
purpose beyond locating and referencing P3P policies.</p>
<p>The <code>compact-policy-field</code> is used to specify "compact
policies". This is described in <a href="#compact_policies">Section 4</a>.</p>
<p>User agents which find unrecognized directives (in the
<code>extension-field</code>s) MUST ignore the unrecognized directives. This
is to allow easier deployment of future versions of P3P.</p>
<p><strong><a name="example_header" id="example_header">Example
2.1:</a></strong></p>
<p>1. Client makes a <code>GET</code> request.</p>
<pre class="sample">GET /index.html HTTP/1.1
Host: catalog.example.com
Accept: */*
Accept-Language: de, en
User-Agent: WonderBrowser/5.2 (RT-11)</pre>
<p>2. Server returns content and the <code>P3P</code> header pointing to the
policy of the resource.</p>
<pre class="sample">HTTP/1.1 200 OK
P3P: policyref="http://catalog.example.com/P3P/PolicyReferences.xml"
Content-Type: text/html
Content-Length: 7413
Server: CC-Galaxy/1.3.18</pre>
<h3 id="syntax_link">2.2.3 The HTML <code>link</code> Tag</h3>
<p>Servers MAY serve HTML content with embedded <code>link</code> tags (cf.
[<a href="#HTML">HTML</a>]) that indicate the location of the relevant P3P
policy reference file. This use of P3P does not require any change in the
server behavior.</p>
<p>The <code>link</code> tag encodes the policy reference information that
could be expressed using the <code>P3P</code> header. The <code>link</code>
tag takes the following form (here, we just produce one possible ABNF format
for the link tag, and suppose the [<a href="#HTML">HTML</a>] syntax rules can
be used when using such a tag into an HTML file):</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0">
<tbody>
<tr>
<td valign="top">[5]</td>
<td valign="top"><pre>p3p-link-tag</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`<link rel="P3Pv1" href="` URI `">`</pre>
</td>
</tr>
<tr>
<td colspan="4">Here, <code>URI</code> is defined as per <a
href="http://www.ietf.org/rfc/rfc3986.txt">RFC 3986</a> [<a
href="#URI">URI</a>].</td>
</tr>
</tbody>
</table>
<p>When the <code>href</code> attribute is a relative URI, that URI is
interpreted relative to the request URI.</p>
<p>In order to illustrate with an example the use of the <code>link</code>
tag, we consider the policy reference expressed in <a
href="#example_header">Example 2.1</a> using HTTP headers. That example can
be equivalently expressed using the link tag with the following piece of
HTML:</p>
<pre class="sample"><link rel="P3Pv1"
href="http://catalog.example.com/P3P/PolicyReferences.xml"></pre>
<p>Finally, note that since the <code>p3p-link-tag</code> is embedded in an
HTML document, its character encoding will be the same as that of the HTML
document. In contrast to P3P policy and policy reference documents (see <a
href="#ref_file">section 2.3</a> and <a href="#P3P_markup">section 3</a>
below), the <code>p3p-link-tag</code> need not be encoded using [<a
href="#UTF-8">UTF-8</a>]. Note also that the <code>link</code> tag is not
case sensitive.</p>
<h3 id="XHTML-link">2.2.4 The XHTML <code>link</code> tag</h3>
<p>Correspondingly to the HTML <code>link</code> tag, P3P also supports XHTML
(cf. [<a href="#XHTML-MOD">XHTML-MOD</a>]). Servers MAY serve XHTML content
that, using the <em>XHTML Link Module</em> (cf. <a
href="http://www.w3.org/TR/xhtml-modularization/abstract_modules.html#s_linkmodule">Section
5.19</a> of [<a href="#XHTML-MOD">XHTML-MOD</a>]), indicates the location of
the relevant P3P policy reference file with an embedded XHTML
<code>link</code> tag. Like in the HTML case, an XHTML <code>link</code> tag
can be used to encode the policy reference information that could be
expressed using the <code>P3P</code> header, by:</p>
<ul>
<li>setting its <code>rel</code> attribute to "<code>P3Pv1</code>"</li>
<li>setting its <code>href</code> attribute to the URI of the relevant P3P
policy reference file</li>
</ul>
<h3 id="other_protocols">2.2.5 HTTP ports and other protocols</h3>
<p>The mechanisms described here MAY be used for HTTP transactions over any
underlying protocol. This includes plain-text HTTP over TCP/IP connections or
encrypted HTTP over SSL connections, as well as HTTP over any other
communications protocol designers wish to implement.</p>
<p>URIs MAY contain network port numbers, as specified in <a
href="http://www.ietf.org/rfc/rfc3986.txt">RFC 3986</a> [<a
href="#URI">URI</a>]. For the purposes of P3P, different ports on a single
host MUST be considered to be separate "sites". Thus, for example, the policy
reference file at the well-known location for www.example.com on port 80
(http://www.example.com/w3c/p3p.xml) would not give any information about the
policies which apply to www.example.com when accessed over SSL (as the SSL
communication would take place on a different port, 443 by default).</p>
<p>This document does not specify how P3P policies may be associated with
resources retrieved by means other than HTTP. However, it does not preclude
future development of mechanisms for associating P3P policies with resources
retrieved over other protocols. Furthermore, additional methods of
associating P3P policies with resources retrieved using HTTP may be developed
in the future.</p>
<h2 id="ref_file">2.3 Policy Reference File Syntax and Semantics</h2>
<p>This section explains the contents of policy reference files in detail.</p>
<h3 id="ref_file_example">2.3.1 Example Policy Reference File</h3>
<p>Consider the case of a Web site wishing to make the following
statements:</p>
<ol>
<li>P3P policy <code>/P3P/Policies.xml#first</code> applies to the entire
site, except resources whose paths begin with <code>/catalog</code>,
<code>/cgi-bin</code>, or <code>/servlet</code>.</li>
<li>P3P policy <code>/P3P/Policies.xml#second</code> applies to all
resources whose paths begin with <code>/catalog</code>.</li>
<li>P3P policy <code>/P3P/Policies.xml#third</code> applies to all
resources whose paths begin with <code>/cgi-bin</code> or
<code>/servlet</code>, except for <code>/servlet/unknown</code>.</li>
<li>No statement is made about what P3P policy applies to
<code>/servlet/unknown</code>.</li>
<li>These statements are valid for 2 days.</li>
</ol>
<p>These statements can be represented by the following XML:</p>
<p><strong><a name="example_prf" id="example_prf">Example
2.2:</a></strong></p>
<pre class="sample"><META xmlns="http://www.w3.org/2002/01/P3Pv1">
<POLICY-REFERENCES>
<EXPIRY max-age="172800"/>
<POLICY-REF about="/P3P/Policies.xml#first">
<INCLUDE>/*</INCLUDE>
<EXCLUDE>/catalog/*</EXCLUDE>
<EXCLUDE>/cgi-bin/*</EXCLUDE>
<EXCLUDE>/servlet/*</EXCLUDE>
</POLICY-REF>
<POLICY-REF about="/P3P/Policies.xml#second">
<INCLUDE>/catalog/*</INCLUDE>
</POLICY-REF>
<POLICY-REF about="/P3P/Policies.xml#third">
<INCLUDE>/cgi-bin/*</INCLUDE>
<INCLUDE>/servlet/*</INCLUDE>
<EXCLUDE>/servlet/unknown</EXCLUDE>
</POLICY-REF>
</POLICY-REFERENCES>
</META></pre>
<p>Note this example also includes via <code><a
href="#the_expiry_element">EXPIRY</a></code> a relative expiry time in the
document (cf. <a href="#the_expiry_element">Section 2.3.2.3.2</a>).</p>
<h3 id="ref_file_syntax">2.3.2 Policy Reference File Definition</h3>
<p>This section defines the syntax and semantics of P3P policy reference
files. All policy reference files MUST be encoded using [<a
href="#UTF-8">UTF-8</a>]. P3P servers MUST encode their policy reference
files using this syntax.</p>
<h4 id="ref_file_processing">2.3.2.1 Policy reference file processing</h4>
<h5 id="ref_file_ordering">2.3.2.1.1 Significance of order</h5>
<p>A policy reference file has the <code>META</code> element as root. It may
contain multiple <code>POLICY-REF</code> elements. If it does contain more
than one element, they MUST be processed by user agents in the order given in
the file. When a user agent is attempting to determine what policy applies to
a given URI, it MUST use the first <code>POLICY-REF</code> element in the
policy reference file which applies to that URI.</p>
<p>Note that each <code>POLICY-REF</code> may contain multiple
<code>INCLUDE</code>, <code>EXCLUDE</code>, <code>METHOD</code>,
<code>COOKIE-INCLUDE</code>, and <code>COOKIE-EXCLUDE</code> elements and
that all of these elements within a given <code>POLICY-REF</code> MUST be
considered together to determine whether the <code>POLICY-REF</code> applies
to a given URI. Thus, it is not sufficient to find an <code>INCLUDE</code>
element that matches a given URI, as <code>EXCLUDE</code> or
<code>METHOD</code> elements may serve as modifiers that cause the
<code>POLICY-REF</code> not to match.</p>
<h5 id="ref_file_wildcards">2.3.2.1.2 Wildcards in policy reference files</h5>
<p>Policy reference files make statements about what policy applies to a
given URI. Policy reference files support a simple wildcard character to
allow making statements about regions of URI-space. The character asterisk
('<code>*</code>') is used to represent a sequence of 0 or more of any
character. No other special characters (such as those found in regular
expressions) are supported.</p>
<p>Note that since the asterisk is also a legal character in URIs ([<a
href="#URI">URI</a>]), some special conventions have to be followed when
encoding such "extended URIs" in a policy reference file:</p>
<ul>
<li>URIs represented in policy reference files MUST be properly escaped, as
described in [<a href="#URI">URI</a>], <em>except</em>:
<ul>
<li>Literal '<code>*</code>'s in URIs MUST be escaped in policy
reference files (i.e., they MUST be represented as
"<code>%2A</code>"). Any '<code>*</code>' present in a URI within a
policy reference file will be taken as representing the asterisk
wildcard character.</li>
<li>Consequently, P3P user agents MUST properly un-escape a URI given
in a policy reference file, according to [<a href="#URI">URI</a>],
before trying to match it against an internally represented URI, but
only after recognizing any literal '<code>*</code>' present as the
asterisk wildcard character.</li>
</ul>
</li>
</ul>
<p>URI escaping and un-escaping is very much dependent on the actual scheme
used, and might even differ between individual components within a single
scheme, so no simple rule for which characters need to be escaped can be
given here. Please refer directly to [<a href="#URI">URI</a>] for details on
the standard escaping process. Note that P3P user agents MAY ignore any URI
pattern that does not conform to [<a href="#URI">URI</a>].</p>
<p>The wildcard character MAY be used in the <code>INCLUDE</code> and
<code>EXCLUDE</code> elements, in the <code>COOKIE-INCLUDE</code> and
<code>COOKIE-EXCLUDE</code> elements, and in the <code>HINT</code>
element.</p>
<h4 id="ref_file_refs">2.3.2.2 The <code>META</code>
and <code>POLICY-REFERENCES</code> elements</h4>
<dl>
<dt><strong><code><META></code></strong></dt>
<dd>The <code>META</code> element contains a complete policy reference
file. Optionally, one <code>POLICIES</code> element can follow.
<code>META</code> can also contain one or more one or more <a
href="#extension"><code>EXTENSION</code> elements</a> (cf. <a
href="#extension">section 3.5</a>), as well as an <code>xml:lang</code>
attribute (see <a href="#multiple">section 2.4.2</a>), to indicate the
language in which its content is expressed.</dd>
<dt><strong><code><POLICY-REFERENCES</code>></strong></dt>
<dd>This element MAY contain one or more <code>POLICY-REF</code> (policy
reference) elements. It MAY also contain one <a
href="#the_expiry_element"><code>EXPIRY</code> element</a> (indicating
their expiration time), one or more <a href="#hints"><code>HINT</code>
element</a>, and one or more <a
href="#extension"><code>EXTENSION</code> element</a> (cf. <a
href="#extension">section 3.5</a>).</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0">
<tbody>
<tr>
<td valign="top">[6]</td>
<td valign="top"><pre>prf</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`<META xmlns="http://www.w3.org/2002/01/P3Pv1"` [xml-lang] `>`
*extension
policyrefs
[policies]
*extension
"</META>"</pre>
</td>
</tr>
<tr>
<td valign="top">[7]</td>
<td valign="top"><pre>policyrefs</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"<POLICY-REFERENCES>"
[expiry]
*policyref
*hint
*extension
"</POLICY-REFERENCES>"</pre>
</td>
</tr>
<tr>
<td colspan="4">Here <code>PCDATA</code> is defined in [<a
href="#XML">XML</a>].</td>
</tr>
</tbody>
</table>
<h4 id="ref_file_lifetime">2.3.2.3 Policy reference file lifetimes
and the <code>EXPIRY</code> element</h4>
<h5 id="motivation_and_mechanism">2.3.2.3.1 Motivation and mechanism</h5>
<p>It is desirable for servers to inform user agents about how long they can
use the claims made in a policy reference file. By enabling clients to cache
the contents of a policy reference file, it reduces the time required to
process the privacy policy associated with a Web resource. This also reduces
load on the network. In addition, clients that don't have a valid policy
reference file for a URI will need to use <a href="#safezone">"safe zone"
practices</a> for their requests. If clients have policy reference files that
they know are still valid, then they can make more informed decisions on how
to proceed.</p>
<p>In order to achieve these benefits, policy reference files SHOULD contain
an <code>EXPIRY</code> element, which indicates the lifetime of the policy
reference file. If the policy reference file does not contain an
<code>EXPIRY</code> element, then it defaults to 24-hour lifetime.</p>
<p>The lifetime of a policy reference file tells user agents how long they
can rely on the claims made in the policy reference file. By setting the
lifetime of a policy reference file, the publishing site agrees that the
policies mentioned in the policy reference file are appropriate for the
lifetime of the policy reference file. For example, if a policy reference
file has a lifetime of 3 days, then a user agent need not reload that file
for 3 days, and can assume that the references made in that policy reference
file are good for 3 days. All of the policy references made in a single
policy reference file will receive the same lifetime. The only way to specify
different lifetimes for different policy references is to use separate policy
reference files.</p>
<p>The same mechanism used to indicate the lifetime of a policy reference
file is also used to indicate the lifetime of a P3P policy. Thus P3P
<code>POLICIES</code> elements SHOULD have an <code>EXPIRY</code> element
associated with them as well. This lifetime applies to all P3P policies
contained within that <code>POLICIES</code> element. If there is no
<code>EXPIRY</code> element associated with a P3P policy, then it defaults to
24-hour lifetime.</p>
<p>When picking a lifetime for policies and policy reference files, sites
need to pick a lifetime which balances two competing concerns. One concern is
that the lifetime ought to be long enough to allow user agents to receive
significant benefits from caching. The other concern is that the site would
like to be able to change their policy for new data collection without
waiting for an extremely long lifetime to expire. It is expected that
lifetimes in the range of 1-7 days would be a reasonable balance between
these two competing desires. Sites also need to remember the <a
href="#policy_updates">policy update requirements</a> when updating their
policies.</p>
<p>When a policy reference file has expired, the information in the policy
reference file MUST NOT be used by a user agent until that user agent has
successfully revalidated the policy reference file, or has fetched a new copy
of the policy reference file.</p>
<p>Note that while user agents are not obligated to re-validate policy
reference files or policy files that have not expired, they MAY choose to
re-validate those files before their expiry period has passed in order to
reduce the need for using <a href="#safezone">"safe zone" practices</a>. A
valid P3P user agent implementation does not need to contain a cache for
policies and policy reference files, though the implementation will have
better performance if it does.</p>
<h5 id="the_expiry_element">2.3.2.3.2 The
<code>EXPIRY</code> element</h5>
<p>The <code>EXPIRY</code> element can be used in a policy reference file
and/or in a <code>POLICIES</code> element to state how long the policy
reference file (or <a href="#Policies">policies</a>) remains valid. The
expiry is given as either an absolute expiry time, or a relative expiry time.
An absolute expiry time is a time, given in GMT, until which the policy
reference file (or <a href="#Policies">policies</a>) is valid. A relative
expiry time gives a number of seconds for which the policy reference file (or
<a href="#Policies">policies</a>) is valid. This expiry time is relative to
the time the policy reference file (or <a href="#Policies">policies</a>) was
requested or last revalidated by the client. This computation MUST be done
using the time of the original request or revalidation, and the current time,
with both times generated from the client's clock. Revalidation is defined in
section 13.3 of [<a href="#HTTP1_1_ref">HTTP1.1</a>].</p>
<p>The minimum amount of time for any relative expiry time is 24 hours, or
86400 seconds. Any relative expiration time shorter than 86400 seconds MUST
be treated as being equal to 86400 seconds in a client implementation. If a
client encounters an absolute expiration time that is in the past, it MUST
act as if NO policy reference file (or policy) is available. See section
2.4.7 "<a href="#absence_of_prf">Absence of Policy Reference File</a>" for
the required procedure in such cases.</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0">
<tbody>
<tr>
<td valign="top">[8]</td>
<td valign="top"><pre>expiry</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"<EXPIRY" (absdate|reldate) "/>"</pre>
</td>
</tr>
<tr>
<td valign="top">[9]</td>
<td valign="top"><pre>absdate</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`date="` HTTP-date `"`</pre>
</td>
</tr>
<tr>
<td valign="top">[10]</td>
<td valign="top"><pre>reldate</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`max-age="` delta-seconds `"`</pre>
</td>
</tr>
<tr>
<td colspan="4">Here, HTTP-date is defined in section 3.3.1 of [<a
href="#HTTP1_1_ref">HTTP1.1</a>], and delta-seconds is defined in
section 3.3.2 of [<a href="#HTTP1_1_ref">HTTP1.1</a>].</td>
</tr>
</tbody>
</table>
<h5 id="use_of_http_headers">2.3.2.3.3
Requesting Policies and Policy Reference Files</h5>
<p>In a real-world network, there may be caches which will cache the contents
of policies and policy reference files. This is good for increasing the
overall network performance, but may have deleterious effects on the
operation of P3P if not used correctly. There are two specific concerns:</p>
<ol>
<li>When a user agent receives a policy reference file (or policy), if it
was served from a caching proxy (see e.g. [<a
href="#CACHING">CACHING</a>]) the user agent needs to know how long the
policy reference file or policy resided in the caching proxy. This time
MUST be subtracted from the lifetime of the policy or policy reference
file which uses relative expiry.</li>
<li>When a user agent needs to re-validate a policy reference file (or
policy), it needs to make sure that the revalidation fetches a current
version of the policy reference file (or policy). For example, consider
the case where a user agent holds a policy reference file with a 1 day
relative expiry. If the user agent re-fetches it from a caching proxy, and
the file has been residing in the caching proxy for 3 days, then the
resulting file is useless.</li>
</ol>
<p>HTTP 1.1 [<a href="#HTTP1_1_ref">HTTP1.1</a>] contains powerful
cache-control mechanisms to allow clients to place requirements on the
operations of network caches; these mechanisms can resolve the problems
mentioned above. The specific method will be discussed below.</p>
<p>HTTP 1.0, however, does not provide those more sophisticated cache control
mechanisms. An HTTP 1.0 caching proxy will, in all likelihood, compute a
cache lifetime for the policy reference file (or policies) based on the
file's last-modified date; the resulting cache lifetime could be
significantly longer than the lifetime specified by the <code>EXPIRY</code>
element. The caching proxy could then serve the policy reference file (or
policies) to clients beyond the lifetime in the <code>EXPIRY</code>; the
result would be that user-agents would receive a useless policy reference
file (or policies).</p>
<p>The second problem with an HTTP 1.0 caching proxy is that a user agent has
no way to know how long the reference file may have been stored by the
caching proxy. If the policy reference file (or policies) relies on relative
expiry, it would then be impossible for the user agent to determine if the
reference file's lifetime has already expired, or when it will expire.</p>
<p>Thus, if a user agent is requesting a policy reference file or a policy,
and does not know for certain that there are no HTTP 1.0 caches in the path
to the origin server, then the request MUST force an end-to-end revalidation.
This can be done with the <tt>Pragma: no-cache</tt> HTTP request-header. Note
that neither HTTP nor P3P define a way to determine if there is a HTTP
1.0-compliant cache in any given network path, so unless the user agent has
this information derived from an outside source, it MUST force the end-to-end
revalidation.</p>
<p>If the user agent has some way to know that all caches in the network path
to the origin server are compliant with HTTP 1.1 (or that there are no caches
in the network path to the origin server), then the client MAY do the
following instead of forcing an end-to-end revalidation:</p>
<ol>
<li>Use cache-control request-headers to ensure that the received response
is not older than its lifetime. This is done with the max-age
cache-control setting, with a maximum age significantly less than the
lifetime of the policy reference file (or policies). For example, a user
agent could send Cache-Control: max-age=43200, thus ensuring that the
response is no more than 12 hours old.</li>
<li>Subtract the age of the response from the lifetime of the policy
reference file (or policies), if it uses a relative expiry time. The age
of the response is given by the Age: HTTP response-header.</li>
</ol>
<p>Note that it is impossible for a client to accurately predict the amount
of latency that may affect an HTTP request. Thus, if the policy reference
file covering a request is going to expire soon, clients MAY wish to consider
warning their users and/or re-validating the policy reference file before
continuing with the request.</p>
<h5 id="error_handling">2.3.2.3.4 Error handling for
policy reference file and policy lifetimes</h5>
<p>The following situations have their semantics specifically defined:</p>
<ol>
<li>An absolute expiry date in the past renders the policy reference file
(or policies) useless, as does an invalid or malformed expiry date,
whether relative or absolute. In this case, user agents MUST act as if NO
policy reference file (or <a href="#Policies">policies</a>) is available.
See section 2.4.7 "<a href="#absence_of_prf">Absence of Policy Reference
File</a>" for the required procedure in such cases.</li>
<li>A relative expiration time shorter than 86400 seconds (1 day) is
considered to be equal to 86400 seconds.</li>
<li>When a policy reference file contains more than one <code>EXPIRY</code>
element, the first one takes precedence for determining the lifetime of
the policy reference file.</li>
</ol>
<h4 id="ref_file_policyref">2.3.2.4 The
<code>POLICY-REF</code> element</h4>
<p>A policy reference file may refer to multiple P3P policies, specifying
information about each. The <code>POLICY-REF</code> element describes
attributes of a single P3P policy. Elements within the
<code>POLICY-REF</code> element give the location of the policy and specify
the areas of URI-space (and cookies) that each policy covers.</p>
<dl>
<dt><code><strong>POLICY-REF</strong></code></dt>
<dd>contains information about a single P3P policy.</dd>
<dt><code><strong>about</strong></code> <strong><em>(mandatory
attribute)</em></strong></dt>
<dd><em>URI reference</em> ([<a href="#URI">URI</a>]), where the fragment
identifier part denotes the <em>name</em> of the policy (given in its
<code>name</code> attribute), and the URI part denotes the URI where
the policy resides (a policy file, or a policy reference file, see <a
href="#Policies">Section 3.2</a>). If this is a relative URI reference,
it is interpreted relative to the URI of the policy reference file it
resides in.</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0">
<tbody>
<tr>
<td valign="top">[11]</td>
<td valign="top"><pre>policy-ref</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`<POLICY-REF about="` URI-reference `">`
*include
*exclude
*cookie-include
*cookie-exclude
*method-element
*extension
`</POLICY-REF>`</pre>
</td>
</tr>
<tr>
<td colspan="4">Here, <code>URI-reference</code> is defined as per <a
href="http://www.ietf.org/rfc/rfc3986.txt">RFC 3986</a> [<a
href="#URI">URI</a>].</td>
</tr>
</tbody>
</table>
<h4 id="ref_file_preexc">2.3.2.5 The
<code>INCLUDE</code> and <code>EXCLUDE</code> elements</h4>
<p>Each <code>INCLUDE</code> or <code>EXCLUDE</code> element specifies one
local URI or set of local URIs. A set of URIs is specified if the <a
href="#ref_file_wildcards">wildcard character '*'</a> is used in the
URI-pattern. These elements are used to specify the portion of the Web site
that is covered by the policy referenced by the enclosing
<code>POLICY-REF</code> element.</p>
<p>When <code>INCLUDE</code> (and optionally, <code>EXCLUDE</code>) elements
are present in a <code>POLICY-REF</code> element, it means that the policy
specified in the <code>about</code> attribute of the <code>POLICY-REF</code>
element applies to all the URIs at the requested host corresponding to the
local-URI(s) matched by any of the <code>INCLUDE</code>s, but not matched by
an <code>EXCLUDE</code> element.</p>
<p>A policy referenced in a policy reference file can be applied only to URIs
on the DNS (Domain Name System) host that references it. Thus, for example, a
policy reference file at the well-known location of host www.example.com can
apply policies only to resources on www.example.com. However, if
foo.example.com includes a P3P HTTP header in its responses that references a
policy reference file on bar.example.com, that policy reference file would be
applied to resources on foo.example.com (not bar.example.com or
www.example.com). The same policy reference file might be referenced in P3P
HTTP headers sent by multiple hosts, in which case it may be applied to each
host that references it. The <code>INCLUDE</code> and <code>EXCLUDE</code>
elements MUST specify URI patterns relative to the root of the DNS host to
which they are applied. This requirement does NOT apply to the location of
the P3P policy file (the about attribute on the <code>POLICY-REF</code>
element).</p>
<p>If a <code>METHOD</code> element (<a href="#ref_file_method">section
2.3.2.8</a>) specifies one or more methods for an enclosing policy reference,
it follows that all methods <em>not</em> mentioned are consequently
<em>not</em> covered by this policy. In the case that this is the only policy
reference for a given URI prefix, user agents MUST assume that NO policy is
in effect for all methods NOT mentioned in the policy reference file. It is
legal but pointless to supply a <code>METHOD</code> element without any
<code>INCLUDE</code> or <code>COOKIE-INCLUDE</code> elements.</p>
<p>It is legal, but pointless, to supply an <code>EXCLUDE</code> element
without any <code>INCLUDE</code> elements; in that case, the
<code>EXCLUDE</code> element MUST be ignored by user agents.</p>
<p>Note that the set of URIs specified with <code>INCLUDE</code> and
<code>EXCLUDE</code> does not include cookies that might be set or replayed
when requesting one of such URIs: in order to associate policies with
cookies, the <a href="#cookies"><code>COOKIE-INCLUDE</code> and
<code>COOKIE-EXCLUDE</code></a> elements are needed.</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[12]</td>
<td valign="top"><pre>include</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"<INCLUDE>" relativeURI "</INCLUDE>"</pre>
</td>
</tr>
<tr>
<td valign="top">[13]</td>
<td valign="top"><pre>exclude</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"<EXCLUDE>" relativeURI "</EXCLUDE>"</pre>
</td>
</tr>
<tr>
<td colspan="4">Here, <code>relativeURI</code> is defined as per <a
href="http://www.ietf.org/rfc/rfc3986.txt">RFC 3986</a> [<a
href="#URI">URI</a>], with the addition that the '<code>*</code>'
character is to be treated as a wildcard, as defined in <a
href="#ref_file_wildcards">section 2.3.2.1.2</a>.</td>
</tr>
</tbody>
</table>
<h4 id="hints">2.3.2.6 The <code>HINT</code> element</h4>
<p>Policy reference hints are a performance optimization that can be used
under certain conditions. A site may declare a policy reference for itself
using the well-known location, the P3P response header, or the HTML/XHTML
<code>link</code> tag. It MAY further provide a hint to additional policy
references, such as those declared by other sites.</p>
<p>For example, an HTML page might hint at policy references for its
hyper-links, embedded content, and action URIs. User agents MAY use the hint
mechanism to discover policy reference files before requesting the affected
URIs when the policy references are not available from the well-known
location.</p>
<p>User agents which use hints to retrieve policies MUST NOT apply them to
any site other than the one which contains the hinted policy reference
file.</p>
<p>Any policy reference file MAY contain zero or more policy reference hints.
Each hint is contained in a <code>HINT</code> element with two attributes,
<code>scope</code> and <code>path</code>.</p>
<p>The <code>scope</code> attribute is used to specify a URI scheme and
authority to which the hinted policy reference can be applied. If the
authority component (cf. [<a href="#URI">URI</a>]) is a server component
(e.g., a host name or IP address) the host part of the authority MAY begin
with a <a href="#ref_file_wildcards">wildcard</a>, as defined in Section
2.3.2.1.2. The <code>scope</code> attribute MUST NOT contain a wildcard in
any other position, MUST be encoded according to the conventions in Section
2.3.2.1.2, and MUST NOT contain a path, query or fragment URI component.
Additionally, if the authority is a server, it SHOULD NOT contain a userinfo
part.</p>
<p>For example, legal values for <code>scope</code> include:</p>
<ul>
<li><code>http://www.example.com</code></li>
<li><code>http://www.example.com:81</code></li>
<li><code>http://*.example.com</code></li>
<li><code>ftp://ftp.example.org</code></li>
</ul>
<p>The following are illegal values for the <code>scope</code> attribute:</p>
<ul>
<li><code>http://www.*.com</code> ; the wildcard can only be at the
start</li>
<li><code>http://www.example.com/</code> ; the trailing slash is not
allowed</li>
<li><code>www.example.com</code> ; the scheme must be stated</li>
<li><code>*://www.example.com</code> ; the scheme cannot contain a
wildcard</li>
<li><code>http://www.example.com:*</code>; the port cannot contain a
wildcard</li>
</ul>
<p>The <code>path</code> attribute is used to locate the policy reference
file on the hinted site. It is a relative URI whose base is the URI scheme
and authority matched in the <code>scope</code> attribute. The
<code>path</code> attribute MUST NOT be an absolute URI, so that the policy
reference file is always retrieved from the same site that it is applied
to.</p>
<p><strong>Example 2.3:</strong></p>
<pre class="sample"><HINT scope="http://www.example.org" path="/mypolicy/p3.xml" />
<HINT scope="http://www.example.net:81" path="/w3c/prf.xml" />
<HINT scope="http://*.shop.example.com" path="/w3c/prf.xml" /></pre>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[14]</td>
<td valign="top"><pre>hint</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`<HINT scope="` scheme ( `://` | `:/` ) authority `" path="` relativeURI `/>`</pre>
</td>
</tr>
<tr>
<td colspan="4">Here, <code>scheme</code>, <code>authority</code> and
<code>relativeURI</code> are taken from <a
href="http://www.ietf.org/rfc/rfc2965.txt">RFC 2965</a> [<a
href="#ref_STATE">STATE</a>].</td>
</tr>
</tbody>
</table>
<h4><a id="cookies">2.3.2.7 The <code>COOKIE-INCLUDE</code> and
<code>COOKIE-EXCLUDE</code> elements</a></h4>
<p>The <code>COOKIE-INCLUDE</code> and <code>COOKIE-EXCLUDE</code> elements
are used to associate policies to cookies (cf. [<a
href="#ref_COOKIES">COOKIES</a>] and [<a href="#ref_STATE">STATE</a>]).</p>
<p>A cookie policy MUST cover any data (within the scope of P3P)
that is stored in that cookie or <a href="#linked">linked</a> via
that cookie. It MUST also reference all purposes associated with
data stored in that cookie or enabled by that cookie. In
addition, any data/purpose stored or <a href="#linked">linked</a>
via a cookie MUST also be put in the cookie policy. In addition,
if that linked data is collected by HTTP, then the policy that
covers that <code>GET</code>/<code>POST</code>/whatever request
must cover that data collection. For example, when CatalogExample
asks customers to fill out a form with their name, billing, and
shipping information, the P3P policy that covers the form
submittal will disclose that CatalogExample collects this data
and explain how it is used. If CatalogExample sets a cookie so
that it can recognize its customers and observe their behavior on
its Web site, it would have a separate policy for this cookie.
However, if this cookie is also linked to the user's name,
billing, and shipping information -- perhaps so CatalogExample
can generate custom catalog pages based on where the customer
lives -- then that data must also be disclosed in the cookie
policy.</p>
<p>For the purpose of this specification, state management mechanisms use
either <code>SET-COOKIE</code> or <code>SET-COOKIE2</code> headers, and
cookie-namespace is defined as the value of the NAME, VALUE, Domain and Path
attributes, specified in [<a href="#ref_COOKIES">COOKIES</a>] and [<a
href="#ref_STATE">STATE</a>].</p>
<p>Each <code>COOKIE-INCLUDE</code> or <code>COOKIE-EXCLUDE</code> element
can be used to match (similarly to <code>INCLUDE</code> and
<code>EXCLUDE</code>) the NAME, VALUE, Domain and Path components of a
cookie, expressing the cookies which are covered by the policy specified by
the <code>about</code> attribute when the cookies are set from the resources
on the Web site where the policy reference file resides:</p>
<dl>
<dt><code><strong>COOKIE-INCLUDE</strong></code> (resp.
<code><strong>COOKIE-EXCLUDE</strong></code>)</dt>
<dd>include (resp. exclude) cookies that match the <code>name</code>,
<code>value</code>, <code>domain</code> and <code>path</code>
attributes</dd>
<dt><code><strong>name</strong></code></dt>
<dd>match the NAME portion of the cookie</dd>
<dt><code><strong>value</strong></code></dt>
<dd>match the VALUE portion of the cookie</dd>
<dt><code><strong>domain</strong></code></dt>
<dd>match the Domain portion of the cookie</dd>
<dt><code><strong>path</strong></code></dt>
<dd>match the Path portion of the cookie</dd>
</dl>
<p>If the value of the <code>domain</code> attribute is set to the dot
character ("<code>.</code>"), the domain will match only cookies that omit
the <code>domain</code> attribute (and thus have domain equivalent to the
request host as per <a href="http://www.ietf.org/rfc/rfc2965.txt">RFC
2965</a> ([<a href="#ref_STATE">STATE</a>]).</p>
<p>Cookies that omit the path attribute have the default path of the request
URI that generated the set-cookie response as per <a
href="http://www.ietf.org/rfc/rfc2965.txt">RFC 2965</a> [<a
href="#ref_STATE">STATE</a>]. The <code>path</code> attribute of a
<code>COOKIE-INCLUDE</code> should be matched against this default value if a
cookie omits the <code>path</code> attribute.</p>
<p>All four attributes are optional. If an attribute is absent, the
<code>COOKIE-INCLUDE</code> (resp. <code>COOKIE-EXCLUDE</code>) will match
cookies that have that attribute set to any value.</p>
<p>When <code>COOKIE-INCLUDE</code> (and optionally,
<code>COOKIE-EXCLUDE</code>) elements are present in a
<code>POLICY-REF</code> element, the policy specified in the
<code>about</code> attribute of the <code>POLICY-REF</code> element applies
to every cookie that is matched by any <code>COOKIE-INCLUDE</code>'s, and not
matched by a <code>COOKIE-EXCLUDE</code> element.</p>
<p>User agents MUST interpret <code>COOKIE-INCLUDE</code> and
<code>COOKIE-EXCLUDE</code> elements in a policy reference file to determine
the policy that applies to cookies set by or replayed to the host to which
the policy reference file applies. While the domain attribute of a
<code>COOKIE-INCLUDE</code> may match more broadly (for example, if the
domain attribute is omitted it defaults to matching any domain value), user
agents MUST limit their application of the policy to domains that could be
legally used in a cookie set by the host to which the policy reference file
applies. For example, if abc.xyz.example.com declares a policyref with
<code><COOKIE-INCLUDE domain="*.xyz.*ple.com"/></code>, this would be
matched to cookies with domains such as .abc.xyz.example.com and
.xyz.example.com, but not .example.com or .xyz.sample.com.</p>
<p>A P3P policy can be associated with a cookie by the host that set that
cookie as well as by any or all of the hosts to which it might be replayed. A
user agent MAY fetch a cookie policy at the time a cookie is set and apply it
later when the cookie is replayed, perhaps to other hosts in the domain. A
user agent MAY request a policy reference file from a host before replaying a
cookie to that host, and if the policy reference file contains an appropriate
<code>COOKIE-INCLUDE</code>, a policy will be applied to that cookie even if
the cookie was not set by that host. Any host to which the cookie may be
replayed MUST be able to honor all the policies associated with the cookie,
regardless of whether that host declares a policy for that cookie. Thus sites
that set cookies that may be replayed to multiple hosts within a domain need
to coordinate to make sure all the hosts can follow the declared policy. In
addition, sites should be cautious with their use of wildcards to make sure
that they do not inadvertently apply a policy to cookies to which it should
not be applied (including previously set cookies that are still in use and
cookies set by other hosts in the domain).</p>
<p>The policy that applies to a cookie applies until the policy expires, even
if the associated policy reference file expires prior to policy expiry (but
after the cookie was set). If the policy associated with a cookie has
expired, then the user agent SHOULD reevaluate the cookie policy before
sending the cookie. In addition, user agents MUST use only non-expired
policies and policy reference files when evaluating new set-cookie events.</p>
<p>User agents that evaluate cookie policies SHOULD perform this evaluation
*and its resultant behavior* before setting a cookie so that the cookie can
be discarded without being set if that is what is dictated by the user's
preferences.</p>
<p>Example 2.4 states that <code>/P3P/Policies.xml#first</code> applies to
all cookies.</p>
<p><strong>Example 2.4:</strong></p>
<pre class="sample"><META xmlns="http://www.w3.org/2002/01/P3Pv1">
<POLICY-REFERENCES>
<POLICY-REF about="/P3P/Policies.xml#first">
<COOKIE-INCLUDE name="*" value="*" domain="*" path="*"/>
</POLICY-REF>
</POLICY-REFERENCES>
</META></pre>
<p>Example 2.5 states that <code>/P3P/Policies.xml#first</code> applies to
all cookies, except cookies with the cookie name value of
"<code>obnoxious-cookie</code>", a domain value of
"<code>.example.com</code>", and a path value of "<code>/</code>", and that
<code>/P3P/Policies.xml#second</code> applies to all cookies with the cookie
name of "<code>obnoxious-cookie</code>", a domain value of
"<code>.example.com</code>", and a path value of "<code>/</code>".</p>
<p><strong>Example 2.5:</strong></p>
<pre class="sample"><META xmlns="http://www.w3.org/2002/01/P3Pv1">
<POLICY-REFERENCES>
<POLICY-REF about="/P3P/Policies.xml#first">
<COOKIE-INCLUDE name="*" value="*" domain="*" path="*"/>
<COOKIE-EXCLUDE name="obnoxious-cookie" value="*" domain=".example.com" path="/"/>
</POLICY-REF>
<POLICY-REF about="/P3P/Policies.xml#second">
<COOKIE-INCLUDE name="obnoxious-cookie" value="*" domain=".example.com" path="/"/>
</POLICY-REF>
</POLICY-REFERENCES>
</META></pre>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[15]</td>
<td valign="top"><pre>cookie-include</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"<COOKIE-INCLUDE"
[` name="` token `"`] ; matches the cookie's NAME
[` value="` token `"`] ; matches the cookie's VALUE
[` domain="` token `"`] ; matches the cookie's Domain
[` path="` token `"`] ; matches the cookie's Path
"/>"</pre>
</td>
</tr>
<tr>
<td valign="top">[16]</td>
<td valign="top"><pre>cookie-exclude</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"<COOKIE-EXCLUDE"
[` name="` token `"`] ; matches the cookie's NAME
[` value="` token `"`] ; matches the cookie's VALUE
[` domain="` token `"`] ; matches the cookie's Domain
[` path="` token `"`] ; matches the cookie's Path
"/>"</pre>
</td>
</tr>
<tr>
<td colspan="4">Here, <code>token</code>, <code>NAME</code>,
<code>VALUE</code>, <code>Domain</code> and <code>Path</code> are
defined as per <a href="http://www.ietf.org/rfc/rfc2965.txt">RFC
2965</a> [<a href="#ref_STATE">STATE</a>], with the addition that the
'<code>*</code>' character is to be treated as a wildcard, as defined
in <a href="#ref_file_wildcards">section 2.3.2.1.2</a>.</td>
</tr>
</tbody>
</table>
<p>Note that [<a href="#ref_STATE">STATE</a>] states default values for the
domain and path attributes of cookies: these should be used in the comparison
if those attributes are not found in a specific cookie. Also, conforming to
[<a href="#ref_STATE">STATE</a>], if an explicitly specified
<code>Domain</code> value does not start with a full stop ("<code>.</code>"),
the user agent MUST prepend a full stop for it; and, note that every
<code>Path</code> begins with the "<code>/</code>" character.</p>
<h4><a id="ref_file_method">2.3.2.8 The <code>METHOD</code> element</a></h4>
<p>By default, a policy reference applies to the stated URIs regardless of
the method used to access the resource. However, a Web site may wish to
define different P3P policies depending on the method to be applied to a
resource. For example, a site may wish to collect more data from users when
they are performing <code>PUT</code> or <code>DELETE</code> methods than when
performing <code>GET</code> methods.</p>
<p>The <code>METHOD</code> element in a policy reference file is used to
state that the enclosing policy reference only applies when the specified
methods are used to access the referenced resources. The <code>METHOD</code>
element may be repeated to indicate multiple applicable methods. If the
<code>METHOD</code> element is not present in a <code>POLICY-REF</code>
element, then that <code>POLICY-REF</code> element covers the resources
indicated regardless of the method used to access them.</p>
<p>So, to state that <code>/P3P/Policies.xml#first</code> applies to all
resources whose paths begin with <code>/docs/</code> for <code>GET</code> and
<code>HEAD</code> methods, while <code>/P3P/Policies.xml#second</code>
applies for <code>PUT</code> and <code>DELETE</code> methods, the following
policy reference would be written:</p>
<p><strong>Example 2.6:</strong></p>
<pre class="sample"><META xmlns="http://www.w3.org/2002/01/P3Pv1">
<POLICY-REFERENCES>
<POLICY-REF about="/P3P/Policies.xml#first">
<INCLUDE>/docs/*</INCLUDE>
<METHOD>GET</METHOD>
<METHOD>HEAD</METHOD>
</POLICY-REF>
<POLICY-REF about="/P3P/Policies.xml#second">
<INCLUDE>/docs/*</INCLUDE>
<METHOD>PUT</METHOD>
<METHOD>DELETE</METHOD>
</POLICY-REF>
</POLICY-REFERENCES>
</META></pre>
<p>Note that HTTP requires the same behavior for <code>GET</code> and
<code>HEAD</code> requests, thus it is inappropriate to specify different P3P
policies for these methods. The syntax for the <code>METHOD</code> element
is:</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[17]</td>
<td valign="top"><pre>method-element</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`<METHOD>` Method `</METHOD>`</pre>
</td>
</tr>
<tr>
<td colspan="4">Here, <code>Method</code> is defined in the section
5.1.1 of [<a href="#HTTP1_1_ref">HTTP1.1</a>].</td>
</tr>
</tbody>
</table>
<p>Finally, note that the <code>METHOD</code> element is designed to be used
in conjunction with <code>INCLUDE</code> or <code>COOKIE-INCLUDE</code>
elements. A <code>METHOD</code> element by itself will never apply a
<code>POLICY-REF</code> to a URI.</p>
<h4 id="oho">2.3.2.9 Domain Relationships</h4>
<p>This section describes a method to allow user agents to
recognize when hosts in different domains are owned by the same entity or
entities acting as agents for one another. User agents may use this
information when applying privacy preferences, particularly to avoid
implementation issues encountered when more stringent privacy preferences are
applied to domains that are deemed to be owned by third-parties. See [<a
href="#coremetrics">Coremetrics</a>]</p>
<h4 id="oho_ex">2.3.2.9.1 <code>OUR-HOST</code> Extension</h4>
<p>The <code>OUR-HOST</code> element allows sites to declare hosts that are
owned by the entity in the associated policy or that are acting as agents of
that entity. User agents may use this extension to distinguish between such a
host and actual third-party hosts.</p>
<p>The attribute <code>name</code> is a host name qualifier that can be a
full individual host/domain name (e.g. www.example.com) or a wildcard
qualifier describing a set of hosts/domains.</p>
<pre> our-hosts-extension = `<EXTENSION optional="yes">`
*[our-host]
`</EXTENSION>`
our-host = `<OUR-HOST xmlns="http://www.w3.org/2006/01/P3Pv11"`
[`name="` authority `"`]
`/>`
</pre>
<p>Here, <em>authority</em>is defined as per <a
href="http://www.ietf.org/rfc/rfc3986.txt">RFC 3986</a> [URI], with the
addition that the '*' character is to be treated as a wildcard, as defined in
<a href="#ref_file_wildcards">section 2.3.2.1.2</a>.</p>
<p>The <code>OUR-HOST</code>element is declared in the
<code>POLICY-REF</code> element. For URIs covered by the associated policy,
the user agent can encounter other hosts in different domains serving
embedded content, link, or action requests. The user agent may consider such
a host to be owned by the same entity or one of its agents if its URI matches
an associated <code>OUR-HOST</code> entry. Any number of
<code>OUR-HOST</code>elements can be declared inside a
<code>POLICY-REF</code>element.</p>
<p>Embedded content is considered to be any content that is retrieved during
the processing of the current document, such as images, documents in frames,
script files, etc. Content embedded more than 1 level deep (e.g. an image
inside a frame) is still considered embedded content and the
<code>OUR-HOST</code> declarations at the top-level may still apply.</p>
<p>Any relationships inferred by this mechanism are valid only in the context
for which they were discovered -- this is not a mechanism for declaring
globally that two hosts have a relationship in all contexts. By extension,
the relationships are not transitive. Suppose two distinct hosts A and C are
matched by <code>OUR-HOST</code> entries in a policy reference file for host
B. Even if the same policy applies to both, nothing may be inferred about the
relationship between A and C for use in other contexts. The relationships are
not transitive even in the case of multi-level embedded content -- the
top-level host must declare <code>OUR-HOST</code> relationships for all
levels of embedded content.</p>
<p>In this example, example.com and example.net are owned by the same
company. The example.net file has an <code>OUR-HOST</code> declaration for
hosts in the example.com domain.</p>
<pre class="sample"><META xmlns="http://www.w3.org/2002/01/P3Pv1">
<POLICY-REFERENCES>
<POLICY-REF about="/p3p/policy.xml#corporate">
<INCLUDE>/*</INCLUDE>
<COOKIE-INCLUDE name="*" value="*"/>
<strong><EXTENSION></strong>
<strong><OUR-HOST name="*.example.com"
xmlns="http://www.w3.org/2006/01/P3Pv11" /></strong>
<strong></EXTENSION></strong>
</POLICY-REF>
</POLICY-REFERENCES>
</META></pre>
<p>The following example.com policy reference file shows two policies and two
<code>OUR-HOST</code>declarations. The first declaration is for hosts in the
example.net domain and applies to all URIs except for ones that begin with
"/surveys/". The second <code>OUR-HOST</code> declaration is for hosts in the
example.org domain and applies to all URIs that begin with "/surveys/". Since
the example.net domain is not declared with this policy reference, user
agents can not verify a relationship between example.com and example.net
hosts for the survey URIs.</p>
<pre class="sample"><META xmlns="http://www.w3.org/2002/01/P3Pv1">
<POLICY-REFERENCES>
<POLICY-REF about="/p3p/policy.xml#corporate">
<INCLUDE>/*</INCLUDE>
<EXCLUDE>/surveys/*</EXCLUDE>
<strong><EXTENSION></strong>
<strong><OUR-HOST name="*.example.net"
xmlns="http://www.w3.org/2006/01/P3Pv11" /></strong>
<strong></EXTENSION></strong>
</POLICY-REF>
<POLICY-REF about="/p3p/policy.xml#surveys">
<INCLUDE>/surveys/*</INCLUDE>
<strong><EXTENSION></strong>
<strong><OUR-HOST name="*.example.org"
xmlns="http://www.w3.org/2006/01/P3Pv11" /></strong>
<strong></EXTENSION></strong>
</POLICY-REF>
</POLICY-REFERENCES>
</META></pre>
<p>Browsers may cache the policy reference file based on its EXPIRY element.
The expiration information associated with that element should also be
considered to apply to the <code>OUR-HOST</code> declarations; i.e. that
information may be cached along with the policy reference information.</p>
<p>The use of the <code>OUR-HOST</code> extension is optional. This extension
provides more information that user agents may use in applying users' privacy
preferences.</p>
<h4 id="playback">2.3.2.9.2 Cookie Playback</h4>
<p>If a user agent allows a cookie to be set based on a relationship
established by <code>OUR-HOST</code> declarations, it should verify that such
a relationship exists at cookie playback time, and not send the cookie if
not. When not using compact policies, such verification implies re-fetching
an expired policy reference file and evaluating its <code>OUR-HOST</code>
declarations.</p>
<h4 id="oho_cp">2.3.2.9.3 Extension to P3P Compact Policy Header</h4>
<p>Hosts may return an special token ("OHO:") in the P3P compact policy
header to indicate <code>OUR-HOST</code> relationships. This token is
followed by a comma-delimited list of hostname qualifiers that describe hosts
that are owned by the same entity as the current host or that are acting as
agents of the current host. This list is equivalent to the
<code>OUR-HOST</code> declarations in the policy reference file, but it may
be applied when using compact policies. In the example above, example.com
could return the header:</p>
<pre class="sample"> P3P: CP="NON DSP ADM DEV PSD IVDo OUR IND STP PHY PRE NAV UNI OHO:*.example.org"</pre>
<p>Hosts returning embedded content are not required to declare a
corresponding <code>OHO</code> token in their compact policies.</p>
<p>This token is optional and may be ignored by user agents. The syntax for
the token is as follows:</p>
<pre> compact-our-host = `OHO:` authority *(`,` authority)
</pre>
<p>Here, <code>authority</code>is defined as per <a
href="http://www.ietf.org/rfc/rfc3986.txt">RFC 3986</a> [URI], with the
addition that the '*' character is to be treated as a wildcard, as defined in
<a href="#ref_file_wildcards">section 2.3.2.1.2</a>.</p>
<h3 id="active_content">2.3.3 Applying a Policy to a URI</h3>
<p>A policy reference file specifies the policy which applies to a given URI.
In other words, the indicated policy describes all effects of dereferencing
the given URI (in some cases, with the appropriately specified
<code>METHOD</code>).</p>
<p>There is a general rule which describes what it means for a P3P policy to
cover a URI: <i>the referenced policy MUST cover actions that the user's
client software is expected to perform as a result of requesting that
URI</i>. Obviously, the policy must describe all data collection performed by
site as a result of processing the request for the URI. Thus, if a given URI
is covered for terms of <code>GET</code> requests, then the policy given by
the policy reference file MUST describe all data collection performed by the
site when that URI is dereferenced. Likewise, if a URI is covered for
<code>POST</code> requests, then any data collection that occurs as a result
of POSTing a form or other content to that URI MUST be described by the
policy.</p>
<p>The concept of "actions that the client software is expected to perform"
includes the setting of client-side cookies or other state-management
mechanisms invoked by the response. If executable code is returned when a URI
is requested, then the P3P policy covering that URI MUST cover certain
actions which will occur when that code is executed. The covered actions are
any actions which could take place without the user explicitly invoking them.
If explicit user action causes data to be collected, then the P3P policy
covering the URI for that action would disclose that data collection.</p>
<p>Some specific examples:</p>
<ol>
<li>Fetching a URI returns an HTML page which contains a form, and the form
contents are sent to a second URI when the user clicks a "Submit" button.
The P3P policy covering the second URI MUST disclose all data collected
by the form. The P3P policy covering the first URI (the URI the form was
loaded from) MAY or MAY NOT disclose any of the data that will be
collected on the form.</li>
<li>An HTML page includes JavaScript code which tracks how long the page is
displayed and whether the user moved the mouse over a certain object on
the page; when the page is unloaded, the JavaScript code sends that
information to the server where the HTML page originated. The activity of
the JavaScript code MUST be covered by the P3P policy of the HTML page.
The reasoning is that this activity takes place without the user's
knowledge or consent, and it occurs automatically as a result of loading
the page.</li>
<li>A resource returns an executable for an electronic mail program. In
order to use the email program, the user must run an installation
program, start the email program, and use its facilities. The P3P policy
covering URI from where the email program was downloaded is not required
to make a statement about the data which could be collected by using the
email program. Installing and running the email program is clearly
outside the Web browsing experience, so it is not covered by this
specification. A separate protocol could be designed to allow downloaded
applications to present a P3P policy, but this is outside the scope of
this specification.</li>
<li>An HTML page containing a form includes a reference to an executable
which provides a custom client-side control. The data in the control is
submitted to a site when the form is submitted. In this case, the URI for
the HTML page and the URI for the custom control is not required to make
a statement about the data the custom control represents. However, the
URI to which the form contents are posted MUST cover the data from the
custom control, just as it would cover any other data collected by
processing the form. This behavior is similar to the way HTML forms are
handled when they use only standard HTML controls: the control itself
collects no data, and the data is collected when the form is posted. Note
that this example assumes that the form is only posted when the user
actively presses a "submit" or similar button. If the form were posted
automatically (for example, by some JavaScript code in the page), then
this example would be similar to example #2, and the data collected by
the form MUST be described in the P3P policy which covers the HTML
form.</li>
<li>Requests to a URI are redirected to a third party. If the first party
embeds previously collected personal data in the query string or other
part of the redirect URI, the privacy policy for the first party's URI
MUST describe the types of data transmitted and include the third party
as a recipient.</li>
</ol>
<h3 id="forms">2.3.4 Forms and Related Mechanisms</h3>
<p>Forms deserve special consideration, as they often link to CGI scripts or
other server-side applications in their action URIs (the <em>action URI</em>
is the URI given in the action attribute of the HTML
<code><FORM></code> element, as defined in section 17.3 of [<a
href="#HTML">HTML</a>]). It is often the case that those action URIs are
covered by a different policy than the form itself.</p>
<p>If a user agent is unable to find a matching include-rule for a given
action URI in the policy reference file that was referenced from the page, it
SHOULD assume that <em>no</em> policy is in effect. Under these
circumstances, user agents SHOULD check the <a
href="#Well_Known_Location">well-known location</a> on the host of the action
URI to attempt to find a policy reference file that covers the action URI. If
this does not provide a P3P policy to cover the action URI, then a user agent
MAY try to retrieve the policy reference file by using the <a
href="#hints"><code>HINT</code> mechanism</a> on the action URI, and/or by
issuing a <code>HEAD</code> request to the action URI before actually
submitting any data in order to find the policy in effect. Services SHOULD
ensure that server-side applications can properly respond to such
<code>HEAD</code> requests and return the corresponding policy reference link
in the headers. In case the underlying application does not understand the
<code>HEAD</code> request and <em>no</em> policy has been predeclared for the
action URI in question, user agents MUST assume that <em>no</em> policy is in
effect and SHOULD inform the user about this or take the corresponding
actions according to the user's preferences.</p>
<p>Note that services might want to make use of the
<code><METHOD></code> element in order to declare policies for
server-side applications that only cover a subset of supported methods, e.g.,
<code>POST</code> or <code>GET</code>. Under such circumstances, it is
acceptable that the application in question only supports the methods given
in the policy reference file (e.g., <code>PUT</code> requests need not be
supported). User agents SHOULD NOT attempt to issue a <code>HEAD</code>
request to an action URI if the relevant methods specified in the form's
<code>method</code> attribute have been properly predeclared in the page's
policy reference file.</p>
<p>In some cases, <em>different</em> data is collected at the <em>same</em>
action URI depending on some selection in the form. For example, a search
service might offer to both search for people (by name and/or email) and
(arbitrary) images. Using a set of radio buttons on the form, a single
server-side application located at one and the same action URI handles both
cases and collects the required information necessary for the search. If a
service wants to predeclare the data collection practices of the server-side
application it MAY declare <em>all</em> of the data collection practices in a
<em>single</em> policy file (using a <code><INCLUDE></code> declaration
matching the action URI). In this case, user agents MUST assume that all data
elements are collected under every circumstance. This solution offers the
convenience of a single policy but might not properly reflect the fact that
only parts of the listed data elements are collected at a time. Services
SHOULD make sure that a simple <code>HEAD</code> request to the action URI
(i.e., without any arguments, especially without the value of the selected
radio button) will return a policy that covers all cases.</p>
<p>Note that if a form is handled through use of the <code>GET</code> method,
then the action URI reflects the choice of form elements selected by the
user. In some cases, it will be possible to make use of the wildcard syntax
allowed in policy reference files to specify different policies for different
uses of the same form action-handler URI. Therefore, user agents MUST include
the query-string portion of URIs when making comparisons with
<code>INCLUDE</code> and <code>EXCLUDE</code> elements in policy reference
files.</p>
<h2 id="additional_requirements">2.4 Additional Requirements</h2>
<h3 id="non-ambiguity">2.4.1 Non-ambiguity</h3>
<p>User agents need to be able to determine unambiguously what policy applies
to a given URI. Therefore, sites SHOULD avoid declaring more than one
non-expired policy for a given URI. In some rare case sites MAY declare more
than one non-expired policy for a given URI, for example, during a transition
period when the site is changing its policy. In those cases, the site will
probably not be able to determine reliably which policy any given user has
seen, and thus it MUST honor all policies (this is also the case for compact
policies, cf. <a href="#referencing_compact_policies">Section
4.1</a> . Sites MUST be cautious in their practices when they
declare multiple policies for a given URI, and ensure that they
can actually honor all policies simultaneously.</p>
<p>If a policy reference file at the <a
href="#Well_Known_Location">well-known location</a> declares a non-expired
policy for a given URI, this policy applies, regardless of any conflicting
policy reference files referenced through HTTP headers or HTML/XHTML link
tags.</p>
<p>If an HTTP response header includes references to more than one policy
reference file, P3P user agents MUST ignore all references after the first
one.</p>
<p>If an HTML (resp. XHTML) file includes HTML (resp. XHTML)
<code>link</code> tag references to more than one policy reference file, P3P
user agents MUST ignore all references after the first one.</p>
<p>If a user agent discovers more than one non-expired P3P policy for a given
URI (for example because a page has both a P3P header and a <code>link</code>
tag that reference different policy reference files, or because P3P headers
for two pages on the site reference different policy reference files that
declare different policies for the same URI), the user agent MAY assume any
(or all) of these policies apply as the site MUST honor all of them.</p>
<h3 id="multiple">2.4.2 Multiple Languages</h3>
<p>Multiple language versions (translations) of the same policy can be
offered by the server using the HTTP "<code>Content-Language</code>" header
to properly indicate that a particular language has been used for the policy.
This is useful so that human-readable fields such as entity and consequence
can be presented in multiple languages. The same mechanism can also be used
to offer multiple language versions for data schemas. Servers SHOULD return a
localized policy in response to an HTTP request with an HTTP
"<code>Accept-Language</code>" header when a policy matching the given
language preferences is available.</p>
<p>Whenever <code>Content-Language</code> is used to distinguish policies at
the same URI that are offered in multiple languages, the policies MUST have
the same meaning in each language. Two policies (or two data schemas) are
taken to be identical if</p>
<ul>
<li>All formal (not natural language) protocol elements are semantically
identical (e.g., attribute order does not matter, the presence or absence
of a default value does not matter, but attribute values matter)</li>
<li>All natural language protocol elements correspond one-to-one, and for
each correspondence, one is a careful translation of the other.</li>
</ul>
<p>Due to the use of the <code>Accept-Language</code> mechanism, implementers
should take note that user agents may see different language versions of a
policy or policy reference file despite sending the same
<code>Accept-Language</code> request header if a new language version of a
policy or data schema has been added.</p>
<p>Finally, language declarations can be also included directly within P3P
XML files: the <code>POLICY</code>, <code>POLICIES</code>, <code>META</code>,
and <code>DATASCHEMA</code> elements MAY take an <code>xml:lang</code>
attribute to indicate the language of any human-readable fields they contain
(<code>xml:lang</code> is normatively defined in section 2.12 of [<a
href="#XML">XML</a>]).</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[18]</td>
<td valign="top"><pre>xml-lang</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>` xml:lang="` language `"`</pre>
</td>
</tr>
<tr>
<td colspan="4">Here, <code>language</code> is a language identifier as
defined in [<a href="#LANG">LANG</a>].</td>
</tr>
</tbody>
</table>
<h3 id="safezone">2.4.3 The <q>Safe Zone</q></h3>
<p>P3P defines a special set of "safe zone" practices, which SHOULD be used
by all P3P-enabled user agents and services for the communications which take
place as part of fetching a P3P policy or policy reference file. In
particular, requests to the <a href="#Well_Known_Location">well-known
location</a> for policy reference files SHOULD be covered by these "safe
zone" practices. Communications covered by the safe zone practices SHOULD
have only minimal data collection, and any data that is collected is used
only in non-identifiable ways.</p>
<p>To support this safe zone, P3P user agents SHOULD suppress the
transmission of data unnecessary for the purpose of finding a site's policy
until the policy has been fetched. Therefore safe-zone practices for user
agents include the following requirements:</p>
<ul>
<li>User agents SHOULD NOT send the HTTP <code>Referer</code> header in the
safe zone</li>
<li>User agents SHOULD NOT accept cookies from safe-zone requests</li>
<li>User agents MAY also wish to refrain from sending user agent
information or cookies accepted in a previous session on safe zone
requests</li>
<li>User agent implementers need to be aware that there is a privacy
trade-off with using the <code>Accept-Language</code> HTTP header in the
safe zone. Sending the correct <code>Accept-Language</code> header will
allow fetching a P3P policy in the user's preferred natural language (if
available), but does expose a certain amount of information about the
identity of the user. User agents MAY wish to allow users to decide when
these headers should be sent.</li>
</ul>
<p>Safe-zone practices for servers include the following requirements:</p>
<ul>
<li>Servers SHOULD NOT require the receipt of an HTTP <code>Referer</code>
header, cookies, user agent information, or other information unnecessary
for responding to requests in the safe zone</li>
<li>If the user agent suppresses the <code>Accept-Language</code> HTTP
header as part of safe-zone operation, the server is free to choose any
of the available translations</li>
<li>If the communications is taking place over a secure connection (such as
SSL), then the server SHOULD NOT require an identity certificate from the
user agent for safe zone requests</li>
<li>In addition, servers SHOULD NOT use in an identifiable way any
information collected while serving a safe zone request</li>
</ul>
<p>Note that the safe zone requirements do not say that sites cannot keep
identifiable information -- only that they SHOULD NOT use in an identifiable
way any information collected while serving a policy file or policy reference
file. Tracking down the source of a denial of service attack, for example,
would be a legitimate reason to use this information.</p>
<h3 id="processing">2.4.4 Policy and Policy Reference File Processing by User
Agents</h3>
<p>P3P user agents MUST only render or act upon P3P policies and policy
reference files that are well-formed XML.</p>
<p>P3P user agents SHOULD only render or act upon P3P policies and policy
reference files that conform to the XML schema given in <a
href="#p3p11_schema">Appendix 5</a>, and user agents SHOULD NOT rely upon
any part of a policy or policy reference file that does not conform to this
XML schema.</p>
<p>User agents MUST NOT locally modify a P3P policy or policy reference file
in order to make it conform to the XML schema.</p>
<h3 id="security">2.4.5 Security of Policy Transport</h3>
<p>P3P policies and references to P3P policies SHOULD NOT contain any
sensitive information. This means that there are no additional security
requirements for transporting a reference to a P3P policy beyond the
requirements of the document it is associated with; so, if an HTML document
would normally be served over a non-encrypted session, then P3P does
<strong>not</strong> require nor recommend that the document be served over
an encrypted session when a reference to a P3P policy is included with that
document.</p>
<h3 id="policy_updates">2.4.6 Policy Updates</h3>
<p>Note that when a Web site changes its P3P policy, the old policy applies
to data collected when it was in effect. It is the responsibility of the site
to keep records of past P3P policies and policy reference files along with
the dates when they were in effect, and to apply these policies
appropriately.</p>
<p>If a site wishes to apply a new P3P policy to previously collected data,
it MUST provide appropriate notice and opportunities for users to accept the
new policy that are consistent with applicable laws, industry guidelines, or
other privacy-related agreements the site has made.</p>
<h3 id="absence_of_prf">2.4.7 Absence of Policy Reference File</h3>
<p>If no policy reference file is available for a given site, user agents
MUST assume (an empty) policy reference file exists at the well-known
location with a 24 hour expiry, and therefore if the user returns to the site
after 24 hours, the user agent MUST attempt to fetch a policy reference file
from the well-known location again. User agents MAY check the well-known
location more frequently, or upon a certain event such as the user clicking a
browser refresh button. Sites MAY place a policy reference file at the
well-known location that indicates that no policy is available, but set the
expiry such that user agents know they need not check every 24 hours.</p>
<h3 id="asynchronous_evaluation">2.4.8 Asynchronous Evaluation</h3>
<p>User agents MAY asynchronously fetch and evaluate P3P policies. That is,
P3P policies need not necessarily be fetched and evaluated prior to other
HTTP transactions.This behavior may be dependent on the the user's
preferences and the type of request being made. Until a policy is evaluated,
the user agent SHOULD treat the site as if it has no privacy policy. Once the
policy has been evaluated, the user agent SHOULD apply the user's
preferences. To promote deterministic behavior, the user agent SHOULD defer
application of a policy until a consistent point in time. For example, a Web
browser might apply a user's preferences just after the user agent completes
a navigation, or when confirming a form submission.</p>
<h2 id="generic_attribute">2.5. The P3P Generic Attribute for XML
Applications</h2>
<p><a href="http://www.w3.org/TR/2002/REC-P3P-20020416/">P3P 1.0</a> was
designed to associate XML-encoded privacy policies with URIs, sets of URIs,
or cookies. P3P 1.0 is well suited for use with HTML and XHTML pages
transmitted over <code>[<a href="#HTTP1_1_ref">HTTP1.1</a>]</code> or
<code>[<a href="#HTTP1_0_ref">HTTP1.0</a>]</code>. However, P3P 1.0 cannot
be used in situations where a request is not directed to a URI, for example,
some applications of <a href="http://www.w3.org/2002/ws/">Web Services</a>
and <a href="http://www.w3.org/2000/xp/Group/">SOAP</a>. In addition, P3P 1.0
cannot be used in situations where policies apply to only a subset of the
content associated with a given URI. For example, while P3P 1.0 can be used
to apply a P3P policy to an entire form specified by <a
href="http://www.w3.org/TR/xforms/">XForms</a>, it cannot be used to apply
the policy to only a single form field.</p>
<p>The P3P 1.1 Specification provides a new binding mechanism to allow for
increased granularity beyond the URI level and to allow policies to apply to
content not associated with a URI. The new mechanism takes the form of a
generic attribute (similar to <code><a
href="http://www.w3.org/TR/REC-xml/#sec-lang-tag">xml:lang</a></code>) that
binds a P3P policy to an XML element.</p>
<p>A P3P policy referenced by the P3P generic attribute MUST apply to all
data collection performed as a result of processing the
<em>element</em>carrying the P3P Generic Attribute. The policy also MUST
describe all data collection performed as a result of the processing of
<em>all subelements</em>.</p>
<p>For all XML applications in which the P3P Generic Attribute is to be used,
the attribute MUST be imported into the relevant XML schema.</p>
<p>If the element is re-used by mechanisms such as <a
href="http://www.w3.org/TR/xinclude/">XInclude</a> or the <a
href="http://www.w3.org/TR/2003/REC-SVG11-20030114/struct.html#UseElement">SVG
<use> Element</a>, the Policy applies also in the new context where the
element is re-used. The policy is <em>sticky</em> to the element from which
it is referenced.</p>
<p>The P3P Generic Attribute is designed for use in XML elements that
describe <i>interfaces</i>, not XML elements that encode user data. Thus, it
is meaningful to use the P3P Generic Attribute to associate a P3P policy with
a blank form or form field. The semantics of such an association are that any
data entered into the form will be processed in a manner consistent with the
P3P policy. It is not meaningful to use the P3P Generic Attribute to
associate a P3P policy with data a user has entered into a form.</p>
<p>The P3P Generic Attribute MUST NOT be used in applications, such as RDF,
that do not have a tree structure because its semantics relies on the concept
of subelements. In the case of RDF, one of the other three binding mechanisms
described in <a href="#Referencing">2. Referencing Policies</a> may be used,
as RDF makes use of URIs.</p>
<p>The P3P generic attribute takes a URI of a valid P3P 1.1 policy as
its value. If multiple policy elements are contained, a fragment must
be used to identify the applicable policy. The P3P generic attribute
MUST NOT reference a P3P <code>Policy Reference File</code>.</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[19]</td>
<td valign="top"><pre>p3pattr</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`p3pattr=`p3p11:p3p="`
quoted-URI
`"`
`xmlns:p3p11="http://www.w3.org/2006/01/P3Pv11" `</pre>
</td>
</tr>
</tbody>
</table>
<p>Here is an example of how the P3P attribute might be used with WSDL.</p>
<pre class="sample"><?xml version="1.0"?>
<definitions xmlns="http://www.w3.org/2003/11/wsdl"
xmlns:myns="http://example.org/myservice"
xmlns:mytypes="http://example.org/myservice-types"
xmlns:p3p11="http://www.w3.org/2006/01/P3Pv11"
xmlns:soap="http://www.w3.org/2003/06/wsdl/soap12"
xmlns:xs="http://www.w3.org/2001/XMLSchema"
targetNamespace="http://example.org/myservice" >
<documentation>
Sample service definition showing the use of the P3P generic attribute
</documentation>
<types>
<xs:import namespave='http://example.org/myservice'/>
</types>
<interface name="Interface">
<operation name="Operation"
pattern="http://www.w3.org/2003/11/wsdl/in-out">
<input message="mytypes:commentReq"/>
<output message="myntypes:commentResp"/>
</operation>
</interface>
<binding name="Binding" interface="myns:Interface">
<soap:binding protocol="http://www.w3.org/2003/05/soap/bindings/HTTP/"/>
</binding>
<service name="Service" interface="myns:Interface"
p3p11:p3p="http://example.com/p3p-pol3.xml#pol3" >
<endpoint name="Endpoint1" binding="myns:binding">
<soap:address location="http://ws.example.org/myservice" />
</endpoint>
</service>
</definitions></pre>
<h2 id="example_scenarios">2.6 Example Scenarios</h2>
<p>As an aid to sites deploying P3P, several example scenarios are presented,
along with descriptions of how P3P is used on those sites.</p>
<p><strong>Scenario 1</strong>: Web site basic.example.com uses a variety of
images, all of which it hosts. It also includes some forms, which are all
submitted directly to the site. This site can declare a single P3P policy for
the entire site (or if different privacy policies apply to different parts of
the site, it can declare multiple P3P policies). As long as all of the images
and form action URIs are in directories covered by the site's P3P policy,
user agents will automatically recognize the images and forms as covered by
the site's policy.</p>
<p><strong>Scenario 2</strong>: Web site busy.example.com uses a content
distribution network called cdn.example.com to host its images so as to
reduce the load on its servers. Thus, all of the images on the site have URIs
at cdn.example.com. CDN acts as an agent to Busy in this situation, and
collects no data other than log data. This log data is used only for Web site
and system administration in support of providing the services that Busy
contracted for. Busy's privacy policy applies to the images hosted by CDN, so
Busy uses the <code>HINT</code> element in its policy reference file to point
to a suitable policy reference file at CDN, indicating that such images are
covered by example.com P3P policy.</p>
<p><strong>Scenario 3</strong>: Web site busy.example.com also has a contract
with an advertising company called clickads.example.com to provide banner ads
on its site. The contract allows Clickads to set cookies so as to make sure
each user does not see a given ad more than three times. Clickads collects
statistics on how many users view each ad and reports them to the companies
whose products are being advertised. But these reports do not reveal
information about any individual users. As was the case in Scenario 2, Busy's
privacy policies applies to these ads hosted by Clickads, so Busy uses the
<code>HINT</code> element in its policy reference file to point to a suitable
policy reference file at Clickads, indicating that Busy P3P policy applies to
such embedded content served by clickads.example.com. The companies whose
products are being advertised need not be mentioned in the Busy privacy
policy because the only data they are receiving is aggregate data.</p>
<p><strong>Scenario 4</strong>: Web site busy.example.com also has a contract
with funchat.example.com to host a chat room for its users. When users enter
the chat room they are actually leaving the Busy site. However, the chat room
has the Busy logo and is actually covered by the Busy privacy policy. In this
instance Funchat is acting as an agent for Busy, but -- unlike the previous
examples -- their content is not embedded in the Busy site. Busy can use the
<code>HINT</code> element in its policy reference file to point to a suitable
Funchat policy reference file, that indicates that Funchat chat room is
covered by Busy privacy policy, therefore facilitating a smoother transition
to the chat room.</p>
<p><strong>Scenario 5</strong>: Web site bigsearch.example.com has a form
that allows users to type in a search query and have it performed on their
choice of search engines located on other sites. When a user clicks the
"submit" button, the search query is actually submitted directly to these
search engines -- the action URI is not on bigsearch.example.com but rather
on the search engine selected by the user. Bigsearch can declare the privacy
policies for these search engines by using the <code>HINT</code> element to
point to their corresponding policy reference files. So when a user clicks
the "submit" button, their user agent can check its privacy policy before
posting any data. In order to make this search choice mechanism work,
Bigsearch might actually have a form with an action URI on its own site,
which redirects to the appropriate search engine. In this case, the user
agent should check the search engine privacy policy upon receiving the
redirect response.</p>
<p><strong>Scenario 6</strong>: Web site bigsearch.example.com also has a
form that allows users to type in a search query and have it simultaneously
performed on ten different search engines. Bigsearch submits the queries,
gets back the results from each search engine, removes the duplicates, and
presents the results to the user. In this case, the user interacts only with
Bigsearch. Thus, the only P3P policy involved is the one that covers the
Bigsearch Web site. However, Bigsearch must disclose that it shares the
users' search queries with third parties (the search Web sites), unless
Bigsearch has a contract with these search engines and they act as agents to
Bigsearch.</p>
<p><strong>Scenario 7</strong>: Web site bigsearch.example.com also has
banner advertisements provided by a company called adnetwork.example.com.
Adnetwork uses cookies to develop profiles of users across many different Web
sites so that it can provide them with ads better suited to their interests.
Because the data about the sites that users are visiting is being used for
purposes other than just serving ads on the Bigsearch Web site, Adnetwork
cannot be considered an agent in this context. Adnetwork must create its own
P3P policy and use its own policy reference file to indicate what content it
applies to. In addition, Bigsearch may optionally use the <code>HINT</code>
element in its policy reference file to indicate that the Adnetwork P3P
policy reference file applies to these advertisements. Bigsearch should only
do this if Adnetwork has told it what P3P policy applies to these
advertisements and has agreed to notify Bigsearch if the policy reference
needs to be changed.</p>
<p><strong>Scenario 8:</strong> Web site busy.example.com uses cookies
throughout its Web site. It discloses a cookie policy, separate from its
regular P3P policy to cover these cookies. It uses the
<code>COOKIE-INCLUDE</code> element in its policy reference file to declare
the appropriate policy for these cookies. As a performance optimization, it
also makes available a compact policy by sending a P3P header that includes
this compact policy whenever it sets a cookie.</p>
<p><strong>Scenario 9:</strong> Web site config.example.com provides a
service in which they optimize various kinds of Web content based on each
user's computer and Internet configuration. Users go to the Config Web site
and answer questions about their computer, monitor, and Internet connection.
Config encodes the responses and stores them in a cookie. Later, when the
user is visiting Busy -- a Web site that has contracted with Config --
whenever the browser requests content that can be optimized (certain images,
audio files, etc.), Busy will redirect the user to Config, which will read
the user's cookie, and deliver the appropriate content. In this case, Config
should declare a privacy policy that describes the kinds of data collected
and stored in its cookies, and how that data is used. It should use a
<code>COOKIE-INCLUDE</code> element in its policy reference file to declare
the policy for the cookies. It will probably reference Busy's P3P policy for
the actual images or audio files delivered, as it is acting much like CDN
acts in scenario 2. Busy will probably also use <code>HINT</code> elements in
its policy reference file to reference the policy for the Config-delivered
content.</p>
</div>
<div id="P3P_markup">
<h1>3. Policy Syntax and Semantics</h1>
<p>P3P policies are encoded in XML with namespaces (see [<a
href="#XML">XML</a>] and [<a href="#XML-Name">XML-Name</a>]). A possible
encoding using the RDF data model ([<a href="#RDF">RDF</a>]) is provided in
[<a href="#P3P-RDF">P3P-RDF</a>].</p>
<p>Section 3.1 begins with an example of an English language privacy policy
and a corresponding P3P policy. P3P policies include general assertions that
apply to the entire policy as well as specific assertions -- called
<em>statements</em> -- that apply only to the handling of particular types of
data referred to by <em>data references</em>. Section 3.2 describes the
<code>POLICY</code> element and policy-level assertions. Section 3.3
describes statements and data references.</p>
<h2 id="Example_policy">3.1 Example policies</h2>
<h3 id="English">3.1.1 English language policies</h3>
<p>The following are two examples of English-language privacy policy to be
encoded as a P3P policy. Both policies are for one example company,
CatalogExample, which has different policies for those browsing their site
and those actually purchasing products. Example 3.1. is provided in both
English and as a more formal description using P3P element and attribute
names.</p>
<dl>
<dt><strong>Example 3.1: CatalogExample's Privacy Policy for
Browsers</strong></dt>
<dd>At CatalogExample, we care about your privacy. When you come to our
site to look for an item, we will only use this information to improve
our site and will not store it with information we could use to
identify you.<br />
<br />
CatalogExample, Inc. is a licensee of the PrivacySealExample Program.
The PrivacySealExample Program ensures your privacy by holding Web site
licensees to high privacy standards and confirming with independent
auditors that these information practices are being followed.<br />
<br />
Questions regarding this statement should be directed to:<br />
<code>CatalogExample<br />
4000 Lincoln Ave.<br />
Birmingham, MI 48009 USA<br />
email: catalog@example.com<br />
Telephone 248-EXAMPLE (248-392-6753)</code><br />
<br />
If we have not responded to your inquiry or your inquiry has not been
satisfactorily addressed, you can contact PrivacySealExample at
http://www.privacyseal.example.org. CatalogExample will correct all
errors or wrongful actions arising in connection with the privacy
policy.<br />
<br />
<em>What We Collect and Why:</em><br />
When you browse through our site we collect:
<ul>
<li>the basic information about your computer and connection to make
sure that we can get you the proper information and for security
purposes.</li>
<li>aggregate information on what pages consumers access or visit to
improve our site.</li>
</ul>
<p><em>Data retention:</em><br />
We purge every two weeks the browsing information that we collect.</p>
</dd>
</dl>
<p>Here is Example 3.1 in a more formal description, using the P3P element
and attribute names [with the section of the spec that was used cited in
brackets for easy reference]:</p>
<ul>
<li>Disclosure URI:
http://www.catalog.example.com/PrivacyPracticeBrowsing.html<br />
[<a href="#POLICY">3.2.2 Policy</a>]</li>
<li>Entity: CatalogExample<br />
4000 Lincoln Ave.<br />
Birmingham, MI 48009<br />
USA<br />
catalog@example.com<br />
+1 (248) 392-6753<br />
[<a href="#ENTITY">3.2.5 Entity</a>]</li>
<li>Access to Identifiable Information: None<br />
[<a href="#ACCESS">3.2.6 Access</a>]</li>
<li>Disputes:<br />
resolution type: independent<br />
service: http://www.privacyseal.example.org<br />
description: PrivacySealExample<br />
[<a href="#DISPUTES">3.2.7 Disputes</a>]</li>
<li>Remedies: we'll correct any harm done wrong<br />
[<a href="#REMEDIES">3.2.8 Remedies</a>]</li>
<li>We collect:<br />
dynamic.clickstream<br />
dynamic.http<br />
[<a href="#base_data_structure">5.5 Base data schema</a>]</li>
<li>For purpose: Web site and system administration, research and
development<br />
[<a href="#PURPOSE">3.3.5 Purpose</a>]</li>
<li>Recipients: Only ourselves and our agents<br />
[<a href="#RECPNT">3.3.6 Recipients</a>]</li>
<li>Retention: As long as appropriate for the stated purposes<br />
[<a href="#RETENTION">3.3.7 Retention</a>]<br />
(Note also that the site's human-readable privacy policy MUST mention
that data is purged every two weeks, or provide a link to this
information.)</li>
</ul>
<dl>
<dt><strong>Example 3.2: CatalogExample's Privacy Policy for
Shoppers</strong></dt>
<dd>At CatalogExample, we care about your privacy. We will never share
your credit card number or any other financial information with any
third party. With your permission only, we will share information with
carefully selected marketing partners that meet either the preferences
that you've specifically provided or your past purchasing habits. The
more we and know about your likes and dislikes, the better we can
tailor offerings to your needs.<br />
<br />
CatalogExample is a licensee of the PrivacySealExample Program. The
PrivacySealExample Program ensures your privacy by holding Web site
licensees to high privacy standards and confirming with independent
auditors that these information practices are being followed.<br />
<br />
Questions regarding this statement should be directed to:<br />
<code>CatalogExample<br />
4000 Lincoln Ave.<br />
Birmingham, MI 48009 USA<br />
email: catalog@example.com<br />
Telephone +1 248-EXAMPLE (+1 248-392-6753)</code><br />
<br />
If we have not responded to your inquiry or your inquiry has not been
satisfactorily addressed, you can contact PrivacySealExample -
http://privacyseal.example.org/privacyseal. CatalogExample will correct
all errors or wrongful actions arising in connection with the privacy
policy.<br />
<br />
When you browse through our site we collect:
<ul>
<li>the basic information about your computer and connection to make
sure that we can get you the proper information and for security
purposes; and</li>
<li>aggregate information on what pages consumers access or visit to
improve our site</li>
</ul>
<p><br />
If you choose to purchase an item we will ask you for more information
including:</p>
<ul>
<li>your name and address so that we can have your purchase delivered
to you and so we can contact you in the future;</li>
<li>your email address and telephone number so we can contact
you;</li>
<li>a login and password to use to update your information at any
time in the future; and</li>
<li>financial information to complete your purchase (you may choose
to store this for future use)</li>
<li>optionally, you can enter other demographic information so that
we can tailor services to you in the future.</li>
</ul>
<p><br />
Also on this page we will give you the option to choose if you would
like to receive email, telephone calls or written service from
CatalogExample or from our carefully selected marketing partners who
maintain similar privacy practices. If you would like to receive these
solicitations simply check the appropriate boxes. You can choose to
stop participating at any time simply by changing your preferences.<br
/>
<br />
<em>Changing and Updating personal information</em><br />
Consumers can change all of their personal account information by going
to the preferences section of CatalogExample at
http://catalog.example.com/preferences.html. You can change your
address, telephone number, email address, password as well as your
privacy settings.<br />
<br />
<em>Cookies</em><br />
CatalogExample uses cookies only to see if you have been an
CatalogExample customer in the past and, if so, customize services
based on your past browsing habits and purchases. We do not store any
personal data in the cookie nor do we share or sell the any of the
information with other parties or affiliates.<br />
<br />
<em><a name="retention_secondexample" id="retention_secondexample">Data
retention</a></em><br />
We will keep the information about you and your purchases for as long
as you remain our customer. If you do not place an order from us for
one year we will remove your information from our databases.</p>
</dd>
</dl>
<h3 id="encoding">3.1.2 <a href="#XML">XML</a> encoding of policies</h3>
<p>The following pieces of [<a href="#XML">XML</a>] capture the information
as expressed in the above two examples. P3P policies are statements that are
properly expressed as well-formed <a href="#XML">XML</a>. The policy syntax
will be explained in more detail in the sections that follow.</p>
<p><strong>XML Encoding of Example 3.1</strong>:</p>
<pre class="sample">
<POLICIES xmlns="http://www.w3.org/2002/01/P3Pv1"
xmlns:p3p11="http://www.w3.org/2006/01/P3Pv11">
<POLICY name="forBrowsers"
discuri="http://www.catalog.example.com/PrivacyPracticeBrowsing.html"
xml:lang="en">
<ENTITY>
<EXTENSION>
<p3p11:data-group>
<p3p11:datatype>
<p3p11:business>
<p3p11:orgname>CatalogExample</p3p11:orgname>
<p3p11:contact-info>
<p3p11:postal>
<p3p11:street>4000 Lincoln Ave.</p3p11:street>
<p3p11:city>Birmingham</p3p11:city>
<p3p11:state>MI</p3p11:state>
<p3p11:postalcode>48009</p3p11:postalcode>
<p3p11:country>USA</p3p11:country>
</p3p11:postal>
<p3p11:online>
<p3p11:email>catalog@example.co.uk</p3p11:email>
</p3p11:online>
<p3p11:telecom>
<p3p11:telephone>
<p3p11:intcode>1</p3p11:intcode>
<p3p11:loccode>248</p3p11:loccode>
<p3p11:number>3926753</p3p11:number>
</p3p11:telephone>
</p3p11:telecom>
</p3p11:contact-info>
</p3p11:business>
</p3p11:datatype>
</p3p11:data-group>
</EXTENSION>
<DATA-GROUP>
<DATA ref="#business.name">CatalogExample</DATA>
<DATA ref="#business.contact-info.postal.street">4000 Lincoln Ave.</DATA>
<DATA ref="#business.contact-info.postal.city">Birmingham</DATA>
<DATA ref="#business.contact-info.postal.stateprov">MI</DATA>
<DATA ref="#business.contact-info.postal.postalcode">48009</DATA>
<DATA ref="#business.contact-info.postal.country">USA</DATA>
<DATA ref="#business.contact-info.online.email">catalog@example.com</DATA>
<DATA ref="#business.contact-info.telecom.telephone.intcode">1</DATA>
<DATA ref="#business.contact-info.telecom.telephone.loccode">248</DATA>
<DATA ref="#business.contact-info.telecom.telephone.number">3926753</DATA>
</DATA-GROUP>
</ENTITY>
<ACCESS><nonident/></ACCESS>
<DISPUTES-GROUP>
<DISPUTES resolution-type="independent"
service="http://www.PrivacySeal.example.org"
short-description="PrivacySeal.example.org">
<IMG src="http://www.PrivacySeal.example.org/Logo.gif" alt="PrivacySeal's logo"/>
<REMEDIES>
<correct/>
</REMEDIES>
</DISPUTES>
</DISPUTES-GROUP>
<STATEMENT>
<PURPOSE>
<admin/>
<develop/>
</PURPOSE>
<RECIPIENT>
<ours/>
</RECIPIENT>
<RETENTION>
<stated-purpose/>
</RETENTION>
<!-- Note also that the site's human-readable
privacy policy MUST mention that data
is purged every two weeks, or provide a
link to this information. -->
<EXTENSION>
<p3p11:data-group>
<p3p11:datatype>
<p3p11:dynamic>
<p3p11:clickstream/>
<p3p11:http/>
</p3p11:dynamic>
</p3p11:datatype>
</p3p11:data-group>
</EXTENSION>
<DATA-GROUP>
<DATA ref="#dynamic.clickstream"/>
<DATA ref="#dynamic.http"/>
</DATA-GROUP>
</STATEMENT>
</POLICY>
</POLICIES></pre>
<p><strong>XML Encoding of Example 3.2:</strong></p>
<pre class="sample">
<POLICIES xmlns="http://www.w3.org/2002/01/P3Pv1"
xmlns:p3p11="http://www.w3.org/2006/01/P3Pv11">
<POLICY name="forShoppers"
discuri="http://www.catalog.example.com/Privacy/PrivacyPracticeShopping.html"
opturi="http://catalog.example.com/preferences.html"
xml:lang="en">
<ENTITY>
<EXTENSION>
<p3p11:data-group>
<p3p11:datatype>
<p3p11:business>
<p3p11:orgname>CatalogExample</p3p11:orgname>
<p3p11:contact-info>
<p3p11:postal>
<p3p11:street>4000 Lincoln Ave.</p3p11:street>
<p3p11:city>Birmingham</p3p11:city>
<p3p11:state>MI</p3p11:state>
<p3p11:postalcode>48009</p3p11:postalcode>
<p3p11:country>USA</p3p11:country>
</p3p11:postal>
<p3p11:online>
<p3p11:email>catalog@example.co.uk</p3p11:email>
</p3p11:online>
<p3p11:telecom>
<p3p11:telephone>
<p3p11:intcode>1</p3p11:intcode>
<p3p11:loccode>248</p3p11:loccode>
<p3p11:number>3926753</p3p11:number>
</p3p11:telephone>
</p3p11:telecom>
</p3p11:contact-info>
</p3p11:business>
</p3p11:datatype>
</p3p11:data-group>
</EXTENSION>
<DATA-GROUP>
<DATA ref="#business.name">CatalogExample</DATA>
<DATA ref="#business.contact-info.postal.street">4000 Lincoln Ave.</DATA>
<DATA ref="#business.contact-info.postal.city">Birmingham</DATA>
<DATA ref="#business.contact-info.postal.stateprov">MI</DATA>
<DATA ref="#business.contact-info.postal.postalcode">48009</DATA>
<DATA ref="#business.contact-info.postal.country">USA</DATA>
<DATA ref="#business.contact-info.online.email">catalog@example.com</DATA>
<DATA ref="#business.contact-info.telecom.telephone.intcode">1</DATA>
<DATA ref="#business.contact-info.telecom.telephone.loccode">248</DATA>
<DATA ref="#business.contact-info.telecom.telephone.number">3926753</DATA>
</DATA-GROUP>
</ENTITY>
<ACCESS><contact-and-other/></ACCESS>
<DISPUTES-GROUP>
<DISPUTES resolution-type="independent"
service="http://www.PrivacySeal.example.org"
short-description="PrivacySeal.example.org">
<IMG src="http://www.PrivacySeal.example.org/Logo.gif" alt="PrivacySeal's logo"/>
<REMEDIES><correct/></REMEDIES>
</DISPUTES>
</DISPUTES-GROUP>
<STATEMENT>
<CONSEQUENCE>
We record some information in order to serve your request
and to secure and improve our Web site.
</CONSEQUENCE>
<PURPOSE><admin/><develop/></PURPOSE>
<RECIPIENT><ours/></RECIPIENT>
<RETENTION><stated-purpose/></RETENTION>
<DATA-GROUP>
<EXTENSION>
<p3p11:data-group>
<p3p11:datatype>
<p3p11:dynamic>
<p3p11:clickstream/>
<p3p11:http>
<p3p11:useragent/>
</p3p11:http>
</p3p11:dynamic>
</p3p11:datatype>
</p3p11:data-group>
</EXTENSION>
<DATA ref="#dynamic.clickstream"/>
<DATA ref="#dynamic.http.useragent"/>
</DATA-GROUP>
</STATEMENT>
<STATEMENT>
<CONSEQUENCE>
We use this information when you make a purchase.
</CONSEQUENCE>
<PURPOSE><current/></PURPOSE>
<RECIPIENT><ours/></RECIPIENT>
<RETENTION><stated-purpose/></RETENTION>
<EXTENSION>
<p3p11:data-group>
<p3p11:datatype>
<p3p11:user>
<p3p11:name/>
<p3p11:home-info>
<p3p11:postal/>
<p3p11:telecom>
<p3p11:telephone/>
</p3p11:telecom>
<p3p11:online>
<p3p11:email/>
</p3p11:online>
</p3p11:home-info>
<p3p11:business-info>
<p3p11:postal/>
<p3p11:telecom>
<p3p11:telephone/>
</p3p11:telecom>
</p3p11:business-info>
<p3p11:login>
<p3p11:id/>
<p3p11:password/>
</p3p11:login>
</p3p11:user>
<p3p11:dynamic>
<p3p11:miscdata>
<p3p11:category>
<p3p11:purchase/>
</p3p11:category>
</p3p11:miscdata>
</p3p11:dynamic>
</p3p11:datatype>
</p3p11:data-group>
</EXTENSION>
<DATA-GROUP>
<DATA ref="#user.name"/>
<DATA ref="#user.home-info.postal"/>
<DATA ref="#user.home-info.telecom.telephone"/>
<DATA ref="#user.business-info.postal"/>
<DATA ref="#user.business-info.telecom.telephone"/>
<DATA ref="#user.home-info.online.email"/>
<DATA ref="#user.login.id"/>
<DATA ref="#user.login.password"/>
<DATA ref="#dynamic.miscdata">
<CATEGORIES>
<purchase/>
</CATEGORIES>
</DATA>
</DATA-GROUP>
</STATEMENT>
<STATEMENT>
<CONSEQUENCE>
At your request, we will send you carefully selected marketing
solicitations that we think you will be interested in.
</CONSEQUENCE>
<PURPOSE>
<contact required="opt-in"/>
<individual-decision required="opt-in"/>
<tailoring required="opt-in"/>
</PURPOSE>
<RECIPIENT><ours/><same required="opt-in"/></RECIPIENT>
<RETENTION><stated-purpose/></RETENTION>
<EXTENSION>
<p3p11:data-group>
<p3p11:datatype>
<p3p11:user>
<p3p11:name/>
<p3p11:home-info>
<p3p11:postal/>
<p3p11:telecom>
<p3p11:telephone/>
</p3p11:telecom>
<p3p11:online>
<p3p11:email/>
</p3p11:online>
</p3p11:home-info>
<p3p11:business-info>
<p3p11:postal/>
<p3p11:telecom>
<p3p11:telephone/>
</p3p11:telecom>
</p3p11:business-info>
</p3p11:user>
</p3p11:datatype>
</p3p11:data-group>
</EXTENSION>
<DATA-GROUP>
<DATA ref="#user.name" optional="yes"/>
<DATA ref="#user.home-info.postal" optional="yes"/>
<DATA ref="#user.home-info.telecom.telephone" optional="yes"/>
<DATA ref="#user.business-info.postal" optional="yes"/>
<DATA ref="#user.business-info.telecom.telephone" optional="yes"/>
<DATA ref="#user.home-info.online.email" optional="yes"/>
</DATA-GROUP>
</STATEMENT>
<STATEMENT>
<CONSEQUENCE>
We allow you to set a password so that you
can access your own information.
</CONSEQUENCE>
<PURPOSE><individual-decision required="opt-in"/></PURPOSE>
<RECIPIENT><ours/></RECIPIENT>
<RETENTION><stated-purpose/></RETENTION>
<EXTENSION>
<p3p11:data-group>
<p3p11:datatype>
<p3p11:user>
<p3p11:login>
<p3p11:id/>
<p3p11:password>
<CATEGORIES>
<uniqueid />
</CATEGORIES>
</p3p11:password>
</p3p11:login>
</p3p11:user>
</p3p11:datatype>
</p3p11:data-group>
</EXTENSION>
<DATA-GROUP>
<DATA ref="#user.login.id"/>
<DATA ref="#user.login.password">
<CATEGORIES>
<uniqueid/>
</CATEGORIES>
</DATA>
</DATA-GROUP>
</STATEMENT>
<STATEMENT>
<CONSEQUENCE>
At your request, we will tailor our site and
highlight products related to your interests.
</CONSEQUENCE>
<PURPOSE>
<pseudo-decision required="opt-in"/>
<tailoring required="opt-in"/>
</PURPOSE>
<RECIPIENT>
<ours/>
</RECIPIENT>
<RETENTION>
<stated-purpose/>
</RETENTION>
<DATA-GROUP>
<EXTENSION>
<p3p11:data-group>
<p3p11:datatype optional="yes">
<p3p11:user>
<p3p11:bdate>
<p3p11:ymd>
<p3p11:year/>
</p3p11:ymd>
</p3p11:bdate>
<p3p11:gender>
</p3p11:gender>
</p3p11:user>
</p3p11:datatype>
</p3p11:data-group>
</EXTENSION>
<DATA ref="#user.bdate.ymd.year" optional="yes"/>
<DATA ref="#user.gender" optional="yes"/>
</DATA-GROUP>
</STATEMENT>
<STATEMENT>
<CONSEQUENCE>
We tailor our site based on your past visits.
</CONSEQUENCE>
<PURPOSE>
<tailoring/>
<develop/>
</PURPOSE>
<RECIPIENT>
<ours/>
</RECIPIENT>
<RETENTION>
<stated-purpose/>
</RETENTION>
<EXTENSION>
<p3p11:data-group>
<p3p11:datatype>
<p3p11:dynamic>
<p3p11:cookies>
<CATEGORIES>
<state />
</CATEGORIES>
<p3p11:/cookies>
<p3p11:miscdata>
<CATEGORIES>
<preference />
</CATEGORIES>
</p3p11:miscdata>
</p3p11:dynamic>
</p3p11:datatype>
</p3p11:data-group>
</EXTENSION>
<DATA-GROUP>
<DATA ref="#dynamic.cookies">
<CATEGORIES>
<state/>
</CATEGORIES>
</DATA>
<DATA ref="#dynamic.miscdata">
<CATEGORIES>
<preference/>
</CATEGORIES>
</DATA>
</DATA-GROUP>
</STATEMENT>
</POLICY>
</POLICIES></pre>
<h2 id="Policies">3.2 Policies</h2>
<p>This section defines the syntax and semantics of P3P policies. All
policies MUST be encoded using [<a href="#UTF-8">UTF-8</a>].</p>
<p>In cases where the P3P vocabulary is not precise enough to describe a Web
site's practices, sites should use the vocabulary terms that most closely
match their practices and provide further explanation in the
<code>CONSEQUENCE</code> field and/or their human-readable policy. However,
policies MUST NOT make false or misleading statements.</p>
<p>Policies have to be placed inside a <code>POLICIES</code> element.</p>
<h3 id="POLICIES">3.2.1 The
<code><strong>POLICIES</strong></code> element</h3>
<p>The <code>POLICIES</code> element gathers one or more P3P policies
together in a single file. This is provided as a performance optimization:
many policies can be collected with a single request, improving network
traffic and caching.</p>
<p>A <code>POLICIES</code> element is the root element of policy files.
Further, the <code>POLICIES</code> element can be put within the policy
reference file, inside the <code>META</code> element:: in this case, user
agents need only fetch a single file, containing both the policy reference
file and the policies.</p>
<p>The <code>POLICIES</code> element can optionally contain an
<code>xml:lang</code> attribute (see <a href="#multiple">section 2.4.2</a>),
an <code><a href="#the_expiry_element">EXPIRY</a></code> element, indicating
the expiration of the included policies, and an embedded data schema using
the <code><a href="#Data_Schemas">DATASCHEMA</a></code> element (see <a
href="#Data_Schemas">Section 5</a>).</p>
<p>Since policies are included in a <code>POLICIES</code> element, each MUST
have a <code>name</code> attribute which is unique in the file. This allows
policy references (in <code>POLICY-REF</code> elements) to link to that
policy.</p>
<p><strong>Example 3.3:</strong></p>
<p>The file in <code>http://www.example.com/Shop/policies.xml</code> could
have the following content:</p>
<pre class="sample"><POLICIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<POLICY name="policy1" discuri="http://www.example.com/disc1"> .... </POLICY>
<POLICY name="policy2" discuri="http://www.example.com/disc2"> .... </POLICY>
<POLICY name="policy3" discuri="http://www.example.com/disc3"> .... </POLICY>
</POLICIES></pre>
<p>The files in <code>http://www.example.com/Shop/CDs/*</code> could then be
associated to the second policy ("<code>policy2</code>") using the following
policy reference file in <code>http://www.example.com/w3c/p3p.xml</code> :</p>
<pre class="sample"><META xmlns="http://www.w3.org/2002/01/P3Pv1">
<POLICY-REFERENCES>
<POLICY-REF about="/Shop/policies#policy2">
<INCLUDE>/Shops/CDs/*</INCLUDE>
</POLICY-REF>
</POLICY-REFERENCES>
</META></pre>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[20]</td>
<td valign="top"><pre>policies</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`<POLICIES xmlns="http://www.w3.org/2002/01/P3Pv1"` [xml-lang] `>`
[expiry]
[dataschema]
*policy
"</POLICIES>"</pre>
</td>
</tr>
</tbody>
</table>
<h3 id="POLICY">3.2.2 The <strong><code>POLICY</code></strong> element</h3>
<p>The <code>POLICY</code> element contains a complete P3P policy. Each P3P
policy MUST contain exactly one <code>POLICY</code> element. The policy
element MUST contain an <code>ENTITY</code> element that identifies the legal
entity making the representation of the privacy practices contained in the
policy. In addition, the policy element MUST contain an <code>ACCESS</code>
element and one or more <code>STATEMENT</code> elements.It SHOULD
contain a <code>DISPUTES-GROUP</code> element. It may contain a <a
href="#Data_Schemas">P3P data schema</a> and one or more extensions.</p>
<dl>
<dt><strong><code><POLICY></code></strong></dt>
<dd>includes one or more statements. Each statement includes a set of
disclosures as applied to a set of data elements.</dd>
<dt><code><strong>name</strong></code> <strong>(<em>mandatory
attribute</em>)</strong></dt>
<dd>name of the policy, used as a fragment identifier to be able to
reference the policy.</dd>
<dt><strong><code><a name="disc_URI" id="disc_URI">discuri</a></code>
(<em>mandatory attribute</em>)</strong></dt>
<dd>URI of the natural language privacy statement.</dd>
<dt><code><a name="opturi"
id="opturi"><strong>opturi</strong></a></code></dt>
<dd>URI of instructions that users can follow to request or decline to
have their data used for a particular purpose (opt-in or opt-out). This
attribute is <em><strong>mandatory</strong></em> for policies that
contain a <code><a href="#PURPOSE">purpose</a></code> with required
attribute set to <code>opt-in</code> or <code>opt-out</code>. Note that
the opt-in or opt-out procedures are determined by each site and may
not necessarily include a central mechanism for the entire site or an
automated online mechanism.</dd>
<dt><strong><code>xml:lang</code></strong></dt>
<dd>Language in which the policy is expressed (see <a
href="#multiple">section 2.4.2</a>).</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[21]</td>
<td valign="top"><pre>policy</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`<POLICY name=` quotedstring
` discuri=` quoted-URI
[` opturi=` quoted-URI]
[xml-lang] `>`
*extension
[test]
entity
access
[disputes-group]
1*statement-block
*extension
`</POLICY>`</pre>
</td>
</tr>
<tr>
<td valign="top">[22]</td>
<td valign="top"><pre>quoted-URI</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`"` URI `"`</pre>
</td>
</tr>
<tr>
<td colspan="4" valign="top">Here, URI is defined as per <a
href="http://www.ietf.org/rfc/rfc3986.txt">RFC 3986</a> [<a
href="#URI">URI</a>].</td>
</tr>
</tbody>
</table>
<h3 id="StatementGroupDef">3.2.3 <code>STATEMENT-GROUP-DEF</code> element
(EXTENSION)</h3>
<p>The <code>STATEMENT-GROUP-DEF</code> extension is used to define an
identifier and optionally properties that can be applied to a group of
<code>STATEMENT</code> elements using the <code><a
href="#statement_group">STATEMENT-GROUP</a></code> extension. P3P user agents
that understand these two extensions MAY take this information into account
when displaying P3P policy information for users. For example, statements
that belong to the same group might be displayed together under a single
heading.</p>
<dl>
<dt><strong><code><STATEMENT-GROUP-DEF></code></strong></dt>
<dd>an optional extension placed inside a P3P policy before the
occurrence of the first <code>STATEMENT</code> element that defines an
identifier and optionally properties that can be applied to a group of
<code>STATEMENT</code> elements</dd>
<dt><strong><code>id</code></strong></dt>
<dd>This attribute contains a string that identifies a statement group.
It is required to be unique within a policy.</dd>
<dt><strong><code>short-description</code></strong></dt>
<dd>A short human readable description of the statement group, not to
exceed 255 <a href="#character">characters</a>.</dd>
<dt><strong><code>consent</code></strong></dt>
<dd>This attribute is used to indicate whether or not a user can
simultaneously consent to (or withdraw consent from) all the data usage
and recipients referenced in the statements that comprise this group.
There are four possible values for this attribute. A value of
<code>opt-in</code> indicates that a user can simultaneously opt-in. A
value of <code>opt-out</code> indicates that a user can simultaneously
opt-out. A value of <code>always</code> indicates that no opt-in or
opt-out options are available. A value of <code>mixed</code> indicates
that opt-in or opt-out may be available for some or all of the data
uses and recipients individually, but users are not able to
simultaneously consent to or withdraw consent from all of them. If this
attribute is omitted, the default value is <code>mixed</code>.</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[23]</td>
<td valign="top"><pre>sg-def-extension</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`<EXTENSION optional="yes">`
*[sg-def]
`</EXTENSION>`</pre>
</td>
</tr>
<tr>
<td valign="top">[24]</td>
<td valign="top"><pre>sg-def</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`<STATEMENT-GROUP-DEF id="` quotedstring `"`
[`consent ="` (`opt-in` | `opt-out` | `always` | `mixed`) `"`]
[short-description]
`xmlns = "http://www.w3.org/2006/01/P3Pv11"/>`</pre>
</td>
</tr>
</tbody>
</table>
<p>(Note that the <code>optional</code> attribute does not need to be
explicitly included because its default value is <code>yes</code>.)</p>
<p>Because P3P 1.0 user agents are unaware of this extension (and thus will
ignore it), all statements that belong to statement groups that have
<code>consent</code> attributes with values of <code>opt-in</code>,
<code>opt-out</code>, MUST use the corresponding <code>required</code>
attribute on all <code>PURPOSE</code> and <code>RECIPIENTS</code> elements.
If <code>consent="always"</code> the <code>required</code> attribute MUST be
omitted as its default value is <code>always</code>. Any user agent that
relies on this extension MUST check to make sure this requirement has been
followed. If a user agent finds an inconsistency between a
<code>consent</code> attribute and a <code>required</code> attribute it MUST
either ignore the extension altogether or treat the statement group as if its
<code>consent</code> value was <code>mixed</code>.</p>
<p>Note that the purpose <code>current</code> and the recipient
<code>ours</code> do not take a <code>required</code> attribute and thus
cannot be used in statement groups with <code>consent</code> values other
than <code>required</code> or <code>mixed</code>.</p>
<p>Statement groups serve two main purposes:</p>
<ul>
<li>A statement group allows policy authors to describe what sections of
their P3P policy apply to different user interactions with their
site/service. E.g., an e-commerce site may define one group that
describes data collection for web browsing and another group that
describes the additional data that is collected when items are bought.
This enables a person who just browses the site to be aware that only a
small portion of the policy is relevant to him/her.</li>
<li>The <code>consent</code> attribute of the statement group enables a
site to define usages that can only be opted in- or out together. E.g.,
an opt-in to a frequent-flyer club implies collection of email and phone
for contact as well as clickstream data for individual analysis.</li>
</ul>
<p>Statement groups are intended primarily as hints to user agents on how to
display P3P policy information to users. As currently specified, they are not
intended for use in automated decision-making. For example, user agents
cannot make judgments automatically about which statement groups apply to the
activities of their users.</p>
<pre class="sample"><POLICY>
…
<EXTENSION optional="yes">
<p3p11:STATEMENT-GROUP-DEF id="browsing"
consent = "always"
short-description="Browsing the site"
xmlns = "http://www.w3.org/2006/01/P3Pv11" />
</EXTENSION>
…
</POLICY></pre>
<h3 id="test">3.2.4 The <strong><code>TEST</code></strong>
element</h3>
<p>The TEST element is used for testing purposes: the presence of
<code>TEST</code> in a policy indicates that the policy is just an example,
and as such, it MUST be ignored, and not be considered as a valid P3P
policy.</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[25]</td>
<td valign="top"><pre>test</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"<TEST/>"</pre>
</td>
</tr>
</tbody>
</table>
<h3 id="ENTITY">3.2.5 The <code><strong>ENTITY</strong></code> element</h3>
<p>The <code>ENTITY</code> element gives a precise description of the legal
entity making the representation of the privacy practices.</p>
<dl>
<dt><strong><code><ENTITY></code></strong></dt>
<dd>identifies the legal entity making the representation of the privacy
practices contained in the policy</dd>
</dl>
<p>The <code>ENTITY</code> element contains a description of the legal entity
consisting of <a href="#DATA">datatype EXTENSION elements</a> referencing (all or some of)
the fields of the <a href="#business_data">business dataset</a> as the text values of their leaf nodes (i.e. the values are typed by the schema XML):
it MUST contain both the legal entity's name and one or more contact information
fields among postal address, telephone number, email address, URI. Note that
some laws and codes of conduct require entities to include a postal address
or other specific information in their contact information.</p>
<p><strong>Example of a valid ENTITY element</strong></p>
<p>Note that <DATA ref=".... elements must also be included only for
backward compatibility and would normally be inserted automatically by a
policy editor</p>
<pre class="sample">
<ENTITY>
<EXTENSION>
<p3p11:data-group>
<p3p11:datatype>
<p3p11:business>
<p3p11:orgname>CatalogExample</p3p11:orgname>
<p3p11:contact-info>
<p3p11:postal>
<p3p11:street>4000 Lincoln Ave.</p3p11:street>
<p3p11:city>Birmingham</p3p11:city>
<p3p11:state>MI</p3p11:state>
<p3p11:postalcode>48009</p3p11:postalcode>
<p3p11:country>USA</p3p11:country>
</p3p11:postal>
<p3p11:online>
<p3p11:email>catalog@example.co.uk</p3p11:email>
</p3p11:online>
<p3p11:telecom>
<p3p11:telephone>
<p3p11:intcode>1</p3p11:intcode>
<p3p11:loccode>248</p3p11:loccode>
<p3p11:number>3926753</p3p11:number>
</p3p11:telephone>
</p3p11:telecom>
</p3p11:contact-info>
</p3p11:business>
</p3p11:datatype>
</p3p11:data-group>
</EXTENSION>
…
</DATA-GROUP>
</ENTITY>
</pre>
<p>Although it is permissable for a particular <code>datatype</code> element to
appear more than once within a single <code>ENTITY</code> element, this is
not recommended as user agents may not display multiple instances of a
<code>datatype</code> element correctly. Policy writers who wish to indicate
multiple points of contact for customer service at a web site should use the
<a href="#DISPUTES"><code>DISPUTES</code></a> element, which is designed to
have multiple instances.</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[26]</td>
<td valign="top"><pre> entity</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"<ENTITY>"
*extension
entitydescription
*extension
"</ENTITY>"</pre>
</td>
</tr>
<tr>
<td valign="top">[27]</td>
<td valign="top"><pre> entitydescription</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"<DATA-GROUP>"
`<DATA ref="#business.name"/>` PCDATA "</DATA>"
*(`<DATA ref="#business.` string `"/>` PCDATA "</DATA>")
"</DATA-GROUP>"</pre>
</td>
</tr>
<tr>
<td colspan="4" valign="top">Here, <code>string</code> is defined as a
sequence of characters (with " and & escaped) among the values
that are allowed by the <a href="#business_data">business
dataset</a>. <code>PCDATA</code> is defined as in [<a
href="#XML">XML</a>].</td>
</tr>
</tbody>
</table>
<h3 id="ACCESS">3.2.6 The
<strong><code>ACCESS</code></strong> element</h3>
<p>The <code>ACCESS</code> element indicates whether the site provides access
to various kinds of information.</p>
<dl>
<dt><strong><code><ACCESS></code></strong></dt>
<dd>the ability of the individual to view identified data and address
questions or concerns to the service provider. Service providers MUST
disclose one value for the access attribute. The method of access is
not specified. Any disclosure (other than <code><all/></code>) is
not meant to imply that access to all data is possible, but that some
of the data may be accessible and that the user should communicate
further with the service provider to determine what capabilities they
have.
<p>Note that service providers may also wish to provide capabilities to
access information collected through means other than the Web at the
<strong><a href="#disc_URI">discuri</a>.</strong> However, the scope of
P3P statements are limited to data collected through HTTP or other Web
transport protocols. Also, if access is provided through the Web, use
of strong authentication and security mechanisms for such access is
recommended; however, security issues are outside the scope of this
document.</p>
</dd>
</dl>
<p>The <code>ACCESS</code> element must contain one of the following
elements:</p>
<dl>
<dt><strong><code><nonident/></code></strong></dt>
<dd>Web site does not collect identified data.</dd>
<dt><strong><code><all/></code></strong></dt>
<dd>All Identified Data: access is given to all identified data.</dd>
<dt><strong><code><contact-and-other/></code></strong></dt>
<dd>Identified Contact Information and Other Identified Data: access is
given to identified online and physical contact information as well as
to certain other identified data.</dd>
<dt><strong><code><ident-contact/></code></strong></dt>
<dd>Identified Contact Information: access is given to identified online
and physical contact information (e.g., users can access things such as
a postal address).</dd>
<dt><strong><code><other-ident/></code></strong></dt>
<dd>Other Identified Data: access is given to certain other identified
data (e.g., users can access things such as their online account
charges).</dd>
<dt><strong><code><none/></code></strong></dt>
<dd>None: no access to identified data is given.</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[28]</td>
<td valign="top"><pre>access</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<ACCESS>"
*extension
access_disclosure
*extension
"</ACCESS>"</pre>
</td>
</tr>
<tr>
<td valign="top">[29]</td>
<td valign="top"><pre>access_disclosure</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<nonident/>" | ; Identified Data is Not Used
"<all/>" | ; All Identifiable Information
"<contact-and-other/>" | ; Identified Contact Information and
Other Identified Data
"<ident-contact/>" | ; Identifiable Contact Information
"<other-ident/>" | ; Other Identified Data
"<none/>" ; None</pre>
</td>
</tr>
</tbody>
</table>
<h3 id="DISPUTES">3.2.7 The <strong><code>DISPUTES</code></strong>
element</h3>
<p>A policy SHOULD contain a <code>DISPUTES-GROUP</code> element, which
contains one or more <code>DISPUTES</code> elements. These elements describe
dispute resolution procedures that may be followed for disputes about an
entity's privacy practices. Each <code>DISPUTES</code> element can optionally
contain a <code>LONG-DESCRIPTION</code> element, an <code>IMG</code> element,
and a <code>REMEDIES</code> element. Entities with multiple dispute
resolution procedures should use a separate <code>DISPUTES</code> element for
each. Since different dispute procedures have separate remedy processes, each
<code>DISPUTES</code> element would need a separate
<code>LONG-DESCRIPTION</code>, <code>IMG</code> tag and <code>REMEDIES</code>
element, if they are being used.</p>
<dl>
<dt><strong><code><DISPUTES></code></strong></dt>
<dd>Although there may be other ways, the entity offers or acknowledges
the following ways for a user to resolve disputes about the entity's
privacy practices or alleged protocol violations.</dd>
<dt><strong><code>resolution-type</code></strong> <strong>(<em>mandatory
attribute</em>)</strong></dt>
<dd>takes one of the following four values:
<dl>
<dt><strong>Customer Service</strong> <code>[service]</code></dt>
<dd>The entity's customer service reprsentative is available to
help resolve users' disputes regarding the use of collected data.
The description MUST include information about how to contact
customer service.</dd>
<dt><strong>Independent Organization</strong>
<code>[independent]</code></dt>
<dd>The entity is willing to be bound by the authority of an
independent organization for resolution of disputes regarding the
use of collected data. The description MUST include information
about how to contact the third party organization. <br />
Policy writers may also use this attribute to specify seals and
certification programs related to the entity's information
practices (including privacy and security seals).</dd>
<dt><strong>Court</strong> <code>[court]</code></dt>
<dd>The entity making the statement believes that the authority
referenced in the description offers recourse for disputes
arising in connection with the privacy statement.</dd>
<dt><strong>Applicable Law</strong> <code>[law]</code></dt>
<dd>The laws or regulations referenced in the description may
provide recourse procedures and remedies for disputes arising in
connection with the privacy statement.</dd>
</dl>
</dd>
<dt><strong><code>service</code></strong> <strong>(<em>mandatory
attribute</em>)</strong></dt>
<dd>URI of the customer service Web page or independent organization, or
URI for information about the relevant court or applicable law</dd>
<dt><strong><code>verification</code></strong></dt>
<dd>URI or certificate that can be used for verification purposes. It is
anticipated that seal providers will provide a mechanism for verifying
a site's claim that they have a seal.</dd>
<dt><strong><code>short-description</code></strong></dt>
<dd>A short human readable description of the name of the appropriate
legal forum, applicable law, or third party organization; or contact
information for customer service if not already provided at the service
URI. No more than 255 <a href="#character">characters</a>.</dd>
</dl>
<p>The <code>DISPUTES</code> element can contain a
<code>LONG-DESCRIPTION</code> element, where a human readable description is
present: this should contain the name of the appropriate legal forum,
applicable law, or third party organization; or contact information for
customer service if not already provided at the service URI.</p>
<dl>
<dt><strong><code><a name="LONG-DESCRIPTION"
id="LONG-DESCRIPTION"><LONG-DESCRIPTION></a></code></strong></dt>
<dd>This element contains a (possibly long) human readable
description.</dd>
</dl>
<dl>
<dt><strong><code><IMG></code></strong></dt>
<dd>An image logo (for example, of the independent organization or
relevant court)</dd>
<dt><strong><code>src</code></strong> <strong>(<em>mandatory
attribute</em>)</strong></dt>
<dd>URI of the image logo</dd>
<dt><strong><code>width</code></strong></dt>
<dd>width in pixels of the image logo</dd>
<dt><strong><code>height</code></strong></dt>
<dd>height in pixels of the image logo</dd>
<dt><strong><code>alt</code> (<em>mandatory attribute</em>)</strong></dt>
<dd>very short textual alternative for the image logo</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[30]</td>
<td valign="top"><pre>disputes-group</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<DISPUTES-GROUP>"
*extension
1*dispute
*extension
"</DISPUTES-GROUP>"</pre>
</td>
</tr>
<tr>
<td valign="top">[31]</td>
<td valign="top"><pre>dispute</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<DISPUTES"
" resolution-type=" '"'("service"|"independent"|"court"|"law")'"'
" service=" quoted-URI
[" verification=" quotedstring]
[" short-description=" quotedstring]
">"
*extension
[longdescription]
[image]
[remedies]
*extension
"</DISPUTES>"</pre>
</td>
</tr>
<tr>
<td valign="top">[32]</td>
<td valign="top"><pre>longdescription</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre><LONG-DESCRIPTION> PCDATA </LONG-DESCRIPTION></pre>
</td>
</tr>
<tr>
<td valign="top">[33]</td>
<td valign="top"><pre>image</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"<IMG src=" quoted-URI
[" width=" `"` number `"`]
[" height=" `"` number `"`]
" alt=" quotedstring
"/>"</pre>
</td>
</tr>
<tr>
<td valign="top">[34]</td>
<td valign="top"><pre>quotedstring</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`"` string `"`</pre>
</td>
</tr>
<tr>
<td colspan="4" valign="top">Here, <code>string</code> is defined as a
sequence of characters (with " and & escaped), and
<code>PCDATA</code> is defined as in [<a href="#XML">XML</a>].</td>
</tr>
</tbody>
</table>
<p>Note that there can be multiple assurance services, specified via multiple
occurrences of <code>DISPUTES</code> within the <code>DISPUTES-GROUP</code>
element. These fields are expected to be used in a number of ways, including
representing that one's privacy practices are self assured, audited by a
third party, or under the jurisdiction of a regulatory authority.</p>
<h3 id="REMEDIES">3.2.8 The <code>REMEDIES</code>
element</h3>
<p>Each <code>DISPUTES</code> element SHOULD contain a <code>REMEDIES</code>
element that specifies the possible remedies in case a policy breach
occurs.</p>
<dl>
<dt><strong><code><REMEDIES></code></strong></dt>
<dd>The entity offers or acknowledges that the following remedies may
apply to the identified dispute-resolution procedures.</dd>
</dl>
<p>The <code>REMEDIES</code> element must contain one or more of the
following:</p>
<dl>
<dt><strong><code><correct/></code></strong></dt>
<dd>The entity has implemented a policy to rectify errors or consequences
for disputes arising in connection with the privacy statement.</dd>
<dt><strong><code><money/></code></strong></dt>
<dd>The entity has implemented a compensation policy for disputes arising
in connection with the privacy statement.</dd>
<dt><strong><code><law/></code></strong></dt>
<dd>Remedies for disputes arising in connection with the Privacy
Statement may be specified by the law referenced in the human readable
description.</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[35]</td>
<td valign="top"><pre>remedies</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<REMEDIES>"
*extension
1*remedy
*extension
"</REMEDIES>"</pre>
</td>
</tr>
<tr>
<td valign="top">[36]</td>
<td valign="top"><pre>remedy</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<correct/>" |
"<money/>" |
"<law/>" </pre>
</td>
</tr>
</tbody>
</table>
<h2 id="Statements">3.3 Statements</h2>
<p>Statements describe data practices that are applied to particular types of
data.</p>
<h3 id="STATEMENT">3.3.1 The <strong><code>STATEMENT</code></strong> element</h3>
<p>The <code>STATEMENT</code> element is a container that groups together a
<code>PURPOSE</code> element, a <code>RECIPIENT</code> element, a
<code>RETENTION</code> element, a <code>DATA-GROUP</code> element, and
optionally a <code>CONSEQUENCE</code> element and one or more extensions. All
of the data referenced by the <code>DATA-GROUP</code> is handled according to
the disclosures made in the other elements contained by the statement. Thus,
sites may group elements that are handled the same way and create a statement
for each group. Sites that would prefer to disclose separate purposes and
other information for each kind of data they collect can do so by creating a
separate statement for each data element.</p>
<dl>
<dt><strong><code><STATEMENT></code></strong></dt>
<dd>data practices as applied to data elements.</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[37]</td>
<td valign="top"><pre>statement-block</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<STATEMENT>"
*extension
[consequence]
((purpose recipient retention 1*data-group) |
(non-identifiable [purpose] [recipient] [retention] *data-group))
*extension
"</STATEMENT>"</pre>
</td>
</tr>
</tbody>
</table>
<p>To simplify practice declaration, service providers may aggregate any of
the disclosures (purposes, recipients, and retention) within a statement over
data elements. Service providers MUST make such aggregations as an additive
operation. For instance, a site that distributes your age to
<code>ours</code> (ourselves and our agents), but distributes your postal
code to <code>unrelated</code> (unrelated third parties), MAY say they
distribute your name and postal code to <code>ours</code> and
<code>unrelated</code>. Such a statement appears to distribute more data than
actually happens. It is up to the service provider to determine if their
disclosure deserves specificity or brevity. Note that when aggregating
disclosures across statements that include the <code>NON-IDENTIFIABLE</code>
element, this element may be included in the aggregated statement only if it
would otherwise appear in every statement if the statements were written
separately.</p>
<p>Also, one must always disclose all options that apply. Consider a site
with the sole purpose of collecting information for the purposes of
<code>contact</code> (Contacting Visitors for Marketing of Services or
Products). Even though this is considered to be for the <code>current</code>
(Completion and Support of Activity For Which Data Was Provided) purpose, the
site must state both <code>contact</code> and <code>current</code> purposes.
Consider a site which distributes information to <code>ours</code> in order
to redistribute it to <code>public</code>: the site must state both
<code>ours</code> and <code>public</code> recipients.</p>
<p>Service providers often aggregate data they collect. Sometimes this
aggregate data may be used for different purposes than the original data,
shared more widely than the original data, or retained longer than the
original data. For example many sites publish or disclose to their
advertisers statistics such as number of visitors to their Web site,
percentage of visitors who fit into various demographic groups, etc. When
aggregate statistics are used or shared such that it would not be possible to
derive data for individual people or households based on these statistics, no
disclosures about these statistics are necessary in a P3P policy. However,
services MUST disclose the fact that the original data is collected and
declare any use that is made of the data before it is aggregated.</p>
<h3 id="statement_group">3.3.2 The <code>STATEMENT-GROUP</code> element
(EXTENSION)</h3>
<p>A statement can be associated with a statement group. Each statement can
have at most one <code><STATEMENT-GROUP> extension.</code></p>
<p>A <code>STATEMENT-GROUP</code> can carry at most two attributes: The
<code>id-attribute</code> and the <code>name-attribute</code>:</p>
<p>The <code>id-attribute</code> associates a <code>STATEMENT</code> with a
certain group of <code>STATEMENTs</code> to cluster them together to reflect
a certain typical usage (see <a
href="#StatementGroupDef"><code>STATEMENT-GROUP-DEF</code></a> for more
information</p>
<p>The <code>STATEMENT-GROUP</code> is placed after the opening tag of the
<code>STATEMENT</code> element.</p>
<p>The <code>name-attribute</code> associates a name to a certain statement.
User agents may use this name to improve the display of the policy to the
user in a human readable format. This extension was taken up from one
implementer's authoring tool. Note that versions of this tool up through
version 1.10 used an optional GROUP-INFO extension to name each statement.
This extension provides the same function as the <code>name attribute</code>
in the <code>STATEMENT-GROUP</code> extension. For backwards compatibility
with existing P3P 1.0 policies, user agent implementers may wish to include
support for this old extension. The old extension provided by the tool is
placed after the opening tag of a <code>STATEMENT</code> element and takes
the form</p>
<pre class="sample"><EXTENSION optional="yes">
<GROUP-INFO
xmlns="http://www.software.ibm.com/P3P/editor/extension-1.0.html"
name="example"/>
</EXTENSION></pre>
<p>In this sample <q>example</q> is the name of the statement.</p>
<dl>
<dt><strong><code><STATEMENT-GROUP></code></strong></dt>
<dd>an optional extension placed inside a <code>STATEMENT</code> element
that identifies the statement group to which that statement belongs</dd>
<dt><strong><code>id</code></strong></dt>
<dd>This attribute contains a string that identifies a statement group
that has been defined using a corresponding
<code>STATEMENT-GROUP-DEF</code> element.</dd>
<dt><strong><code>name</code></strong></dt>
<dd>This attribute contains a string that names the
<code>STATEMENT</code> element.</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[38]</td>
<td valign="top"><pre>sg-extension</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>`<EXTENSION optional="yes">`
`<STATEMENT-GROUP`
`id="` quotedstring `"`
`name="` quotedstring `"`
[short-description]
`xmlns = "http://www.w3.org/2006/01/P3Pv11" />`
`</EXTENSION>`</pre>
</td>
</tr>
</tbody>
</table>
<pre class="sample"><STATEMENT>
<EXTENSION optional="yes">
<STATEMENT-GROUP
id="browsing"
name="browsing of static pages"
xmlns="http://www.w3.org/2006/01/P3Pv11" />
</EXTENSION>
…
</STATEMENT></pre>
<h3 id="CONSEQUENCE">3.3.3 The <strong><code>CONSEQUENCE</code></strong>
element</h3>
<p><code>STATEMENT</code> elements may optionally contain a
<code>CONSEQUENCE</code> element that can be shown to a human user to provide
further explanation about a site's practices.</p>
<p>The definition of <code>CONSEQUENCE</code> given here is somewhat
different from the definition given in the <a
href="http://www.w3.org/TR/P3P/">P3P 1.0 specification</a>, which stated that
the element should be used for <q>consequences</q> that can be shown to a
human user to explain why the suggested practice may be valuable in a
particular instance even if the user would not normally allow the practice."
The P3P 1.1 definition has been broadened to reflect how the
<code>CONSEQUENCE</code>element is being used by web sites in practice. As
the P3P 1.1 definition subsumes the P3P 1.0 definition, it is not necessary
for web sites that have developed their policies using the P3P 1.0 definition
to change their policies unless they want to take advantage of the additional
flexibility offered by the P3P 1.1 definition. See also <a
href="#complete_trans">Completeness of Human-Readable Translations</a> .</p>
<dl>
<dt><strong><code><CONSEQUENCE></code></strong></dt>
<dd>A short summary or explanation of the data practices described in the
<code>STATEMENT</code> that can be shown to a human user. This field is
not intended to replace or duplicate the detailed information that may
be provided in a site's full human-readable privacy policy. Note that
user agents that display this field MAY truncate lengthy
<code>CONSEQUENCE</code> strings or display this information only if a
user follows a hyperlink.</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[39]</td>
<td valign="top"><pre>consequence</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<CONSEQUENCE>"
PCDATA
"</CONSEQUENCE>"</pre>
</td>
</tr>
</tbody>
</table>
<h3 id="NON-IDENTIFIABLE">3.3.4 The
<code><strong>NON-IDENTIFIABLE</strong></code> element</h3>
<p>A <code>STATEMENT</code> element may optionally contain the
<code>NON-IDENTIFIABLE</code> element, signifying either that there is no
data collected under this <code>STATEMENT</code>, or that all of the data
referenced by that <code>STATEMENT</code> will be anonymized upon
collection.</p>
<dl>
<dt><strong><code><NON-IDENTIFIABLE/></code></strong></dt>
<dd>This element signifies that either no data is collected (including
Web logs), or that the organization collecting the data will anonymize
the data referenced in the enclosing <code>STATEMENT</code>. In order
to consider the data "anonymized", there must be no reasonable way for
the entity or a third party to attach the collected data to the
identity of a natural person. Some types of data are inherently
anonymous, such as randomly-generated session IDs. Data which might
identify natural people in some circumstances, such as IP addresses,
names, or addresses, must have a non-reversible transformation applied
in order be considered "anonymized".<br />
An example of a non-reversible transformation is removing the last
seven bits of an IP address and replacing them with zeros. This
transformation must be applied to all copies of the data, including
those that might be stored on backup media. An algorithm that replaces
identified data with unique corresponding values from a table is not
considered non-reversible. In addition, a one-way cryptographic hash
would not be considered non-reversible if the set of possible data
values is small enough that all possible hashed values can be generated
and compared with the value that someone is attempting to reverse.</dd>
</dl>
<p>If the <code>NON-IDENTIFIABLE</code> element is present in any
<code>STATEMENT</code> elements in a policy, then a human readable
explanation of how the data is anonymized MUST be included or linked to at
the <strong><a href="#disc_URI">discuri</a></strong> .</p>
<p>Also, if the <code>NON-IDENTIFIABLE</code> element is present in a
<code>STATEMENT</code> then the other elements in that <code>STATEMENT</code>
are optional.</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[40]</td>
<td valign="top"><pre>non-identifiable</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<NON-IDENTIFIABLE/>"</pre>
</td>
</tr>
</tbody>
</table>
<h3 id="PURPOSE">3.3.5 The
<strong><code>PURPOSE</code></strong> element</h3>
<p>Each <code>STATEMENT</code> element that does not include a
<code>NON-IDENTIFIABLE</code> element MUST contain a <code>PURPOSE</code>
element that contains one or more purposes of data collection or uses of
data. Sites MUST classify their data practices into one or more of the
purposes specified below.</p>
<dl>
<dt><strong><code><PURPOSE></code></strong></dt>
<dd>purposes for data processing relevant to the Web.</dd>
</dl>
<p>The <code>PURPOSE</code> element MUST contain one or more of the
following:</p>
<dl>
<dt><strong><code><current/></code></strong></dt>
<dd><strong>Completion and Support of Activity For Which Data Was
Provided:</strong> Information may be used by the service provider to
complete the activity for which it was provided, whether a one-time
activity such as returning the results from a Web search, forwarding an
email message, or placing an order; or a recurring activity such as
providing a subscription service, or allowing access to an online
address book or electronic wallet.</dd>
<dt><strong><code><admin/></code></strong></dt>
<dd><strong>Web Site and System Administration:</strong> Information may
be used for the technical support of the Web site and its computer
system. This would include processing computer account information,
information used in the course of securing and maintaining the site,
and verification of Web site activity by the site or its agents.</dd>
<dt><strong><code><develop/></code></strong></dt>
<dd><strong>Research and Development</strong>: Information may be used to
enhance, evaluate, or otherwise review the site, service, product, or
market. This does not include personal information used to tailor or
modify the content to the specific individual nor information used to
evaluate, target, profile or contact the individual.</dd>
<dt><strong><code><tailoring/></code></strong></dt>
<dd><strong>One-time Tailoring</strong>: Information may be used to
tailor or modify content or design of the site where the information is
used only for a single visit to the site and not used for any kind of
future customization. For example, an online store might suggest other
items a visitor may wish to purchase based on the items he has already
placed in his shopping basket.</dd>
<dt><code><strong><pseudo-analysis/></strong></code></dt>
<dd><strong>Pseudonymous Analysis</strong>: Information may be used to
create or build a record of a particular individual or computer that is
tied to a pseudonymous identifier, without tying identified data (such
as name, address, phone number, or email address) to the record. This
profile will be used to determine the habits, interests, or other
characteristics of individuals <em>for purpose of research, analysis
and reporting</em>, but it will not be used to attempt to identify
specific individuals. For example, a marketer may wish to understand
the interests of visitors to different portions of a Web site.</dd>
<dt><code><strong><pseudo-decision/></strong></code></dt>
<dd><strong>Pseudonymous Decision</strong>: Information may be used to
create or build a record of a particular individual or computer that is
tied to a pseudonymous identifier, without tying identified data (such
as name, address, phone number, or email address) to the record. This
profile will be used to determine the habits, interests, or other
characteristics of individuals <em>to make a decision that directly
affects that individual</em>, but it will not be used to attempt to
identify specific individuals. For example, a marketer may tailor or
modify content displayed to the browser based on pages viewed during
previous visits.</dd>
<dt><code><strong><individual-analysis/></strong></code></dt>
<dd><strong>Individual Analysis</strong>: Information may be used to
determine the habits, interests, or other characteristics of
individuals and combine it with identified data <em>for the purpose of
research, analysis and reporting</em>. For example, an online Web site
for a physical store may wish to analyze how online shoppers make
offline purchases.</dd>
<dt><code><strong><individual-decision/></strong></code></dt>
<dd><strong>Individual Decision</strong>: Information may be used to
determine the habits, interests, or other characteristics of
individuals and combine it with identified data <em>to make a decision
that directly affects that individual</em>. For example, an online
store suggests items a visitor may wish to purchase based on items he
has purchased during previous visits to the Web site.</dd>
<dt><strong><code><contact/></code></strong></dt>
<dd><strong>Contacting Visitors for Marketing of Services or
Products</strong>: Information may be used to contact the individual,
through a communications channel other than voice telephone, for the
promotion of a product or service. This includes notifying visitors
about updates to the Web site. This does not include a direct reply to
a question or comment or customer service for a single transaction --
in those cases, <strong><code><current/></code></strong> would be
used. In addition, this does not include marketing via customized Web
content or banner advertisements embedded in sites the user is visiting
-- these cases would be covered by the
<code><strong><tailoring/></strong></code>,
<code><strong><pseudo-analysis/></strong></code> and
<code><strong><pseudo-decision/></strong></code>, or
<code><strong><individual-analysis/></strong></code> and
<code><strong><individual-decision/></strong></code>
purposes.</dd>
<dt><strong><code><historical/></code></strong></dt>
<dd><strong>Historical Preservation</strong>: Information may be archived
or stored for the purpose of preserving social history as governed by
an existing law or policy. This law or policy MUST be referenced in the
<code><DISPUTES></code> element and MUST include a specific
definition of the type of qualified researcher who can access the
information, where this information will be stored and specifically how
this collection advances the preservation of history.</dd>
<dt><code><strong><telemarketing/></strong></code></dt>
<dd><strong>Contacting Visitors for Marketing of Services or Products Via
Telephone</strong>: Information may be used to contact the individual
via a voice telephone call for promotion of a product or service. This
does not include a direct reply to a question or comment or customer
service for a single transaction -- in those cases,
<code><strong><current/></strong></code> would be used.</dd>
<dt><strong><code><other-purpose></code> <em>string</em>
<code></other-purpose></code></strong></dt>
<dd><strong>Other Uses</strong>: Information may be used in other ways
not captured by the above definitions. (A human readable explanation
MUST be provided in these instances).</dd>
</dl>
<p>Each type of purpose (with the exception of <code>current</code>) can have
the following optional attribute:</p>
<dl>
<dt><strong><code><a name="required"
id="required">required</a></code></strong></dt>
<dd>Whether the purpose is a required practice for the site. The
attribute can take the following values:
<ul>
<li><strong><code>always</code></strong> : The purpose is always
required; users cannot opt-in or opt-out of this use of their data.
This is the default when no <code>required</code> attribute is
present.</li>
<li><strong><code>opt-in</code></strong> : Data may be used for this
purpose only when the user affirmatively requests this use -- for
example, when a user asks to be added to a mailing list. An
affirmative request requires users to take some action specifically
to make the request. For example, when users fill out a survey,
checking an additional box to request to be added to a mailing list
would be considered an affirmative request. However, submitting a
survey form that contains a pre-checked mailing list request box
would not be considered an affirmative request. In addition, for
any purpose that users may affirmatively request, there must also
be a way for them to change their minds later and decline -- this
MUST be specified at the <code><a
href="#opturi">opturi</a></code>.</li>
<li><strong><code>opt-out</code></strong> : Data may be used for this
purpose unless the user requests that it not be used in this way.
When this value is selected, the service MUST provide clear
instructions to users on how to opt-out of this purpose at the
<code><a href="#opturi">opturi</a></code>. Services SHOULD also
provide these instructions or a pointer to these instructions at
the point of data collection.</li>
</ul>
</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[41]</td>
<td valign="top"><pre> purpose</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<PURPOSE>"
*extension
1*purposevalue
*extension
"</PURPOSE>"</pre>
</td>
</tr>
<tr>
<td valign="top">[42]</td>
<td valign="top"><pre> purposevalue</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<current/>" | ; Completion and Support of Activity For Which Data Was Provided
"<admin" [required] "/>" | ; Web Site and System Administration
"<develop" [required] "/>" | ; Research and Development
"<tailoring" [required] "/>" | ; One-time Tailoring
"<pseudo-analysis" [required] "/>" | ; Pseudonymous Analysis
"<pseudo-decision" [required] "/>" | ; Pseudonymous Decision
"<individual-analysis" [required] "/>" | ; Individual Analysis
"<individual-decision" [required] "/>" | ; Individual Decision
"<contact" [required] "/>" | ; Contacting Visitors for Marketing of Services or Products
"<historical" [required] "/>" | ; Historical Preservation
"<telemarketing" [required] "/>" | ; Telephone Marketing
"<other-purpose" [required] ">" PCDATA "</other-purpose>"; Other Uses</pre>
</td>
</tr>
<tr>
<td valign="top">[43]</td>
<td valign="top"><pre> required</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>" required=" `"` ("always"|"opt-in"|"opt-out") `"`</pre>
</td>
</tr>
</tbody>
</table>
<p>Service providers MUST use the above elements to explain the purpose of
data collection. Service providers MUST disclose <em>all that apply</em>. If
a service provider does not disclose that a data element will be used for a
given purpose, that is a representation that data will not be used for that
purpose. Service providers that disclose that they use data for
"<code>other</code>" purposes MUST provide human readable explanations of
those purposes.</p>
<h4 id="ppurpose">3.3.5.1 The <code>PPURPOSE</code> element (EXTENSION)</h4>
<p>The primary purpose extension element allows user agents to determine the
primary reason why the data recipient is collecting data. Multiple primary
purposes may be used.</p>
<p>The <code>PPURPOSE</code> is placed after the opening tag of the
<code>PURPOSE</code> element. It is intended to expand upon the
<code><current/></code> tag, providing a more detailed description of
data usage.</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[44]</td>
<td valign="top"><pre>primary-purpose =</pre>
</td>
<td valign="top"><pre>"<extension>"
"<ppurpose>"
*primary-purpose-value
"</ppurpose>"
"</extension>"</pre>
</td>
</tr>
<tr>
<td valign="top">[45]</td>
<td valign="top"><pre>primary-purpose-value =</pre>
</td>
<td valign="top"><pre>"<account/>" | ; Account and/or Subscription Management
"<arts/>" | ; Arts and Entertainment
"<browsing/>" | ; Web Browsing
"<charity/>" | ; Charitable Donations
"<communicate/>" | ; Communications Services
"<custom/>" | ; Customization
"<delivery/>" | ; Delivery
"<downloads/>" | ; Software Downloads
"<education/>" | ; Education
"<feedback/>" | ; Responding to User
"<finmgt/>" | ; Banking and Financial Management
"<gambling/>" | ; Online Gambling
"<gaming/>" | ; Online Gaming
"<government/>" | ; Government Services
"<health/>" | ; Healthcare Services
"<login/>" | ; Authentication and Authorization
"<marketing/>" | ; Advertising, Marketing, and/or Promotion
"<news/>" | ; News and Information
"<payment/>" | ; Payment and Transaction Facilitation
"<sales/>" | ; Sales of Products or Services
"<search/>" | ; Search Engines
"<state/>" | ; State and Session Management
"<surveys/>" ; Surveys and Questionnaires</pre>
</td>
</tr>
</tbody>
</table>
<dl>
<dt><strong><code><PPURPOSE></code></strong></dt>
<dd>the primary purpose for information collection.</dd>
</dl>
<p>The <code>PPURPOSE</code> element MUST contain one or more of the
following:</p>
<dl>
<dt><strong><code><account/></code></strong></dt>
<dd><strong>Account and/or Subscription Management</strong>: Information
may be used for managing an account. A common example is updating
account information. This may also include creation and/or termination
of an account or subscription.</dd>
<dt><strong><code><arts/></code></strong></dt>
<dd><strong>Arts and Entertainment</strong>: Information may be used for
delivering the arts. Examples include such interests as music,
literature, drama, movies, and the visual arts.</dd>
<dt><strong><code><browsing/></code></strong></dt>
<dd><strong>Web Browsing</strong>: Information may be exchanged
automatically for the purpose of browsing web pages.</dd>
<dt><strong><code><charity/></code></strong></dt>
<dd><strong>Charitable Donations</strong>: Information may be used for a
charitable donation.</dd>
<dt><strong><code><communicate/></code></strong></dt>
<dd><strong>Communications Services</strong>: Information may be used for
facilitating communication between users. Examples include
communication conducted over email, telephone, facsimile, videophone,
instant messaging, or any other communications medium.</dd>
<dt><strong><code><custom/></code></strong></dt>
<dd><strong>Customization</strong>: Information may be used to customize
the user's online experience as explicitly requested by the user. This
element should not be used to represent purposes that can be described
by <code>tailoring</code>, <code>pseudo-decision</code>, or
<code>individual-decision</code>. This element might be used, for
example, at a site that allows the user to change the language in which
content is presented.</dd>
<dt><strong><code><delivery/></code></strong></dt>
<dd><strong>Delivery</strong>: Information may be used for delivering a
product or products.</dd>
<dt><strong><code><downloads/></code></strong></dt>
<dd><strong>Software Downloads</strong>: Information may be used to allow
the user to download an executable program. This element should not be
used to describe downloads of web pages, multimedia files, scripts run
by a web browser, and plugin content. This element might be used, for
example, at a site that offers a downloadable media player. However, it
would not be used at a site that offers only music files playable by
the media player.</dd>
<dt><strong><code><education/></code></strong></dt>
<dd><strong>Education</strong>: Information may be used for educational
purposes; examples include teaching, grading, testing, and interactions
between educators and students.</dd>
<dt><strong><code><feedback/></code></strong></dt>
<dd><strong>Responding to User</strong>: Information may be used for the
purposes of responding to the user. This can vary from responding to a
query to simply providing the user with feedback.</dd>
<dt><strong><code><finmgt/></code></strong></dt>
<dd><strong>Banking and Financial Management</strong>: Information may be
used for bank transactions or financial management. Examples include
opening, closing, and managing financial accounts, as well as trading
securities.</dd>
<dt><strong><code><gambling/></code></strong></dt>
<dd><strong>Online Gambling</strong>: Information may be used for online
gambling where wagers for money are placed on games of chance.</dd>
<dt><strong><code><gaming/></code></strong></dt>
<dd><strong>Online Gaming</strong>: Information may be used for online
games that do not involve gambling.</dd>
<dt><strong><code><government/></code></strong></dt>
<dd><strong>Government Services</strong>: Information may be used for
online government services. Examples include voter registration,
vehicle registration, and citizen information services.</dd>
<dt><strong><code><health/></code></strong></dt>
<dd><strong>Healthcare Services</strong>: Information may be used to
offer the user products or services that relate to their physical
and/or mental health.</dd>
<dt><strong><code><login/></code></strong></dt>
<dd><strong>Authentication and Authorization</strong>: Information may be
used for the purpose of online identity verification. Usernames and
passwords are often exchanged to confirm online identity and/or grant
access to protected content.</dd>
<dt><strong><code><marketing/></code></strong></dt>
<dd><strong>Advertising, Marketing, and/or Promotion</strong>:
Information may be used for marketing and promotional purposes.</dd>
<dt><strong><code><news/></code></strong></dt>
<dd><strong>News and Information</strong>: Information may be used for
delivering news or other information.</dd>
<dt><strong><code><payment/></code></strong></dt>
<dd><strong>Payment and Transaction Facilitation</strong>: Information
may be used to facilitate a financial transaction. This is different
from <tt>sales</tt> as the payment is sent or received by a third
party.</dd>
<dt><strong><code><sales/></code></strong></dt>
<dd><strong>Sales of Products or Services</strong>: Information may be
used as part of a business transaction with the user. Information is
provided for the purpose of completing a sale.</dd>
<dt><strong><code><search/></code></strong></dt>
<dd><strong>Search Engines</strong>: Information may be used for querying
a search engine.</dd>
<dt><strong><code><state/></code></strong></dt>
<dd><strong>State and Session Management</strong>: Information may be
used to keep track of sessions. Examples include unique identification
numbers or information to identify the previous pages viewed. Other
uses include serving the user dynamic content.</dd>
<dt><strong><code><surveys/></code></strong></dt>
<dd><strong>Surveys and Questionnaires</strong>: Information may be used
to conduct surveys and questionnaires.</dd>
</dl>
<p>In the following sample, information is primarily being provided to
authenticate a user as well as provide web content.</p>
<pre class="sample"><PURPOSE>
<EXTENSION optional="yes">
<PPURPOSE xmlns="http://www.w3.org/2006/01/P3Pv11">
<browsing/>
<login/>
</PPURPOSE>
</EXTENSION>
<current/>
</PURPOSE></pre>
<h3 id="RECPNT">3.3.6 The <strong><code>RECIPIENT</code></strong> element</h3>
<p>Each <code>STATEMENT</code> element that does not include a
<code>NON-IDENTIFIABLE</code> element MUST contain a <code>RECIPIENT</code>
element that contains one or more recipients of the collected data. Sites
MUST classify their recipients into one or more of the six recipients
specified.</p>
<dl>
<dt><strong><code><RECIPIENT></code></strong></dt>
<dd>the legal entity, or domain, where data may be distributed.</dd>
</dl>
<p>The <code>RECIPIENT</code> element MUST contain one or more of the
following:</p>
<dl>
<dt><strong><code><ours></code></strong></dt>
<dd><strong>Ourselves and/or entities acting as our agents or entities
for whom we are acting as an agent</strong>: An agent in this instance
is defined as a third party that processes data only on behalf of the
service provider for the completion of the stated purposes. (e.g., the
service provider and its printing bureau which prints address labels
and does nothing further with the information.)</dd>
<dt><strong><code><delivery></code></strong></dt>
<dd><strong>Delivery services possibly following different
practices</strong>: Legal entities <em>performing delivery
services</em> that may use data for purposes other than completion of
the stated purpose. This should also be used for delivery services
whose data practices are unknown.</dd>
<dt><strong><code><same></code></strong></dt>
<dd><strong>Legal entities following our practices</strong>: Legal
entities who use the data on their own behalf under equable practices.
(e.g., consider a service provider that grants the user access to
collected personal information, and also provides it to a partner who
uses it once but discards it. Since the recipient, who has otherwise
similar practices, cannot grant the user access to information that it
discarded, they are considered to have equable practices.)</dd>
<dt><strong><code><other-recipient></code></strong></dt>
<dd><strong>Legal entities following different practices</strong>: Legal
entities that are constrained by and accountable to the original
service provider, but may use the data in a way not specified in the
service provider's practices (e.g., the service provider collects data
that is shared with a partner who may use it for other purposes.
However, it is in the service provider's interest to ensure that the
data is not used in a way that would be considered abusive to the
users' and its own interests.)</dd>
<dt><strong><code><unrelated></code></strong></dt>
<dd><strong>Unrelated third parties</strong>: Legal entities whose data
usage practices are not known by the original service provider.</dd>
<dt><strong><code><public></code></strong></dt>
<dd><strong>Public fora</strong>: Public fora such as bulletin boards,
public directories, or commercial CD-ROM directories.</dd>
</dl>
<p>Each of the above tags can optionally contain:</p>
<ul>
<li>one or more <code>recipient-description</code> tags, containing a
description of the recipient;</li>
<li>with the exception of <code><ours></code>, a <code><a
href="#required">required</a></code> attribute: this attribute is defined
exactly as the analogous attribute in the <code>PURPOSE</code> tag,
indicating whether opt-in/opt-out of sharing is available (and, its
default value is <code>always</code>).</li>
</ul>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[46]</td>
<td valign="top"><pre>recipient</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<RECIPIENT>"
*extension
1*recipientvalue
*extension
"</RECIPIENT>"</pre>
</td>
</tr>
<tr>
<td valign="top">[47]</td>
<td valign="top"><pre>recipientvalue</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<ours>" *recdescr
"</ours> | ; only ourselves and our agents
"<same" [required] ">" *recdescr
"</same>" | ; legal entities following our practices
"<other-recipient" [required] ">" *recdescr
"</other-recipient>" | ; legal entities following different practices
"<delivery" [required] ">" *recdescr
"</delivery>" | ; delivery services following different practices
"<public" [required] ">" *recdescr
"</public>" | ; public fora
"<unrelated" [required] ">" *recdescr
"</unrelated>" ; unrelated third parties</pre>
</td>
</tr>
<tr>
<td valign="top">[48]</td>
<td valign="top"><pre>recdescr</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<recipient-description>"
PCDATA ; description of the recipient
"</recipient-description>"</pre>
</td>
</tr>
</tbody>
</table>
<p>Service providers MUST disclose <em>all the recipients that apply</em>.
P3P makes no distinctions about how that data is released to the recipient;
it simply requires that if data is released, then that sharing must be
disclosed in the P3P policy. Examples of disclosing data which MUST be
covered by a P3P statement include:</p>
<ul>
<li>Transmitting customer data as part of an order-fulfillment or billing
process</li>
<li>Leasing or selling mailing lists</li>
<li>Placing personal information in URIs when redirecting requests to a
third party</li>
<li>Placing personal information in URIs which link to a third party</li>
</ul>
<p>Note that in some cases the above set of recipients may not completely
describe all the recipients of data. For example, the issue of transaction
facilitators, such as shipping or payment processors, who are necessary for
the completion and support of the activity but may follow different practices
was problematic. Currently, only delivery services can be explicitly
represented in a policy. Other such transaction facilitators should be
represented in whichever category most accurately reflects their practices
with respect to the original service provider.</p>
<p>A special element for delivery services is included, but not one for
payment processors (such as banks or credit card companies) for the following
reasons: Financial institutions will typically have separate agreements with
their customers regarding the use of their financial data, while delivery
recipients typically do not have an opportunity to review a delivery
service's privacy policy.</p>
<p>Note that the <code><delivery/></code> element SHOULD NOT be used
for delivery services that agree to use data only on behalf of the service
provider for completion of the delivery.</p>
<h4 id="jurisdiction">3.3.6.1 The <code>JURISDICTION</code> element
(EXTENSION)</h4>
<p>The jurisdiction extension element allows user agents to make judgments
about the trustworthiness of a data recipient based on the regulatory
environment they are placed in. Jurisdictions of recipients can be rendered
machine readable by inserting a known URI into the service field (e.g. the
URI of a body of legislation which applies). For example organizations within
the European Union can be assumed to comply to European data protection law
and could therefore insert the <a href="http://europa.eu.int/eur-lex/lex/LexUriServ/LexUriServ.do?uri=CELEX:31995L0046:EN:HTML">URI
of the 95/46 directive</a> as in the example above. Some jurisdictions
prohibit transfer of data to certain other jurisdictions without the explicit
consent of the data subject. It should be noted therefore declaring the data
transfer activity of a recipient using the P3P jurisdiction extension is not
sufficient to guarantee its legality.</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0"
cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[49]</td>
<td valign="top"><pre>recipientvalue =</pre>
</td>
<td valign="top"><pre><extension>
"<jurisdiction [required] | ; legal entities in the jurisdiction
"service=" quoted-URI | ; indicated in the service URI
xmlns="http://www.w3.org/2006/01/P3Pv11" >
*recdescr
"</jurisdiction>
</extension></pre>
</td>
</tr>
</tbody>
</table>
<p>Example:</p>
<pre class="sample"><RECIPIENT>
<EXTENSION>
<JURISDICTION
service="http://europa.eu.int/eur-lex/lex/LexUriServ/LexUriServ.do?uri=CELEX:31995L0046:EN:HTML"
short-description="31995L0046 Official Journal L 281,
23/11/1995 P. 0031 - 0050">
Directive 95/46/EC of the European Parliament and of the Council
of 24 October 1995 on the protection of individuals with regard
to the processing of personal data and on the free movement of
such data
</JURISDICTION>
</EXTENSION>
</RECIPIENT></pre>
<h3 id="RETENTION">3.3.7 The
<strong><code>RETENTION</code></strong> element</h3>
<p>Each <code>STATEMENT</code> element that does not include a
<code>NON-IDENTIFIABLE</code> element MUST contain a <code>RETENTION</code>
element that indicates the kind of retention policy that applies to the data
referenced in that statement.</p>
<dl>
<dt><strong><code><RETENTION></code></strong></dt>
<dd>the type of retention policy in effect</dd>
</dl>
<p>The <code>RETENTION</code> element MUST contain one of the following:</p>
<dl>
<dt><strong><code><no-retention/></code></strong></dt>
<dd>Information is not retained for more than a brief period of time
necessary to make use of it during the course of a single online
interaction. Information MUST be destroyed following this interaction
and MUST NOT be logged, archived, or otherwise stored. This type of
retention policy would apply, for example, to services that keep no Web
server logs, set cookies only for use during a single session, or
collect information to perform a search but do not keep logs of
searches performed.</dd>
<dt><strong><code><stated-purpose/></code></strong></dt>
<dd>For the stated purpose: Information is retained to meet the stated
purpose. This requires information to be discarded at the earliest time
possible. Sites MUST have a retention policy that establishes a
destruction time table. The retention policy MUST be included in or
linked from the site's human-readable privacy policy.</dd>
<dt><strong><code><legal-requirement/></code></strong></dt>
<dd>As required by law or liability under applicable law: Information is
retained to meet a stated purpose, but the retention period is longer
because of a legal requirement or liability. For example, a law may
allow consumers to dispute transactions for a certain time period;
therefore a business may for liability reasons decide to maintain
records of transactions, or a law may affirmatively require a certain
business to maintain records for auditing or other soundness purposes.
Sites MUST have a retention policy that establishes a destruction time
table. The retention policy MUST be included in or linked from the
site's human-readable privacy policy.</dd>
<dt><strong><code><business-practices/></code></strong></dt>
<dd>Determined by service provider's business practice: Information is
retained under a service provider's stated business practices. Sites
MUST have a retention policy that establishes a destruction time table.
The retention policy MUST be included in or linked from the site's
human-readable privacy policy.</dd>
<dt><strong><code><indefinitely/></code></strong></dt>
<dd>Indefinitely: Information is retained for an indeterminate period of
time. The absence of a retention policy would be reflected under this
option. Where the recipient is a public fora, this is the appropriate
retention policy.</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[50]</td>
<td valign="top"><pre>retention</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<RETENTION>"
*extension
retentionvalue
*extension
"</RETENTION>"</pre>
</td>
</tr>
<tr>
<td valign="top">[51]</td>
<td valign="top"><pre>retentionvalue</pre>
</td>
<td valign="top"><pre>= </pre>
</td>
<td><pre>"<no-retention/>" | ; not retained
"<stated-purpose/>" | ; for the stated purpose
"<legal-requirement/>" | ; stated purpose by law
"<indefinitely/>" | ; indeterminate period of time
"<business-practices/>" ; by business practices</pre>
</td>
</tr>
</tbody>
</table>
<h3 id="DATA">3.3.8 The <strong><code>DATA-GROUP</code></strong> and
<strong><code>datatype extension</code></strong> elements</h3>
<p>Each <code>STATEMENT</code> element that does not include a
<code>NON-IDENTIFIABLE</code> element MUST contain at least one
<code>DATA-GROUP</code> element that contains one or more <code>
datatype</code> extension elements. <code>datatype</code> extension
elements are used to describe the type of data that a site collects.
A set of <code>datatype</code> extension Elements that every
user-agent MUST be aware of is defined in <a href="#base_data_structure">
Structure of Base Data Schema</a></p>
<dl>
<dt><strong><code><DATA-GROUP></code></strong></dt>
<dd>describes the data to be transferred or inferred</dd>
</dl>
<dl>
<dt><strong><code><datatype></code></strong></dt>
<dd>describes the data to be transferred or inferred</dd>
<dt><strong><code>optional</code></strong></dt>
<dd>indicates whether or not the site requires visitors to submit this
data element to access a resource or complete a transaction; "no"
indicates that the data element is not optional (it is required), while
"yes" indicates that the data element is optional. <em>The default is
"no."</em> The <code>optional</code> attribute is used only in policies
(not in data schema definitions).</dd>
</dl>
<p>Note that user agents should be cautious about using the
<code>optional</code> attribute in automated decision-making. If the
<code>optional</code> attribute is associated with a data element directly
controlled by the user agent (such as the HTTP <code>Referer</code> header or
cookies), the user agent should make sure that this data is not transmitted
to Web sites at which a data element is optional if the site's policy would
not match a user's preferences if the data element was required. Likewise,
for data elements that users typically type into forms, user agents should
alert users when a site's practices about optional data do not match their
preferences.</p>
<p><code>datatype</code> elements can contain the actual data (as already seen in
the case of the <code>ENTITY</code> element), and can contain related <a href="#Categories">category</a> information.</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[52]</td>
<td valign="top"><pre>data-group</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<DATA-GROUP"
[" base=" quoted-URI]
">"
*extension
1*dataref
*extension
"</DATA-GROUP>"</pre>
</td>
</tr>
<tr>
<td valign="top">[53]</td>
<td valign="top"><pre>dataref</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>`<DATA" ref="` URI-reference `"`
[" optional=" `"` ("yes"|"no") `"`] ">"
[categories] ; the <a href="#Categories">categories </a>of the data element.
[PCDATA] ; the eventual value of the data element
"</DATA>"</pre>
</td>
</tr>
<tr>
<td colspan="4" valign="top">Here, <code>URI-reference</code> is
defined as in [<a href="#URI">URI</a>].</td>
</tr>
</tbody>
</table>
<p>For example, to reference the user's home address city, all the elements
of the data set <code><user><business-info/></user></code>
and (optionally) all the elements of the data set <code><user><home-info>
<telecom/></home-info></user></code>, the service
would send the following references inside a P3P policy:</p>
<pre class="sample"><DATA-GROUP>
<datatype optional="yes">
<user>
<home-info>
<telecom/>
</home-info>
</user>
</datatype>
<datatype optional="yes">
<user>
<business-info/>
</user>
</datatype>
</DATA-GROUP></pre>
<p>When the actual value of the data is known, it can be expressed inside the
<code>DATA</code> element. For example, as seen in the <a
href="#encoding">example policies</a>:</p>
<pre class="sample"><ENTITY>
<DATA-GROUP>
<EXTENSION>
<datatype>
<business>
<orgname>
CatalogExample
</orgname>
<contact-info>
<postal>
<street>
4000 Lincoln Ave.
</street>
<city>
Birmingham
</city>
<state>
MI
</state>
<postalcode>
48009
</postalcode>
<country>
USA
</country>
</postal>
…
</pre>
<h2 id="Categories">3.4 Categories and the <code>CATEGORIES</code>
element</h2>
<p>Categories are elements inside data elements that provide hints to users
and user agents as to the intended uses of the data. Categories are vital to
making P3P user agents easier to implement and use. Categories allow users to
express more generalized preferences and rules over the exchange of their data
whereas data elements are intended to describe more specific types and even
instances of data. Categories SHOULD NOT be used within the <code>DATA</code>
elements of an <code><a href="#ENTITY">ENTITY</a></code> element.</p>
<p>The following elements are used to denote data categories:</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[54]</td>
<td valign="top"><pre>categories</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<CATEGORIES>" 1*category "</CATEGORIES>"</pre>
</td>
</tr>
<tr>
<td valign="top">[55]</td>
<td valign="top"><pre>category</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<physical/>" | ; Physical Contact Information
"<online/>" | ; Online Contact Information
"<uniqueid/>" | ; Unique Identifiers
"<purchase/>" | ; Purchase Information
"<financial/>" | ; Financial Information
"<computer/>" | ; Computer Information
"<navigation/>" | ; Navigation and Click-stream Data
"<interactive/>" | ; Interactive Data
"<demographic/>" | ; Demographic and Socioeconomic Data
"<content/>" | ; Content
"<state/>" | ; State Management Mechanisms
"<political/>" | ; Political Information
"<health/>" | ; Health Information
"<preference/>" | ; Preference Data
"<location/>" | ; Location Data
"<government/> | ; Government-issued Identifiers
"<other-category>" PCDATA "</other-category>" ; Other</pre>
</td>
</tr>
</tbody>
</table>
<dl>
<dt><strong><code><physical/></code></strong></dt>
<dd><strong>Physical Contact Information</strong>: Information that
allows an individual to be contacted or located in the physical world
-- such as telephone number or address.</dd>
<dt><strong><code><online/></code></strong></dt>
<dd><strong>Online Contact Information</strong>: Information that allows
an individual to be contacted or located on the Internet -- such as
email. Often, this information is independent of the specific computer
used to access the network. (See the category "Computer
Information")</dd>
<dt><strong><code><uniqueid/></code></strong></dt>
<dd><strong>Unique Identifiers</strong>: Non-financial identifiers,
excluding government-issued identifiers, issued for purposes of
consistently identifying or recognizing the individual. These include
identifiers issued by a Web site or service.</dd>
<dt><strong><code><purchase/></code></strong></dt>
<dd><strong>Purchase Information</strong>: Information actively generated
by the purchase of a product or service, including information about
the method of payment.</dd>
<dt><strong><code><financial/></code></strong></dt>
<dd><strong>Financial Information</strong>: Information about an
individual's finances including account status and activity information
such as account balance, payment or overdraft history, and information
about an individual's purchase or use of financial instruments
including credit or debit card information. Information about a
discrete purchase by an individual, as described in "Purchase
Information," alone does not come under the definition of "Financial
Information."</dd>
<dt><strong><code><computer/></code></strong></dt>
<dd><strong>Computer Information</strong>: Information about the computer
system that the individual is using to access the network -- such as
the IP number, domain name, browser type or operating system.</dd>
<dt><strong><code><navigation/></code></strong></dt>
<dd><strong>Navigation and Click-stream Data</strong>: Data
<em>passively</em> generated by <em>browsing</em> the Web site -- such
as which pages are visited, and how long users stay on each page.</dd>
<dt><strong><code><interactive/></code></strong></dt>
<dd><strong>Interactive Data</strong>: Data <em>actively</em> generated
from or reflecting <em>explicit interactions</em> with a service
provider through its site -- such as queries to a search engine, or
logs of account activity.</dd>
<dt><strong><code><demographic/></code></strong></dt>
<dd><strong>Demographic and Socioeconomic Data</strong>: Data about an
individual's characteristics -- such as gender, age, income, postal
code, or geographic region</dd>
<dt><strong><code><content/></code></strong></dt>
<dd><strong>Content</strong> : The words and expressions contained in the
body of a communication -- such as the text of email, bulletin board
postings, or chat room communications.</dd>
<dt><strong><code><state/></code></strong></dt>
<dd><strong>State Management Mechanisms</strong>: Mechanisms for
maintaining a stateful session with a user or automatically recognizing
users who have visited a particular site or accessed particular content
previously -- such as HTTP cookies.</dd>
<dt><strong><code><political/></code></strong></dt>
<dd><strong>Political Information</strong>: Membership in or affiliation
with groups such as religious organizations, trade unions, professional
associations, political parties, etc.</dd>
<dt><strong><code><health/></code></strong></dt>
<dd><strong>Health Information</strong>: information about an
individual's physical or mental health, sexual orientation, use or
inquiry into health care services or products, and purchase of health
care services or products.</dd>
<dt><strong><code><preference/></code></strong></dt>
<dd><strong>Preference Data</strong>: Data about an individual's likes
and dislikes -- such as favorite color or musical tastes.</dd>
<dt><strong><code><location/></code></strong></dt>
<dd><strong>Location Data</strong>: Information that can be used to
identify an individual's current physical location and track them as
their location changes -- such as GPS position data.</dd>
<dt><code><strong><government/></strong></code></dt>
<dd><strong>Government-issued Identifiers</strong>: Identifiers issued by
a government for purposes of consistently identifying the
individual.</dd>
<dt><strong><code><other-category></code> <em>string</em>
<code></other-category></code></strong></dt>
<dd><strong>Other</strong>: Other types of data not captured by the above
definitions. (A human readable explanation should be provided in these
instances, between the <code><other-category></code> and the
<code></other-category></code> tags.)</dd>
</dl>
<p>The <strong>Computer</strong>, <strong>Navigation</strong>,
<strong>Interactive</strong> and <strong>Content</strong> categories can be
distinguished as follows. The Computer category includes information about
the user's computer including IP address and software configuration.
Navigation data describes actual user behavior related to browsing. When an
IP address is stored in a log file with information related to browsing
activity, both the Computer category and the Navigation category should be
used. Interactive Data is data actively solicited to provide some useful
service at a site beyond browsing. Content is information exchanged on a site
for the purposes of communication.</p>
<p>The <strong>Other</strong> category SHOULD be used only when data is
requested that does not fit into any other category.</p>
<p>P3P uses categories to give users and user agents additional hints as to
what type of information is requested from a service. While most data in the
base data schema is in a known category (or a set of known categories), some
data elements can be in a number of different categories, depending on the
situation. The former are called <em>fixed-category data elements</em> (or
"fixed data elements" for short), the latter <em>variable-category data
elements</em> ("variable data elements"). Both types of elements are
described in <a href="#Data_Schemas_categories">Section 5.2.2</a>.</p>
<h2 id="extension">3.5 Extension Mechanism: the
<code>EXTENSION</code> element</h2>
<p>P3P provides a flexible and powerful mechanism to extend its syntax and
semantics using one element: <code>EXTENSION</code>. This element is used to
indicate portions of the policy/policy reference file/data schema which
belong to an extension. The meaning of the data within the
<code>EXTENSION</code> element is defined by the extension itself.</p>
<dl>
<dt><strong><code><EXTENSION></code></strong></dt>
<dd>describes an extension to the syntax</dd>
<dt><strong><code>optional</code></strong></dt>
<dd>This attribute determines if the extension is <em>mandatory</em> or
<em>optional</em>. A <em>mandatory</em> extension is indicated by
giving the <code>optional</code> attribute a value of <code>no</code>.
A <em>mandatory</em> extension to the P3P syntax means that
applications that do not understand this extension cannot understand
the meaning of the whole policy (or policy reference file, or data
schema) containing it. An <em>optional</em> extension, indicated by
giving the optional attribute a value of <code>yes</code>, means that
applications that do not understand this extension can safely ignore
the contents of the <code>EXTENSION</code> element, and proceed to
process the whole policy (or policy reference file, or data schema) as
usual. The <code>optional</code> attribute is not required; its default
value is <code>yes</code>.</dd>
</dl>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[56]</td>
<td valign="top"><pre>extension</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td><pre>"<EXTENSION" [" optional=" `"` ("yes"|"no") `"`] ">" PCDATA "</EXTENSION>"</pre>
</td>
</tr>
</tbody>
</table>
<p>For example, if www.catalog.example.com would like to add to P3P a feature
to indicate that a certain set of data elements were only to be collected
from users living in the United States, Canada, or Mexico, it could add a
mandatory extension like this:</p>
<pre class="sample"><DATA-GROUP>
...
<EXTENSION optional="no">
<COLLECTION-GEOGRAPHY type="include" xmlns="http://www.catalog.example.com/P3P/region">
<USA/><Canada/><Mexico/>
</COLLECTION-GEOGRAPHY>
</EXTENSION>
</DATA-GROUP></pre>
<p>On the other hand, if www.catalog.example.com would like to add an
extension stating what country the server is in, an optional extension might
be more appropriate, such as the following:</p>
<pre class="sample"><POLICY>
<EXTENSION optional="yes">
<ORIGIN xmlns="http://www.catalog.example.com/P3P/origin" country="USA"/>
</EXTENSION>
...
</POLICY></pre>
<p>The <code>xmlns</code> attribute is significant since it specifies the
namespace for interpreting the names of elements and attributes used in the
extension. Note that, as specified in [<a href="#XML-Name">XML-Name</a>], the
namespace URI is just intended to be a unique identifier for the XML entities
used by the extension. Nevertheless, service providers MAY provide a page
with a description of the extension at the corresponding URI.</p>
<p>The <code>EXTENSION</code> element can appear in various places within P3P
syntax: such positions are normatively specified by the
<a href="http://www.w3.org/TR/P3P/#Appendix_schema">P3P 1.0 XML Schema</a>
(and, informally specified by the ABNF syntax..</p>
<h2 id="PREFERENCES">3.6 User Preferences</h2>
<p>User agents MUST document a method by which preferences can be imported
and processed, and SHOULD document a method by which preferences can be
exported.</p>
<p>P3P user agents MUST act according to the preference settings selected by
the user. This requires that they be able to process policy and policy
reference files as appropriate to evaluate each policy with respect to a
user's preferences or other criteria specified by the settings. Depending on
these settings, this may require, for example, that the user agent verify
that required parts of the P3P policy are present, or check that the syntax
of the entire policy is valid.</p>
</div>
<div id="compact_policies">
<h1>4. Compact Policies</h1>
<p>Compact policies are a performance optimization
that is OPTIONAL for both user agents and servers. They represent only a
summary of a site's full P3P policy for a cookie; the full P3P policy is the
authoritative statement of policy. However, if a site makes compact policy
statements, it MUST make these statements in good faith. User agents that are
unable to obtain enough information from a compact policy to make a decision
according to a user's preferences SHOULD fetch the full policy.</p>
<p>User agents that use compact policies as part of their decision making
MUST include a mechanism that allows users to determine that a particular
decision was made based on a compact policy and to view that compact policy.
However, user agents that provide general information about a site's P3P
policies to users MUST use the full P3P policy and MUST NOT use the compact
policy for this purpose.</p>
<p>In P3P, compact policies contain policy information related to cookies
(cf. [<a href="#ref_COOKIES">COOKIES</a>] and [<a
href="#ref_STATE">STATE</a>]) only. The Web server is responsible for
building a P3P compact policy to represent the cookies referenced in a full
policy. The policy specified in a P3P compact policy applies to data stored
within all cookies set in the same HTTP response as the compact policy, all
cookies set by scripts associated with that HTTP response, and also to data
linked to the cookies.</p>
<h2 id="referencing_compact_policies">4.1 Referencing compact policies</h2>
<p>Any HTTP resource MAY include a P3P compact policy through the P3P
response header (cf. <a href="#syntax_ext">Section 2.2.2</a>). If a site is
using P3P headers, it SHOULD include this on responses for all appropriate
request methods, including <code>HEAD</code> and <code>OPTION</code>
requests.</p>
<p>The P3P compact policy header has a quoted string that may contain one or
more delimited tokens (the "compact policy"). Tokens can appear in any order,
and the space character (" ") is the only valid delimiter. The syntax for
this header is as follows:</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[57]</td>
<td valign="top"><pre>compact-policy-field</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>`CP="` compact-policy `"`</pre>
</td>
</tr>
<tr>
<td valign="top">[58]</td>
<td valign="top"><pre>compact-policy</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>compact-token *(" " compact-token)</pre>
</td>
</tr>
<tr>
<td valign="top">[59]</td>
<td valign="top"><pre>compact-token</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>compact-access |
compact-disputes |
compact-remedies |
compact-non-identifiable |
compact-purpose |
compact-recipient |
compact-retention |
compact-categories |
compact-test</pre>
</td>
</tr>
</tbody>
</table>
<p>As for all HTTP headers, the name of the P3P header field is
case-insensitive. The field-value (i.e., the content of the header) is
instead case sensitive.</p>
<p>If an HTTP response includes more than one compact policy, P3P user agents
MUST ignore all compact policies after the first one.</p>
<h2 id="compact_policy_vocabulary">4.2 Compact Policy Vocabulary</h2>
<p>P3P compact policies use tokens representing the following elements from
the P3P vocabulary: <code>ACCESS</code>, <code>CATEGORIES</code>,
<code>DISPUTES</code>, <code>NON-INDENTIFIABLE</code>, <code>PURPOSE</code>,
<code>RECIPIENT</code>, <code>REMEDIES</code>, <code>RETENTION</code>,
<code>TEST</code>.</p>
<p>If a token appears more than once in a single compact policy, the compact
policy has <em>the same semantics</em> as if that token appeared only once.
If an unrecognized token appears in a compact policy, the compact policy has
<em>the same semantics</em> as if that token was not present.</p>
<p>The P3P compact policy vocabulary is expressed using a developer-readable
language to reduce the number of bytes transferred over the wire within a
HTTP response header. The syntax of the tokens follows:</p>
<h3 id="compact_access">4.2.1 Compact <code>ACCESS</code></h3>
<p>Information in the <code>ACCESS</code> element is represented in compact
policies using tokens composed by a three letter code:</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[60]</td>
<td valign="top"><pre>compact-access</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"NOI" | ; for <nonident/>
"ALL" | ; for <all/>
"CAO" | ; for <contact-and-other/>
"IDC" | ; for <ident-contact/>
"OTI" | ; for <other-ident/>
"NON" ; for <none/></pre>
</td>
</tr>
</tbody>
</table>
<h3 id="compact_disputes">4.2.2 Compact <code>DISPUTES</code></h3>
<p>If a full P3P policy contains a <code>DISPUTES-GROUP</code> element that
contains one or more <code>DISPUTES</code> elements, then the server should
signal the user agent by providing a <strong>single</strong>
"<code>DSP</code>" token in the P3P-compact policy field:</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[61]</td>
<td valign="top"><pre>compact-disputes</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"DSP" ; there are some DISPUTES</pre>
</td>
</tr>
</tbody>
</table>
<h3 id="compact_remedies">4.2.3 Compact <code>REMEDIES</code></h3>
<p>Information in the <code>REMEDIES</code> element is represented in compact
policies as follows:</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[62]</td>
<td valign="top"><pre>compact-remedies</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"COR" | ; for <correct/>
"MON" | ; for <money/>
"LAW" ; for <law/></pre>
</td>
</tr>
</tbody>
</table>
<h3 id="compact_non_identifiable">4.2.4 Compact <code>NON-IDENTIFIABLE</code></h3>
<p>The presence of the <code>NON-IDENTIFIABLE</code> element in every
statement of the policy is signaled by the <code>NID</code> token (note that
the <code>NID</code> token MUST NOT be used unless the
<code>NON-IDENTIFIABLE</code> element is present in every statement within
the policy):</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[63]</td>
<td valign="top"><pre>compact-non-identifiable</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"NID" ; for <NON-IDENTIFIABLE/></pre>
</td>
</tr>
</tbody>
</table>
<h3 id="compact_purposes">4.2.5 Compact <code>PURPOSE</code></h3>
<p>Purposes are expressed in P3P compact policy format using tokens composed
by a three letter code plus an optional one letter attribute. Such an
optional attribute encodes the value of the "<code>required</code>" attribute
in full P3P policies: its value can be "<code>a</code>", "<code>i</code>" and
"<code>o</code>", which mean that the "<code>required</code>" attribute in
the corresponding P3P policy must be set to "<code>always</code>",
"<code>opt-in</code>" and "<code>opt-out</code>" respectively.</p>
<p>If a P3P compact policy needs to specify one or more other-purposes in its
full P3P policy, a single <code>OTP</code> flag is used to signal the user
agent that other-purposes exist in the full P3P policy.</p>
<p>The corresponding associations among P3P purposes and compact policy codes
follow:</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[64]</td>
<td valign="top"><pre>compact-purpose</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"CUR" | ; for <current/>
"ADM" [creq] | ; for <admin/>
"DEV" [creq] | ; for <develop/>
"TAI" [creq] | ; for <tailoring/>
"PSA" [creq] | ; for <pseudo-analysis/>
"PSD" [creq] | ; for <pseudo-decision/>
"IVA" [creq] | ; for <individual-analysis/>
"IVD" [creq] | ; for <individual-decision/>
"CON" [creq] | ; for <contact/>
"HIS" [creq] | ; for <historical/>
"TEL" [creq] | ; for <telemarketing/>
"OTP" [creq] ; for <other-purpose/></pre>
</td>
</tr>
<tr>
<td valign="top">[65]</td>
<td valign="top"><pre>creq</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"a"| ;"always"
"i"| ;"opt-in"
"o" ;"opt-out"</pre>
</td>
</tr>
</tbody>
</table>
<h3 id="compact_recipients">4.2.6 Compact <code>RECIPIENT</code></h3>
<p>Recipients are expressed in P3P compact policy format using a three letter
code plus an optional one letter attribute. Such an optional attribute
encodes the value of the "<code>required</code>" attribute in full P3P
policies: its value can be "<code>a</code>", "<code>i</code>" and
"<code>o</code>", which mean that the "<code>required</code>" attribute in
the corresponding P3P policy must be set to "<code>always</code>",
"<code>opt-in</code>" and "<code>opt-out</code>" respectively.</p>
<p>The corresponding associations among P3P recipients and compact policy
codes follow:</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[66]</td>
<td valign="top"><pre>compact-recipient</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"OUR" | ; for <ours/>
"DEL" [creq] | ; for <delivery/>
"SAM" [creq] | ; for <same/>
"UNR" [creq] | ; for <unrelated/>
"PUB" [creq] | ; for <public/>
"OTR" [creq] ; for <other-recipient/></pre>
</td>
</tr>
</tbody>
</table>
<h3 id="compact_retention">4.2.7 Compact <code>RETENTION</code></h3>
<p>Information in the <code>RETENTION</code> element is represented in
compact policies as follows:</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[67]</td>
<td valign="top"><pre>compact-retention</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"NOR" | ; for <no-retention/>
"STP" | ; for <stated-purpose/>
"LEG" | ; for <legal-requirement/>
"BUS" | ; for <business-practices/>
"IND" ; for <indefinitely/></pre>
</td>
</tr>
</tbody>
</table>
<h3 id="compact_categories">4.2.8 Compact <code>CATEGORIES</code></h3>
<p>Categories are represented in compact policies as follows:</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[68]</td>
<td valign="top"><pre>compact-categories</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"PHY" | ; for <physical/>
"ONL" | ; for <online/>
"UNI" | ; for <uniqueid/>
"PUR" | ; for <purchase/>
"FIN" | ; for <financial/>
"COM" | ; for <computer/>
"NAV" | ; for <navigation/>
"INT" | ; for <interactive/>
"DEM" | ; for <demographic/>
"CNT" | ; for <content/>
"STA" | ; for <state/>
"POL" | ; for <political/>
"HEA" | ; for <health/>
"PRE" | ; for <preference/>
"LOC" | ; for <location/>
"GOV" | ; for <government/>
"OTC" ; for <other-category/></pre>
</td>
</tr>
</tbody>
</table>
<p>Note that if a P3P policy specifies one or more
<code>other-category</code> in its full P3P policy, a <strong>single</strong>
<code>OTC</code> token is used to signal the user agent that
<code>other-category</code>'s exist in the full P3P policy.</p>
<h3 id="compact_test">4.2.9 Compact <code>TEST</code></h3>
<p>The presence of the <code>TEST</code> element is signaled by the
<code>TST</code> token:</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[69]</td>
<td valign="top"><pre>compact-test</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"TST" ; for <TEST/></pre>
</td>
</tr>
</tbody>
</table>
<h3 id="compact_statement">4.2.10 Compact <code>STATEMENT</code></h3>
<p>The STATEMENT element is represented in compact policies using the curly
brace { } symbols. The { represents the opening STATEMENT tag and the }
represents the closing statement tag.</p>
<p>The syntax of the compact statement corresponds to the syntax of the full
statement. Unless it surrounds a compact NON-IDENTIFIABLE element, each pair
of braces MUST surround one compact RETENTION element and at least one of
each of the following compact elements: PURPOSE, RECIPIENT, and CATEGORIES.
Alternatively, a pair of braces may surround a compact NON-IDENTIFIABLE
element; optionally any of the PURPOSE, RECIPIENT, and CATEGORIES elements;
and optionally a RETENTION element.</p>
<p>A compact policy that has an improperly matching pair of curly braces or
is missing one of the required statement elements MUST be treated as if no
curly braces are present.</p>
<p>A compact policy may contain one or more statements. A compact policy with
no {} elements is considered to have a single implied statement element.</p>
<p>It is reminded here that the <code><our-host></code> compact token
can be used here. The <code>OHO</code> token is specified in
the section on <a href="#oho_ex">Domain Relationships</a>.</p>
<table class="abnf" summary="BNF-syntax" border="0" cellpadding="0" cellspacing="0" width="100%">
<tbody>
<tr>
<td valign="top">[70]</td>
<td valign="top"><pre>compact-statement</pre>
</td>
<td valign="top"><pre>=</pre>
</td>
<td valign="top"><pre>"{" ; for <STATEMENT>
((compact-retention compact-purpose compact-recipient 1*compact-categories) |
(compact-non-identifiable [compact-purpose] [compact-recipient]
[compact-retention] *[compact-categories]))
"}" ; for </STATEMENT></pre>
</td>
</tr>
</tbody>
</table>
<h2 id="compact_policy_scope">4.3 Compact Policy Scope</h2>
<p>When a P3P compact policy is included in a HTTP response header, it
applies to cookies set by the current response. This includes cookies set
through the use of a HTTP <code>SET-COOKIE</code> header or cookies set by
script.</p>
<h2 id="compact_policy_lifetime">4.4 Compact Policy Lifetime</h2>
<p>To use compact policies, the validity of the full P3P policy must span the
lifetime of the cookie. There is no method to indicate that policy is valid
beyond the life of the cookie because the value of user agent caching is
marginal, since sites would not know when to optimize by not sending the
compact policy. When a server sends a compact policy, it is asserting that
the compact policy and corresponding full P3P policy will be in effect for at
least the lifetime of the cookie to which it applies.</p>
<h2 id="full_into_compact">4.5 Transforming a P3P Policy to a Compact
Policy</h2>
<p>When using P3P compact policies, the Web site is responsible for building
a compact policy by summarizing the policy referenced by the
<code>COOKIE-INCLUDE</code> elements of a P3P policy reference file. If a
site's policy reference file uses <code>COOKIE-EXCLUDE</code> elements then
the site will need to manage sending the correct P3P compact policies to the
user agent given the cookies set in a specific response.</p>
<p>The transformation of a P3P policy to a P3P compact policy may result in a
loss of descriptive policy information -- the compact policy may not contain
all of the policy information specified in the full P3P policy. The
information from the full policy that is discarded when building a compact
policy includes expiry, data group/data-schema elements, entity elements,
consequences elements, and disputes elements are reduced.</p>
<p>Full policies that include mandatory extensions MUST NOT be represented as
compact policies.</p>
<p>The P3P 1.0 specification required that all purposes, recipients, and
categories that appear in multiple statements in a full policy be aggregated
in a compact policy, as described in section 3.3.1. With the addition of the
compact <code>STATEMENT</code> element in P3P 1.1, this is no longer
necessary, although it is still permitted. When performing the aggregation, a
Web site MUST disclose all relevant tokens (for instance, observe Example
4.1, where multiple retention policies are specified.)</p>
<p>In addition, for each fixed category data element appearing in a statement
the associated category as defined in the associated schema MUST be included
in the compact policy.</p>
<p><strong>Example 4.1:</strong></p>
<p>Consider the following P3P policy:</p>
<pre class="sample"><POLICY name="sample"
discuri="http://www.example.com/cookiepolicy.html"
opturi="http://www.example.com/opt.html">
<ENTITY>
<DATA-GROUP>
<DATA ref="#business.name">Example, Corp.</DATA>
<DATA ref="#business.contact-info.online.email">privacy@example.com</DATA>
</DATA-GROUP>
</ENTITY>
<ACCESS><none/></ACCESS>
<DISPUTES-GROUP>
<DISPUTES resolution-type="service"
service="http://www.example.com/privacy.html"
short-description="Please contact our customer service desk with
privacy concerns by emailing privacy@example.com"/>
</DISPUTES-GROUP>
<STATEMENT>
<PURPOSE>
<admin/>
<develop/>
<pseudo-decision/>
</PURPOSE>
<RECIPIENT>
<ours/>
</RECIPIENT>
<RETENTION>
<indefinitely/>
</RETENTION>
<DATA-GROUP>
<DATA ref="#dynamic.cookies">
<CATEGORIES>
<preference/>
<navigation/>
</CATEGORIES>
</DATA>
</DATA-GROUP>
</STATEMENT>
<STATEMENT>
<PURPOSE>
<individual-decision required="opt-out"/>
</PURPOSE>
<RECIPIENT>
<ours/>
</RECIPIENT>
<RETENTION>
<stated-purpose/>
</RETENTION>
<DATA-GROUP>
<DATA ref="#user.name.given"/>
<DATA ref="#dynamic.cookies">
<CATEGORIES>
<preference/>
<uniqueid/>
</CATEGORIES>
</DATA>
</DATA-GROUP>
</STATEMENT>
</POLICY></pre>
<p>The corresponding compact aggregated policy is:</p>
<pre class="sample">"NON DSP ADM DEV PSD IVDo OUR IND STP PHY PRE NAV UNI"</pre>
<p>The corresponding compact policy using the new compact
grouping mechanism called <code>compact-statement</code>:</p>
<pre class="sample">"NON DSP { ADM DEV PSD OUR IND PRE NAV } { IVDo OUR STP PHY PRE UNI }"</pre>
</div>
<div id="Data_Schemas">
<h1>5. Data Schemas</h1>
<h2 id="Data_Schemas_intro">5.1. Introduction</h2>
<p>Each <code>STATEMENT</code> element in a P3P Policy must
define the data type to which it applies using a
<code>DATA-GROUP</code> element. A <em>data schema</em> is a
description of the set of data types which may be used within
policy <code>DATA-GROUP</code> elements. A data schema is a hierarchical
set of data types of increasing granularity, which
allow P3P <code>DATA-GROUP</code> elements to describe the specific classes
of data a service is actually or potentially collecting collect. Policies may
use either the Base Data Schema provided by this specification, or may create
custom data schemas according to the rules set out in <a
href="#Data_Schemas_new">section 5.3</a></p>
<p> <code>STATEMENT</code> data types may be specified to different levels
of granularity. For example, <code>STATEMENTS</code> may declare that they
collect data which are: </p>
<ol>
<li> Of type <q>user</q> (<user/>) or</li>
<li> Of type <q>user, homeinfo AND online: </q>
<pre class="sample"><user>
<homeinfo>
<online/>
</homeinfo>
</user>:
</pre>
i.e. data such as a person's email address which is both
user data, home info data and online data. This is obviously
a more granular description than just "User". In set theory
terms, we mean the intersection of these 3 classes</li>
</ol>
<p><em>For a given <code>STATEMENT</code> data type declared, it must be
assumed that all levels of detail below the lowest type in the
hierarchy are also collected</em>. So in the above example if
the <code>STATEMENT</code> only specifies collection of User data (case 1.)
then for evaluation purposes, it should be assumed that the
service also collects data such as a user's work address,
navigation data etc…. In the second case however, it should
be assumed that the service collects only a user's home online
data - i.e. home email and uri. The more general the type you
choose (the higher in the hierarchy), the more data types you
are making statements about.</p>
<p>Note that for the purposes of evaluating
a <code>STATEMENT</code>, user agents MUST interpret <em>MAY
collect</em> as conservatively as possible and assume that any
data types mentioned, <em>WILL be collected</em>.
However for the purposes of data collection, <code>STATEMENT</code> elements
MUST NOT be understood as a request for data for all the data types
declared.</p>
<p> The structure of the default hierarchy of types is
described in the <a href="#base_data_structure">base data
structure</a> section. P3P 1.1. provides a new format for
expressing P3P data schemas in a simpler way than P3P 1.0.
The hierarchy of the P3P 1.1 data schema is
<em>based on</em> the hierarchy of the <a
href="http://www.w3.org/TR/P3P/#Data_Schemas">P3P 1.0 data
schema</a> but is expressed using standard XML syntax. A
description of the <a
href="http://www.w3.org/TR/P3P/#Data_Schemas">P3P 1.0 data
schema</a> can be referenced in the P3P 1.0 Specification The
new format uses <a
href="http://www.w3.org/TR/xmlschema-1/">Structures</a> and
the more general <a
href="http://www.w3.org/TR/xmlschema-2/">Datatypes</a> which
can be validated against an XML schema.</p>
<h3 id="Data_Schemas_overview">5.1.1. P3P 1.1 Data Element Syntax
Overview</h3>
<p>The P3P 1.1 Data Schema is an XML schema which describes
elements organized in a hierarchy of increasing specificity.
The elments in higher places include all allowed subtypes. An element high
up in the hierarchy thus contains all the meaning of the allowed subtypes,
unless the collected subtypes are declared by inserting a child element.</p>
<p>For example</p>
<pre class="sample"><datatype>
<user/>
</datatype></pre>
<p>means: "the service may collect any of the allowed subtypes
of user data" (name,birthdate,login, cert etc....) Furthermore
this property is carried through to all the subtypes of these
elements. So collecting user data also means collecting login-id
and login-password etc …</p>
<p>If instead the following is specified:</p>
<pre class="sample"><datatype>
<user>
<cert>
<key/>
</cert>
</user>
</datatype></pre>
<p>this means that the service may only collect the user's
certificate key and nothing else.</p>
<p>P3P defines a default data schema called the <em>P3P base data
schema</em> that includes a large number of data elements commonly
used by services. The elements of the base data schema, their names
and meanings were properly internationalized. Note that the data element
names specified in the base data schema or in custom data schemas may be
used for purposes other than P3P policies. For example, Web sites may
use these names to label HTML form fields. By referring to data
the same way in P3P policies and forms, automated form-filling
tools can be better integrated with P3P user agents. Note
however that automatic form filling tools cannot deal with
abstract data types (i.e. types must specify how they are
instantiated. For example <user/> is abstract but
<user><name><prefix/></name></user>
can be instantiated.)</p>
<h2 id="Data_Schemas_types">5.2. How to express data types in P3P
Policies</h2>
<h3 id="Data_Schemas_basics">5.2.1 Basics</h3>
<p>The following is an example instance of a P3P1.1 compliant
datatype element. Full details of the data schema hierarchy are
given in <a href="#base_data_structure">section 5.5.</a>. Details on backward
compatibility are given in <a href="#Data_Schemas_back">section
5.7</a></p>
<pre class="sample"><DATA-GROUP>
<EXTENSION>
<datatype optional="yes">
<dynamic>
<cookies>
<categories>
<preference/>
</categories>
</cookies>
<clickstream/>
</dynamic>
</datatype>
</EXTENSION>
<DATA ref="#dynamic.clickstream">
<categories>preference</categories>
</DATA>
</DATA-GROUP></pre>
<p>This example shows the following aspects of how to use data elements in
P3P 1.1:</p>
<ul>
<li>All data types are expressed as children of a <code>datatype</code>
element.</li>
<li>The optional attribute of the <code>datatype</code> element indicates
whether or not the site requires visitors to submit
this type of data in order to access a resource or complete a transaction;
"no" indicates that the data element is not optional (it is required),
while "yes" indicates that the data element is optional. The default is
"no.".</li>
<li>Under this are nested elements describing the types of data that the
P3P <code>STATEMENT</code> is about. The hierarchy of these elements is described in
detail in <a href="#base_data_structure">section 5.5 Structure of Base
Data Schema</a>.</li>
<li>Greater levels of detail in the specification of a data type are
expressed by using allowed children of a particular data type, according
to the scheme expressed in the P3P 1.1 Data Schema. Nesting corresponds
to increasing specificity of possible data collected, so for instance in
the above example, the meaning of the data element is that the controller
of the policy may collect data of type <code>dynamic</code>, but only the
subclass of <code>dynamic data</code> which is also <code>clickstream
data</code>.</li>
<li>Elements may be nested as siblings. For example:
<pre class="sample">
<user>
<name/>
<bdate/>
</user>
</pre>
<p>Is equivalent to: </p>
<pre class="sample">
<user>
<name/>
</user>
<user>
<bdate/>
</user>
</pre>
</li>
<li>Natural language descriptors of the meaning of these elements are found
in the Data Schema and therefore should not be included in policy
instances. The human readable descriptor corresponds to an XSD annotation
beneath the element it refers to, of format:
<pre class="sample"><annotation>
<documentation>
HTTP Protocol Information
</documentation>
<appinfo>
<categories>
<navigation/>
<computer/>
</categories>
</appinfo>
</annotation>
</pre>
</li>
<li>User agents SHOULD use these descriptors when rendering data types in
human readable format (for example in a human readable translation of a
P3P policy).</li>
<li>Variable-category data elements (in the base data schema this means:
<dynamic> <cookies/> </dynamic> and <dynamic>
<miscdata/> </dynamic>), MUST specify the categories of
the data collected using <categories/> element.
Although all other data elements have categories assigned to them
when they are defined in a data schema, elements used in policies
must specify categories only for so-called "variable-category"
elements (those which do not define categories in the schema).
For more information, see 5.2.2 <a href="#Data_Schemas_categories">
Categories</a> for more information on categories.
</li>
<li> Specifying <code>categories</code> for fixed category elements (such as
<code>dynamic</code>, <code>clickstream</code> in the above example) has no
effect and is not recommended. All "fixed category" data elements have
categories assigned to them when they are defined in a data schema. This only
serves as extra semantics for the benefit of rule systems.
</li>
<li>Most data elements have categories assigned to them when they are
defined in a data schema. See 5.2.2 <a
href="#Data_Schemas_categories">Categories</a> for more information on
categories.
</li>
</ul>
<h3 id="Data_Schemas_categories">5.2.2 Categories in P3P Data Schemas</h3>
<p>Categories are a way of giving a meaning to types of data
which may be too general to be contained in specific data
types. For example cookie data may contain any kind of
information and it is therefore useful to be able to describe
whether the cookie data is demographic, navigation etc…
Another example is clickstream data, which may be delimited as
navigation, computer or demographic type clickstream data.</p>
<p>Categories are used in different ways in writing and
evaluating P3P policies.</p>
<h4 id="variable">5.2.2.1. Use of categories in policies -
variable category elements</h4>
<p><code>Variable-category</code> data elements are elements which do not
fit into any specific category because they may contain any
kind of information and therefore require the policy writer to
specify the category of information which is actually
collected. In P3P policies, the <code>CATEGORIES</code> element is used to
specify the type of such variable-category data elements.
Services MUST specify at least one category for each
variable-category element in a P3P policy, using a <code>CATEGORIES</code>
element. Extra categories are appended as siblings below a
single <code>CATEGORIES</code> element.</p>
<p>In the base data schema, there are only 2 so-called
variable-category elements,
<code><dynamic><cookies/></dynamic></code> and
<code><dynamic><miscdata/></dynamic></code>. Cookies are
defined as variable-category because they contain any kind of
personally identifiable data and applications evaluating a
policy need more information about what kind of data is stored
in a cookie. The miscdata element acts as a catchall data type
which can in effect be used to specify miscellaneous data in a
number of the P3P categories. </p>
<p>An element in a custom schema is defined as
"variable-category" if it satisfies the following
conditions</p>
<ol>
<li>It has no categories assigned in the XSD documentation,
appinfo element.</li>
<li>None of its descendent nodes have categories assigned in
the XSD documentation, appinfo element.</li>
</ol>
<p>In this capacity as broad types for variable-category data
elements such as cookies, <code>categories</code> can only be assigned as a
leaf child of the hierarchy.</p>
<p>For example the following is correct syntax:</p>
<pre class="sample"><p3p11:data-group>
<p3p11:datatype>
<p3p11:dynamic>
<p3p11:cookies>
<p3p:CATEGORIES>
<p3p:navigation/>
<p3p:preference/>
</p3p:CATEGORIES>
</p3p11:cookies>
</p3p11:dynamic>
</p3p11:datatype>
</p3p11:data-group>
</pre>
<p>Whereas the following is not:</p>
<pre class="sample"><p3p11:data-group>
<p3p11:datatype>
<p3p11:dynamic>
<p3p11:cookies/>
<p3p:categories>
<p3p:navigation/>
<p3p:preference/>
</p3p:categories>
</p3p11:dynamic>
</p3p11:datatype>
</p3p11:data-group>
</pre>
<p>And nor is the following (no categories specified for a
variable-category element):</p>
<pre class="sample"><p3p11:data-group>
<p3p11:datatype>
<p3p11:dynamic>
<p3p11:cookies/>
<p3p11:/dynamic>
<p3p11:/datatype>
</p3p11:data-group>
</pre>
<h4 id="category_rules">5.2.2.2 Use of categories in rules</h4>
<p>Categories are intended for use in rule systems such as <a
href="http://www.w3.org/TR/P3P/#APPEL">APPEL</a>
to allow preference sets to match a broad range of data elements
without listing each one individually. Most of the elements in
the base data schema are so called <code>fixed data elements</code>:
they belong to one or more category classes. By assigning a
category invariably to elements or structures in the base data
schema, user agent rule systems are able to refer to entire
groups of elements simply by referencing the corresponding
category. For example, using [<a
href="http://www.w3.org/TR/P3P/#APPEL">APPEL</a>], the privacy
preferences exchange language, users can write rules that warn
them when they visit a site that collects any data element in the
navigation category.</p>
<p> Categories are assigned to all elements in the XSD schema
except variable category elements. Categories for fixed elements
are defined using the XSD annotation, appinfo element. These
category assignments <em>are never used in policies</em> but add
semantics to data types for the purposes of matching. These
semantics can then be used by rule systems within user-agents to
match ranges of data types according to categories rather than
specifying each individual data type. Rule evaluation engines
should extract categories assigned from the <code>appinfo</code> element in
data schemas. Multiple categories may be assigned for example
the following element in the base data schema defines the contact
data type </p>
<pre class="sample"><xsd:element
minOccurs="0"
name="home-info"
type="contactComplexType">
<xsd:annotation>
<xsd:appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
<online />
<demographic />
</CATEGORIES>
</xsd:appinfo>
<xsd:documentation>
User's Home Contact Information
</xsd:documentation>
</xsd:annotation>
</xsd:element></pre>
<p>Please note that user agents MUST ignore any categories
assigned to fixed-category elements in policies and use the
original category (or set of categories) listed in the schema
definition for the purposes of rule-matching.</p>
<h3 id="Data_Schemas_extern">5.2.4 Referencing External Schemas</h3>
<p>Data elements or custom schemas may reference elements in
other schemas simply by referring to another namespace.</p>
<p>Example data element referencing a custom data element:</p>
<pre class="sample"><datatype
xmlns="http://www.example.com/creditcardDataSchema">
<creditCard>
<date/>
</creditCard>
</datatype>
</pre>
<p>For more information, please have a look at <a href="#Data_Schemas_new">
5.3. Defining New Schemas</a></p>
<p>Example schema referencing another schema: </p>
<h3 id="Data_Schemas_natural">5.2.5 Natural Language description of data
elements</h3>
<p>Natural language descriptions of the meaning of data
elements may be found within <code><annotation></code>
children of the element definition in any P3P1.1 XSD data
schema. These may be of 2 kinds:</p>
<p><code><description>A short description for display in
data capture summaries.</description></code></p>
<p><code><appinfo> <long-description>A long
description for documentation purposes</long-description>
</appinfo> </code> </p>
<p>These descriptions are intended to be used by user-agents in
creating human-readable translations of policies. They SHOULD
NOT however be included in machine readable policies.</p>
<p>Services publishing custom data schemas MAY wish to
translate these fields into multiple languages. The annotation
element's contents MAY be translated, but the element name MUST
NOT be translated - this field needs to stay constant across
translations of a data schema. If a service is going to provide
a data schema in multiple natural languages, then it SHOULD
examine the Accept-Language HTTP request-header on requests for
that data schema to pick the best available alternative.</p>
<h2 id="Data_Schemas_new">5.3 Defining new Schemas</h2>
<p>Services may declare new data elements by creating and
publishing their own data schemas expressed using [<a
href="#XML-Schema1">XML-Schema1</a>] or [<a
href="#XML-Schema2">XML-Schema2</a>]. These schemas MUST also
comply with the following rules over and above the rules of
correct XML Schema syntax. </p>
<p>Custom schemas:</p>
<ol>
<li>MUST define a root element named <code>datatype</code> with an
<code>optional</code> attribute with allowed values <code>yes/no</code>:
See the examples below.</li>
<li>MUST define a hierarchy of nested elements corresponding
to data types of increasing specificity. (see <a
href="#Data_Schemas_semantics">Section 5.3.1</a> for a
precise definition of what this means)</li>
<li>MUST define any human readable descriptions using
xsd:description and xsd:appinfo elements (see section <a
href="#Data_Schemas_natural">5.2.5</a>)</li>
</ol>
<p>There are some additional requirements relating to the use
of categories</p>
<p>Custom Schemas:</p>
<ol start="4">
<li>MUST define a <code>xsd:complexType</code> to reference P3P1.0 categories
(this can also be copied from the base data schema - see the examples
below)</li>
<li>MUST define any <code>variable-category</code> elements by referencing
the categories type defined in 1 above. (i.e. they must be required
to define at least one category from the P3P schema) For example:
<pre class="sample"><xsd:element
minOccurs="0"
name="miscdata"
type="categoriesComplexType">
<xsd:annotation>
<xsd:documentation>
Miscellaneous non-base data schema information
</xsd:documentation>
</xsd:annotation>
</xsd:element></pre>
</li>
<li>Unless the custom schema author intends to create a
<code>variable-category</code> element, <code>categories</code>
MUST also be assigned for all elements defined in custom data schemas,
according to the scheme of categories defined in the P3P 1.0 schema
(see <a href="#Categories">Section 3.4</a> for the complete
list of allowed categories).Custom schemas MUST NOT create
new categories. If custom schema authors need to create broad
types of data which do not fall within the 17 category elements
defined by P3P1.1, these may instead be defined within the standard
hierarchy of the data schema as top level data types.
<p>Categories are assigned using the <code>xsd:appinfo</code> element as in
the following example:</p>
<pre class="sample">
<xsd:element minOccurs="0" name="CreditCard" type="CC">
<xsd:annotation>
<xsd:appinfo>
<categories
xmlns="http://www.w3.org/2002/01/P3Pv1">
<financial />
<purchase />
<location />
</categories>
</xsd:appinfo>
<xsd:documentation>
Credit Card Data
</xsd:documentation>
</xsd:annotation>
</xsd:element></pre>
</li>
<li>Categories assigned MUST be upward inherited.
That is, if a data type is in a certain category then any
broader data types that it is a member of, must also be assigned
this category. For example if a given <a href="#URI">URI</a> may collect
data in the category online, then User may also collect data in the
category online.</li>
</ol>
<p>In addition, it is helpful for schema readability (but not
required) to organize the structure in terms of named and reuseable
<code>xsd:complexType</code> elements. For example the base data schema
repeatedly reuses the dateComplexType. This also provides additional semantics
about the structure of the schema (e.g. the information that a
certain set of types are all dates). The syntax used in the P3P
base data schema should act as a guide to authors of custom data
schemas. The following commented snippet from the base data schema
shows good syntax for creating custom schemas and includes all the
requirements stated above:</p>
<p>Sample of typical syntax for a P3P1.1 schema (commented snippet
of base data schema)</p>
<pre class="sample"><schema
xmlns="http://www.w3.org/2001/XMLSchema"
xmlns:p3p="http://www.w3.org/2002/01/P3Pv1"
xmlns:p3p11="http://www.w3.org/2006/01/P3Pv11"
xmlns:p3p11bds="http://www.w3.org/2006/01/P3Pv11BDS"
xmlns:example="http://example.org/2006/01/custom"
targetNamespace="http://example.org/2006/01/custom"
elementFormDefault="qualified" >
<!-- *****************************************************************************
The following section can be cut and pasted into all custom schemas - Start here.
All types in the custom schema are descendents of the datatype element.
******************************************************************************* -->
<import
namespace="http://www.w3.org/2002/01/P3Pv1"
schemaLocation="http://www.w3.org/2002/01/P3Pv1.xsd" />
<import
namespace="http://www.w3.org/2006/01/P3Pv11"
schemaLocation="http://www.w3.org/2006/01/P3Pv11" />
<import
namespace="http://www.w3.org/2006/01/P3Pv11BDS"
schemaLocation="http://www.w3.org/2006/01/P3Pv11BDS" />
<complexType name="categoriesComplexType">
<all>
<element ref="p3p:categories" minOccurs="1" />
</all>
</complexType>
<!-- *****************************************************************************
Root type and optional(yes/no) attribute
******************************************************************************* -->
<element name="datatype" type="datadefComplexType" />
<!-- *****************************************************************************
First child of root
******************************************************************************* -->
<complexType name="datadefComplexType">
<all>
<!-- *****************************************************************************
The preceding section can be cut and pasted into all custom schemas - Finish here
******************************************************************************* -->
<element minOccurs="0" name="dynamic" type="dynamicComplexType" />
<element minOccurs="0" name="user" type="userComplexType" />
<element minOccurs="0" name="thirdparty" type="thirdpartyComplexType" />
<element minOccurs="0" name="business" type="businessComplexType" />
</all>
<!--****************************************************************************
Also add this attribute definition - optional attribute of datatype element
***********************************************************************************-->
<attribute type="p3p:yes_no" default="no" use="optional" name="optional" />
<!--***************************************************************************
Also add this attribute definition (above) - optional attribute of datatype element
*****************************************************************************-->
</complexType>
<!--***************************************************************************
The user data complex type
*****************************************************************************-->
<complexType name="userComplexType">
<all>
<element minOccurs="0" name="name" type="personnameComplexType">
<annotation>
<appinfo>
<p3p:CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
<demographic />
</p3p:CATEGORIES>
</appinfo>
<documentation>
User's Name
</documentation>
</annotation>
</element>
<element minOccurs="0" name="bdate" type="dateComplexType">
<annotation>
<appinfo>
<!--***************************************************************************
Categories defined here
*****************************************************************************-->
<categories xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</categories>
</appinfo>
<documentation>
User's Birth Date
</documentation>
</annotation>
</element>
…etc…
</all>
</complexType>
<!--***************************************************************************
The dynamic data complex type
*****************************************************************************-->
<complexType name="dynamicComplexType">
<all>
<element minOccurs="0" name="clickstream" type="loginfoComplexType">
<annotation>
<appinfo>
<p3p:CATEGORIES>
<p3p:navigation />
<p3p:computer />
</p3p:CATEGORIES>
</appinfo>
<documentation>
Click-stream information
</documentation>
</annotation>
</element>
<element minOccurs="0" name="http" type="httpinfoComplexType">
<annotation>
<appinfo>
<p3p:CATEGORIES>
<p3p:navigation />
<p3p:computer />
</p3p:CATEGORIES>
</appinfo>
<documentation>
HTTP protocol information
</documentation>
</annotation>
</element>
…etc…
<!--***************************************************************************
A variable-category element
*****************************************************************************-->
<element minOccurs="0" name="cookies" type="categoriesComplexType">
<annotation>
<documentation>
Use of HTTP cookies
</documentation>
</annotation>
</element>
</all>
</complexType>
…etc…
</schema>
</pre>
<h3 id="Data_Schemas_semantics">5.3.1 Semantics of data
schemas</h3>
<p>This section defines exactly what is meant by a <em>hierarchy
of increasing specicifity</em>.</p>
<p>More formally speaking, for an element
<code><B></code> to be defined as an allowed child of
element <code><A></code> means if the policy states that
it may collect data of type <code><A></code>, <em>then it
can also be taken to state that it may also collect data of
type <code><B></code></em>. The inverse relation however
does not hold. Transitivity also holds for this relation. That
is, if a policy states that it collects data of type
<code><A></code> and if <code><B></code> is an
allowed subelement of <code><A></code> and
<code><C></code> is an allowed subelement of
<code><B></code>, then it can be assumed that the
controller of the policy may also collect data of type
<code><C></code>. The hierarchy is mirrored by the
hierarchy of XML elements used to express them. It should be
noted that the use of a particular data element is <em>NOT</em>
a request for that particular type of data, or a statement that
the data <em>is</em> collected, rather a <em>hypothetical
statement</em> that it <em>may</em> be collected.</p>
<!-- This is a duplication of the assertion in the introduction
<p>Note that <em>for the purposes of evaluating policy
statements</em>, user agents MUST interpret "MAY collect" as
conservatively as possible and assume that any data types which
"MAY" be collected, WILL be collected. However for the
purposes of data collection, <code>STATEMENT</code> elements MUST NOT be
understood as a request for data including all the types which
may be collected.</p>-->
<p>For example if <code><classicalmusicpreference></code>
is defined as an allowed subelement of
<code><musicalpreference></code>, this means that if a
policy statement has the data type</p>
<pre class="sample"><datatype>
<musicalpreference/>
</datatype>
</pre>
<p>then it can be assumed that the <code>STATEMENT</code> is also describing
the collection of data of classical music preference data.</p>
<p>The relationships are also transitive, so
<code><baroquemusicpreference></code> is understood to be
a subclass of <code><musicalpreference></code> because it
is a subelement of
<code><classicalmusicpreference></code> which is a
subelement of <code><musicalpreference></code></p>.
<p>This could be expressed in the following XML Schema:</p>
<pre class="sample">
<xsd:schema
xmlns:xsd="http://www.w3.org/2001/XMLSchema"
xmlns:p3p="http://www.w3.org/2002/01/P3Pv1"
xmlns:sample="http://example.org/sample"
targetNamespace="http://example.org/sample"
elementFormDefault="qualified" >
<!-- *****************************************************************************
The following section can be cut and pasted into all custom schemas - Start here.
All types in the custom schema are descendents of the datatype element.
******************************************************************************* -->
<xsd:import
schemaLocation="http://www.w3.org/2002/01/P3Pv1.xsd"
namespace="http://www.w3.org/2002/01/P3Pv1" />
<xsd:complexType name="categoriesComplexType">
<xsd:all>
<xsd:element ref="p3p:categories" minOccurs="1" />
</xsd:all>
</xsd:complexType>
<!-- *****************************************************************************
root type and optional(yes/no) attribute
******************************************************************************* -->
<xsd:element name="datatype" type="datadefComplexType" />
<!-- *****************************************************************************
first child of root
******************************************************************************* -->
<xsd:complexType name="datadefComplexType">
<xsd:all>
<!-- *****************************************************************************
The preceding section can be cut and pasted into all custom schemas - Finish here
******************************************************************************* -->
<xsd:element minOccurs="0"
name="musical-preference"
type="musical-preferenceComplexType">
<xsd:annotation>
<xsd:documentation>
Musical Preferences
</xsd:documentation>
<xsd:appinfo>
<categories xmlns="http://www.w3.org/2002/01/P3Pv1">
<preference/>
</categories>
</xsd:appinfo>
</xsd:annotation>
</xsd:element>
</xsd:all>
<!--****************************************************************************
Optional attribute of datatype element
Always add this attribute definition - optional attribute of datatype element
***********************************************************************************-->
<xsd:attribute type="p3p:yes_no" default="no" use="optional" name="optional" />
</xsd:complexType>
<xsd:complexType name="musical-preferenceComplexType">
<xsd:all>
<xsd:element minOccurs="0"
name="classicalmusic-preference"
type="classicalmusic-preferenceComplexType">
<xsd:annotation>
<xsd:documentation>
Classical Music Preferences
</xsd:documentation>
<xsd:appinfo>
<categories xmlns="http://www.w3.org/2002/01/P3Pv1">
<preference/>
</categories>
</xsd:appinfo>
</xsd:annotation>
</xsd:element>
</xsd:all>
</xsd:complexType>
<xsd:complexType
name="classicalmusic-preferenceComplexType">
<xsd:all>
<xsd:element minOccurs="0" name="baroquemusic-preference">
<xsd:annotation>
<xsd:documentation>
Baroque Music Preferences
</xsd:documentation>
<xsd:appinfo>
<categories xmlns="http://www.w3.org/2002/01/P3Pv1">
<preference/>
</categories>
</xsd:appinfo>
</xsd:annotation>
</xsd:element>
</xsd:all>
</xsd:complexType>
</xsd:schema>
</pre>
<h2 id="Data_Schemas_persistence">5.4 Persistence of data schemas</h2>
<p>An essential requirement on data schemas is the
<strong><em>persistence of data schemas</em></strong>: data
schemas that can be fetched at a certain URI can only be
changed by extending the data schema in a
<em>backward-compatible</em> way (that is to say, changing the
data schema does not change the meaning of any policy using
that schema). This way, the URI of a policy acts in a sense
like a unique identifier for the data elements and structures
contained therein: any data schema that is not
backward-compatible <em>must therefore use a new different
URI</em>.</p>
<p>Note that a useful application of the persistence of data
schemas is given for example in the case of multi-lingual
sites: multiple language versions (translations) of the same
data schema can be offered by the server, using the HTTP
"Content-Language" response header field to properly indicate
that a particular language has been used for the data
schema.</p>
<h2 id="base_data_structure">5.5 Structure of the Base Data Schema</h2>
<p>The XML schema is not designed to be human readable, but in
writing policies, and choosing data elements to make statements
about, it can be useful to have a picture of the hierarchy of
categories available. <a href="#base_data_overview">Section
5.5.1.</a> gives a visual overview of the data schema hierarchy
which is intended to be used as a quick reference. Section
5.5.2. lists elements with their exact definitions and their
allowed children. It does not show the allowed categories,
which are described in <a href="#schema_detail">section
5.5.2.</a></p>
<p>All P3P-compliant user agent implementations MUST be aware
of the Base Data Schema.</p>
<h3 id="base_data_overview">5.5.1 Visual overview of the base data schema
hierarchy</h3>
<h4 id="dynamic_data">5.5.1.1 Dynamic Data</h4>
<pre class="tree"> dynamic
├clickstream
│ ├uri
│ │ ├authority
│ │ ├stem
│ │ └querystring
│ ├timestamp
│ │ ├ymd.year
│ │ ├ymd.month
│ │ ├ymd.day
│ │ ├hms.hour
│ │ ├hms.minute
│ │ ├hms.second
│ │ ├fractionsecond
│ │ └timezone
│ ├clientip
│ │ ├hostname
│ │ ├partialhostname
│ │ ├fullip
│ │ └partialip
│ ├other.httpmethod
│ ├other.bytes
│ └other.statuscode
├http
│ ├referer
│ │ ├authority
│ │ ├stem
│ │ └querystring
│ └useragent
├clientevents
├cookies
├searchtext
├interactionrecord
└miscdata</pre>
<h4 id="user_data">5.5.1.2 User Data</h4>
<pre class="tree">user
├name
│ ├prefix
│ ├given
│ ├middle
│ ├family
│ ├suffix
│ └nickname
├bdate
│ ├ymd.year
│ ├ymd.month
│ ├ymd.day
│ ├hms.hour
│ ├hms.minute
│ ├hms.second
│ ├fractionsecond
│ └timezone
├login
│ ├id
│ └password
├cert
│ ├key
│ └format
├gender
├jobtitle
├home-info
│ ├postal
│ │ ├name
│ │ │ ├prefix
│ │ │ ├given
│ │ │ ├middle
│ │ │ ├family
│ │ │ ├suffix
│ │ │ └nickname
│ │ ├street
│ │ ├city
│ │ ├stateprov
│ │ ├postalcode
│ │ ├organization
│ │ └country
│ ├telecom
│ │ ├telephone
│ │ │ ├intcode
│ │ │ ◁loccode
│ │ │ ├number
│ │ │ ├ext
│ │ │ └comment
│ │ ├fax
│ │ │ ├intcode
│ │ │ ├loccode
│ │ │ ├number
│ │ │ ├ext
│ │ │ └comment
│ │ ├mobile
│ │ │ ├intcode
│ │ │ ├loccode
│ │ │ ├number
│ │ │ ├ext
│ │ │ └comment
│ │ └pager
│ │ ├intcode
│ │ ├loccode
│ │ ├number
│ │ ├ext
│ │ └comment
│ └online
│ ├email
│ └uri
└business-info
├postal
│ ├name
│ │ prefix
│ │ given
│ │ middle
│ │ family
│ │ suffix
│ │ nickname
│ │street
│ │city
│ │stateprov
│ │postalcode
│ │organization
│ │country
│telecom
│ ├telephone
│ │ ├intcode
│ │ ├loccode
│ │ ├number
│ │ ├ext
│ │ └comment
│ ├fax
│ │ ├intcode
│ │ ├loccode
│ │ ├number
│ │ ├ext
│ │ └comment
│ ├mobile
│ │ ├intcode
│ │ ├loccode
│ │ ├number
│ │ ├ext
│ │ └comment
│ └pager
│ ├intcode
│ ├loccode
│ ├number
│ ├ext
│ └comment
│online
│ ├email
│ └uri
├employer
└department</pre>
<h3 id="third_party_data">5.5.1.3 Third Party Data</h3>
<pre class="tree">
thirdparty
├name
│ ├prefix
│ ├given
│ ├middle
│ ├family
│ ├suffix
│ └nickname
├bdate
│ ├ymd.year
│ ├ymd.month
│ ├ymd.day
│ ├hms.hour
│ ├hms.minute
│ ├hms.second
│ ├fractionsecond
│ └timezone
├login
│ ├id
│ └password
├cert
│ ├key
│ └format
├gender
├jobtitle
├home-info
│ ├postal
│ │ ├name
│ │ │ ├prefix
│ │ │ ├given
│ │ │ ├middle
│ │ │ ├family
│ │ │ ├suffix
│ │ │ └nickname
│ │ ├street
│ │ ├city
│ │ ├stateprov
│ │ ├postalcode
│ │ ├organization
│ │ └country
│ ├telecom
│ │ ├telephone
│ │ │ ├intcode
│ │ │ ├loccode
│ │ │ ├number
│ │ │ ├ext
│ │ │ └comment
│ │ ├fax
│ │ │ ├intcode
│ │ │ ├loccode
│ │ │ ├number
│ │ │ ├ext
│ │ │ └comment
│ │ ├mobile
│ │ │ ├intcode
│ │ │ ├loccode
│ │ │ ├number
│ │ │ ├ext
│ │ │ └comment
│ │ ├pager
│ │ ├intcode
│ │ ├loccode
│ │ ├number
│ │ ├ext
│ │ └comment
│ ├online
│ ┒email
│ └uri
└business-info
│postal
│ │name
│ │ │prefix
│ │ │given
│ │ │middle
│ │ │family
│ │ │suffix
│ │ │nickname
│ │street
│ │city
│ │stateprov
│ │postalcode
│ │organization
│ │country
│telecom
│ ├telephone
│ │ │intcode
│ │ │loccode
│ │ │number
│ │ │ext
│ │ │comment
│ ├fax
│ │ │intcode
│ │ │loccode
│ │ │number
│ │ │ext
│ │ │comment
│ ├mobile
│ │ ├intcode
│ │ ├loccode
│ │ ├number
│ │ ├ext
│ │ └comment
│ └pager
│ ├intcode
│ ├loccode
│ ├number
│ ├ext
│ └comment
├online
│ ├email
│ └uri
├employer
└department</pre>
<h3 id="business_data">5.5.1.4 Business Data</h3>
<pre class="tree">
business
├name
│department
├cert
│ ├key
│ └format
└contact-info
├postal
│ ├name
│ │ ├prefix
│ │ ├given
│ │ ├middle
│ │ ├family
│ │ ├suffix
│ │ └nickname
│ ├street
│ ├city
│ ├stateprov
│ ├postalcode
│ ├organization
│ └country
└telecom
├telephone
│ ├intcode
│ ├loccode
│ ├number
│ ├ext
│ └comment
├fax
│ ├intcode
│ ├loccode
│ ├number
│ ├ext
│ └comment
├mobile
│ ├intcode
│ ├loccode
│ ├number
│ ├ext
│ └comment
├pager
│ ├intcode
│ ├loccode
│ ├number
│ ├ext
│ └comment
└online
├email
└uri</pre>
<h3 id="schema_detail">5.5.2. Data Schema Element Details</h3>
<p>The Table below defines the details of the data schema
elements. Although it is a flat list, it does define the
hierarchy by defining the allowed subtypes of each class. The
following tables are mainly for referencing the exact
description of the meaning of each data type and the allowed
categories. More than one category may be associated with a
fixed data element. However, each base data element is assigned
to only one category whenever possible. Data schema designers
are recommended to do the same. To choose an element from the
hierarchy, you should refer to the tables in <a
href="#base_data_overview">section 5.5.1.</a></p>
<table class="schema" summary="Data Types for P3P Base Data Schema">
<thead>
<tr class="bds">
<th>Type</th>
<th>Allowed Categories</th>
<th>Allowed Descendents</th>
<th>Short Description</th>
<th width="50%">Notes</th>
</tr>
</thead>
<tbody>
<tr>
<td class="bds">Dynamic</td>
<td class="bds">Variable</td>
<td class="bds">clickstream ,http, clientevents, cookies, searchtext,
interactionrecord, miscdata</td>
<td class="bds">Dynamic Data</td>
<td class="bds" width="50%">In some cases, there is a need to specify data elements
that do not have fixed values that a user might type in or store in a
repository. In the P3P base data schema, all such elements are
grouped under the class of dynamic data. Sites may refer to the types
of data they collect using the dynamic data set only, rather than
enumerating all of the specific data elements.</td>
</tr>
<tr>
<td class="bds">User</td>
<td class="bds">Physical Contact Information, Demographic and
Socioeconomic Data, Unique Identifiers,Online Contact Information</td>
<td class="bds">name, bdate, login, cert, gender, jobtitle, home-info,
business-info</td>
<td class="bds">General information about the user</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds">Third-party</td>
<td class="bds">Physical Contact Information, Demographic and
Socioeconomic Data, Unique Identifiers,Online Contact Information</td>
<td class="bds">name, bdate, login, cert, gender, jobtitle, home-info,
business-info</td>
<td class="bds"> </td>
<td class="bds">The <strong>thirdparty</strong> data set allows users
and businesses to provide values for a related third party. This can
be useful whenever third party information needs to be exchanged, for
example when ordering a present online that should be sent to another
person, or when providing information about one's spouse or business
partner. Such information could be stored in a user repository
alongside the user data set. User agents may offer to store multiple
such thirdparty data sets and allow users to select the appropriate
values from a list when necessary. The allowed subtypes of thirdparty
<em>data</em> element are identical to those of the <em>user
data</em> set.</td>
</tr>
<tr>
<td class="bds">Business</td>
<td class="bds"> </td>
<td class="bds">orgname, department, cert, contact-info</td>
<td class="bds"> </td>
<td class="bds">The <strong>business</strong> data type features a
subset of user data relevant for describing legal entities. In
P3P1.1, this data element is primarily used for describing the policy
entity, although it should also be applicable to business-to-business
interactions.</td>
</tr>
<tr>
<td class="bds"><p>orgname</p>
</td>
<td class="bds"><p>Physical Contact Information, Demographic and
Socioeconomic Data</p>
</td>
<td class="bds">
</td>
<td class="bds"><p>Organization Name</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>name</p>
</td>
<td class="bds"><p>Physical Contact Information, Demographic and
Socioeconomic Data</p>
</td>
<td class="bds"><p>prefix, given, family, middle, suffix, nickname</p>
</td>
<td class="bds"><p>User's Name</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>bdate</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p>ymd.year, ymd.month, ymd.day, hms.hour, hms.minute,
hms.second, fractionsecond, timezone</p>
</td>
<td class="bds"><p>User's Birth Date</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>login</p>
</td>
<td class="bds"><p>Unique Identifiers</p>
</td>
<td class="bds"><p>id,password</p>
</td>
<td class="bds"><p>User's Login Information</p>
</td>
<td class="bds"><p>The <strong>login element and its children</strong>
refer to information (IDs and passwords) for computer systems and Web
sites which require authentication. Note that this data element
should not be used for computer systems or Web sites which use
digital certificates for authentication: in those cases, the
<em>cert</em> element should be used.</p>
</td>
</tr>
<tr>
<td class="bds"><p>cert</p>
</td>
<td class="bds"><p>Unique Identifiers</p>
</td>
<td class="bds"><p>key, format</p>
</td>
<td class="bds"><p>User's Identity Certificate</p>
</td>
<td class="bds">The <strong>cert element and its children</strong>
refer to identity certificates (like, for example, X.509).</td>
</tr>
<tr>
<td class="bds"><p>gender</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p>-</p>
</td>
<td class="bds"><p>User's Gender (Male or Female)</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>employer</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p>-</p>
</td>
<td class="bds"><p>User's Employer</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>department</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p>-</p>
</td>
<td class="bds"><p>Department or Division of Organization where User is
Employed</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>jobtitle</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p>-</p>
</td>
<td class="bds"><p>User's Job Title</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>home-info</p>
</td>
<td class="bds"><p>Physical Contact Information, Online Contact
Information, Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p>postal, telecom, online</p>
</td>
<td class="bds"><p>User's Home Contact Information</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>contact-info</p>
</td>
<td class="bds"><p>Physical Contact Information, Online Contact
Information, Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p>postal, telecom, online</p>
</td>
<td class="bds"><p>Contact Information for the Organization</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>business-info</p>
</td>
<td class="bds"><p>Physical Contact Information, Online Contact
Information, Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p>postal, telecom, online, employer, department</p>
</td>
<td class="bds"><p>User's Business Contact Information</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>clickstream</p>
</td>
<td class="bds"><p>Navigation and Click-stream Data, Computer
Information</p>
</td>
<td class="bds"><p>uri, timestamp, clientip, other.httpmethod,
other.bytes, other.statuscode</p>
</td>
<td class="bds">Click-stream Information</td>
<td class="bds"><p>The clickstream <strong>element and its
children</strong> refer to information typically stored in Web-server
access logs.</p>
<p>The clickstream element is expected to apply to practically all
Web sites. It represents the combination of information typically
found in Web server access logs: the IP address or hostname of the
user's computer, the URI of the resource requested, the time the
request was made, the HTTP method used in the request, the size of
the response, and the HTTP status code in the response. Web sites
that collect standard server access logs as well as sites which do
URI path analysis can use this data element to describe how that data
will be used. Web sites that collect only some of the data elements
listed as allowed children of the clickstream element MAY choose to
list those specific elements rather than the entire
dynamic-clickstream element. This allows sites with more limited
data-collection practices to accurately present those practices to
their visitors.</p>
<p>The resource in the HTTP request is captured by the uri field. The
IP address of the client system making the request is given by the
clientip field.</p>
</td>
</tr>
<tr>
<td class="bds"><p>http</p>
</td>
<td class="bds"><p>Navigation and Click-stream Data, Computer
Information</p>
</td>
<td class="bds"><p>referer, useragent</p>
</td>
<td class="bds">HTTP Protocol Information</td>
<td class="bds">The http element contains additional information
contained in the HTTP protocol. The http <strong>element and its
children</strong> refer to information carried by the HTTP protocol
which is not covered by the clickstream element and its children.</td>
</tr>
<tr>
<td class="bds"><p>clientevents</p>
</td>
<td class="bds"><p>Navigation and Click-stream Data</p>
</td>
<td class="bds"><p>-</p>
</td>
<td class="bds">User's Interaction with a Resource</td>
<td class="bds">The clientevents element represents data about how the
user interacts with their Web browser while interacting with a
resource. For example, an application may wish to collect information
about whether the user moved their mouse over a certain image on a
page, or whether the user ever brought up the help window in a Java
applet. This kind of information is represented by the clientevents
data element. Much of this interaction record is represented by the
events and data defined by the Document Object Model (DOM) Level 2
Events [<a
href="http://www.w3.org/TR/P3P/#ref_DOM2-Events">DOM2-Events</a>].
The clientevents data element also covers any other data regarding
the user's interaction with their browser while the browser is
displaying a resource. The exception is events which are covered by
other elements in the base data schema. For example, requesting a
page by clicking on a link is part of the user's interaction with
their browser while viewing a page, but merely collecting the URL the
user has clicked on does not require declaring this data element;
clickstream covers that event. However, the DOM event DOMFocusIn
(representing the user moving their mouse over an object on a page)
is not covered by any other existing element, so if a site is
collecting the occurrence of this event, then it needs to state that
it collects the dynamic.clientevents element. Items covered by this
data element are typically collected by client-side scripting
languages, such as JavaScript, or by client-side applets, such as
ActiveX or Java applets. Note that while the previous discussion has
been in terms of a user viewing a resource, this data element also
applies to Web applications which do not display resources visually -
for example, audio-based Web browsers.</td>
</tr>
<tr>
<td class="bds"><p>cookies</p>
</td>
<td class="bds"><p><a
href="http://www.w3.org/TR/P3P/#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p>-</p>
</td>
<td class="bds">Use of HTTP Cookies</td>
<td class="bds">The cookies element should be used whenever HTTP
cookies are set or retrieved by a site. Please note that cookies is a
<em>variable category data element</em> and requires the explicit
declaration of usage categories in a policy.</td>
</tr>
<tr>
<td class="bds"><p>miscdata</p>
</td>
<td class="bds"><p><a
href="http://www.w3.org/TR/P3P/#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p>-</p>
</td>
<td class="bds">Miscellaneous Non-base Data Schema Information</td>
<td class="bds">The miscdata element references information collected
by the service that the service does not reference using a specific
data element. Categories have to be used to better describe these
data: sites MUST reference a separate miscdata element in their
policies for each category of miscellaneous data they collect.</td>
</tr>
<tr>
<td class="bds"><p>searchtext</p>
</td>
<td class="bds"><p>Interactive Data</p>
</td>
<td class="bds"><p>-</p>
</td>
<td class="bds">Search Terms</td>
<td class="bds">The searchtext element references a specific type of
solicitation used for searching and indexing sites. For example, if
the only fields on a search engine page are search fields, the site
only needs to disclose that data element.</td>
</tr>
<tr>
<td class="bds"><p>interactionrecord</p>
</td>
<td class="bds"><p>Interactive Data</p>
</td>
<td class="bds"><p>-</p>
</td>
<td class="bds">Server Stores the Transaction History</td>
<td class="bds">The interactionrecord element should be used if the
server is keeping track of the interaction it has with the user (i.e.
information other than clickstream data, for example account
transactions, etc).</td>
</tr>
<tr>
<td class="bds"><p>ymd.year</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Year</p>
</td>
<td class="bds">The following elements refer to data connected with
dates. Since date information can be used in different ways,
depending on the context, all such information is tagged as being of
<em>variable</em> category. For example, schema definitions can
explicitly set the corresponding category in the element referencing
these elements, where soliciting the birthday of a user might be
"Demographic and Socioeconomic Data", while the expiration date of a
credit card might belong to the <code>Purchase Information</code>
category.</td>
</tr>
<tr>
<td class="bds"><p>ymd.month</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Month</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>ymd.day</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Day</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>hms.hour</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Hour</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>hms.minute</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Minute</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>hms.second</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Second</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>fractionsecond</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Fraction of Second</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>timezone</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Time Zone</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>prefix</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Name Prefix</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>given</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Given Name (First Name)</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>family</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Family Name (Last Name)</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>middle</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Middle Name</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>suffix</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Name Suffix</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>nickname</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Nickname</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>id</p>
</td>
<td class="bds"><p>Unique Identifiers</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Login ID</p>
</td>
<td class="bds"><p></p>
<p>The "id" element represents the ID portion of the login
information for a computer system. Often, user IDs are made public,
while passwords are kept secret. IDs do not include any type of
biometric authentication mechanisms.</p>
<p> </p>
</td>
</tr>
<tr>
<td class="bds"><p>password</p>
</td>
<td class="bds"><p>Unique Identifiers</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Login Password</p>
</td>
<td class="bds">The "password" element represents the password portion
of the login information for a computer system. This is a secret data
value, usually a character string, that is used in authenticating a
user. Passwords are typically kept secret, and are generally
considered to be sensitive information</td>
</tr>
<tr>
<td class="bds"><p>key</p>
</td>
<td class="bds"><p>Unique Identifiers</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Certificate Key</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>format</p>
</td>
<td class="bds"><p>Unique Identifiers</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Certificate Format</p>
</td>
<td class="bds">The "format" element is used to represent the
information of an IANA registered public key or authentication
certificate format, while the "key" field is used to represent the
corresponding certificate key.</td>
</tr>
<tr>
<td class="bds" id="Postal"><p>postal</p>
</td>
<td class="bds"><p>Physical Contact Information, Demographic and
Socioeconomic Data</p>
</td>
<td class="bds"><p>name, street, city, stateprov, postalcode,
organization, country</p>
</td>
<td class="bds"><p>Postal Address Information</p>
</td>
<td class="bds">The following 3 elements and their children refer to
contact information. Services can specify precisely which set of data
they need, postal, telecommunication, or online address information.
The <strong>postal element and its children</strong> refer to a
postal mailing address.</td>
</tr>
<tr>
<td class="bds"><p>telecom</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p>telephone, fax, mobile, pager</p>
</td>
<td class="bds"><p>Telecommunications Information</p>
</td>
<td class="bds">The <strong>telecom element and its children</strong>
refer to the characteristics of telephone, fax, mobile and pager
numbers.</td>
</tr>
<tr>
<td class="bds"><p>online</p>
</td>
<td class="bds"><p>Online Contact Information</p>
</td>
<td class="bds"><p>email,uri</p>
</td>
<td class="bds"><p>Online Address Information</p>
</td>
<td class="bds">The <strong>online element and its children</strong>
refer to online information about a person or legal entity.</td>
</tr>
<tr>
<td class="bds"><p>intcode</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>International Telephone Code</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>loccode</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Local Telephone Area Code</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>number</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Telephone Number</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>ext</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Telephone Extension</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>comment</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Telephone Optional Comments</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>street</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Street Address</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>city</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>City</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>stateprov</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>State or Province</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>postalcode</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Postal Code</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>country</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Country Name</p>
</td>
<td class="bds">The "country" element represents the information of the
name of the country (for example, one among the countries listed in
[<a href="#iso3166">ISO3166</a>]).</td>
</tr>
<tr>
<td class="bds"><p>organization</p>
</td>
<td class="bds"><p>Demographic and Socioeconomic Data</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Organization Name</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>telephone</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p>intcode, loccode, number, ext, comment</p>
</td>
<td class="bds"><p>Telephone Number</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>fax</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p>intcode, loccode, number, ext, comment</p>
</td>
<td class="bds"><p>Fax Number</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>mobile</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p>intcode, loccode, number, ext, comment</p>
</td>
<td class="bds"><p>Mobile Telephone Number</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>pager</p>
</td>
<td class="bds"><p>Physical Contact Information</p>
</td>
<td class="bds"><p>intcode, loccode, number, ext, comment</p>
</td>
<td class="bds"><p>Pager Number</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>email</p>
</td>
<td class="bds"><p>Online Contact Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Email Address</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>uri</p>
</td>
<td class="bds"><p>Online Contact Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Home Page Address</p>
</td>
<td class="bds"><p>The uri <strong>element and its children</strong>
refer to Universal Resource Identifiers (URI), which are defined in
[<a href="#URI">URI</a>].</p>
<p>Since URI information can be used in different ways, depending on
the context, all the child elements of the uri element are tagged as
being of <em>variable</em> category. Schema definitions MUST
explicitly set the corresponding category in the element referencing
this data structure.</p>
</td>
</tr>
<tr>
<td class="bds"><p>authority</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>URI Authority</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>stem</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>URI Stem</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>querystring</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Query-string Portion of URI</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>authority</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>URI Authority</p>
</td>
<td class="bds"><p>The authority of a URI is defined as the authority
component in [<a href="#URI">URI</a>]. The stem of a URI is defined
as the information contained in the portion of the URI after the
authority and up to (and including) the first '?' character in the
URI, and the querystring is the information contained in the portion
of the URI after the first '?' character. For URIs which do not
contain a '?' character, the stem is the entire URI, and the
querystring is empty.</p>
</td>
</tr>
<tr>
<td class="bds"><p>stem</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>URI Stem</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>querystring</p>
</td>
<td class="bds"><p><a
href="#variable"><em>variable-category</em></a></p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Query-string Portion of URI</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>hostname</p>
</td>
<td class="bds"><p>Computer Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Complete Host and Domain Name</p>
</td>
<td class="bds">The <code>hostname</code> element is used to represent
collection of either the simple hostname of a system, or the full
hostname including domain name. The <code>partialhostname</code>
element represents the information of a fully-qualified hostname
which has had <em>at least</em> the host portion removed from the
hostname. In other words, everything up to the first '.' in the
fully-qualified hostname MUST be removed for an address to quality as
a "partial hostname".</td>
</tr>
<tr>
<td class="bds"><p>partialhostname</p>
</td>
<td class="bds"><p>Demographic</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Partial Hostname</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>fullip</p>
</td>
<td class="bds"><p>Computer Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Full IP Address</p>
</td>
<td class="bds"><p>The <code>fullip</code> element represents the
information of a full IP version 4 or IP version 6 address. The
<code>partialip</code> element represents an IP version 4 address
(only - not a version 6 address) which has had <em>at least</em> the
last 7 bits of information removed. This removal MUST be done by
replacing those bits with a fixed pattern for all visitors (for
example, all 0's or all 1's).</p>
<p>Certain Web sites are known to make use not of the visitor's
entire IP address or hostname, but rather make use of a reduced form
of that information. By collecting only a subset of the address
information, the site visitor is given some measure of anonymity. It
is certainly not the intent of this specification to claim that these
"stripped" IP addresses or hostnames are impossible to associate with
an individual user, but rather that it is significantly more
difficult to do so. Sites which perform this data reduction MAY wish
to declare this practice in order to more-accurately reflect their
practices.</p>
</td>
</tr>
<tr>
<td class="bds"><p>partialip</p>
</td>
<td class="bds"><p>Demographic</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Partial IP Address</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>uri</p>
</td>
<td class="bds"><p>Navigation and click-stream data</p>
</td>
<td class="bds"><p>authority, stem, querystring</p>
</td>
<td class="bds"><p>URI of Requested Resource</p>
</td>
<td class="bds"> </td>
</tr>
<tr>
<td class="bds"><p>timestamp</p>
</td>
<td class="bds"><p>Navigation and click-stream data</p>
</td>
<td class="bds"><p>ymd.year, ymd.month, ymd.day, hms.hour, hms.minute,
hms.second, fractionsecond, timezone</p>
</td>
<td class="bds"><p>Request Timestamp</p>
</td>
<td class="bds">The time at which the server processes the request is
represented by the timestamp field. Server implementations are free
to define this field as the time the request was received, the time
that the server began sending the response, the time that sending the
response was complete, or some other convenient representation of the
time the request was processed.</td>
</tr>
<tr>
<td class="bds"><p>clientip</p>
</td>
<td class="bds"><p>Computer Information, Demographic and Socioeconomic
Data</p>
</td>
<td class="bds"><p>hostname, partialhostname, fullip, partialip</p>
</td>
<td class="bds"><p>Client's IP Address or Hostname</p>
</td>
<td class="bds">The clientip <strong>element and its children</strong>
refer to IP addresses and Domain Name System (DNS) hostnames.</td>
</tr>
<tr>
<td class="bds"><p>other.httpmethod</p>
</td>
<td class="bds"><p>Navigation and click-stream data</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>HTTP Request Method</p>
</td>
<td class="bds">The <code>HTTP method</code> (such as GET, POST, etc)
in the client's request</td>
</tr>
<tr>
<td class="bds"><p>other.bytes</p>
</td>
<td class="bds"><p>Navigation and click-stream data</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Number of Data Bytes in Response</p>
</td>
<td class="bds">The number of bytes in the response-body sent by the
server</td>
</tr>
<tr>
<td class="bds"><p>other.statuscode</p>
</td>
<td class="bds"><p>Navigation and click-stream data</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>Response Status Code</p>
</td>
<td class="bds">The HTTP status code on the request, such as <code>200,
302, or 404</code> (see section 6.1.1 of [<a
href="#HTTP1_1_ref"><code>HTTP1.1</code></a>] for details).</td>
</tr>
<tr>
<td class="bds"><p>referer</p>
</td>
<td class="bds"><p>Navigation and click-stream data</p>
</td>
<td class="bds"><p>authority, stem, querystring</p>
</td>
<td class="bds"><p>Last URI Requested by the User</p>
</td>
<td class="bds">The referer element represents the information in the
HTTP Referer header, which gives information about the previous page
visited by the user. Note that this field is misspelled in exactly
the same way as the corresponding HTTP header</td>
</tr>
<tr>
<td class="bds"><p>useragent</p>
</td>
<td class="bds"><p>Computer Information</p>
</td>
<td class="bds"><p><em>-</em></p>
</td>
<td class="bds"><p>User Agent Information</p>
</td>
<td class="bds"><p>The useragent field represents the information in
the HTTP User-Agent header (which gives information about the type
and version of the user's Web browser), and/or the HTTP accept*
headers.</p>
</td>
</tr>
</tbody>
</table>
<h2 id="using_elements">5.6. Using Data Elements</h2>
<p>P3P offers Web sites a lot of flexibility in how they
describe the types of data they collect.</p>
<ul>
<li>Sites may describe data generally using the
<code><dynamic><miscdata/></dynamic></code>
element and the appropriate categories.</li>
<li>Sites may describe data specifically using the data
elements defined in the base data schema.</li>
<li>Sites may describe data specifically using data elements
defined in new data schemas.</li>
</ul>
<p>Any of these three methods may be combined within a single
policy.</p>
<p>By using the
<code><dynamic><miscdata/></dynamic></code>
element, sites can specify the types of data they collect without
having to enumerate every individual data element. This may be
convenient for sites that collect a lot of data or sites belonging
to large organizations that want to offer a single P3P policy
covering the entire organization. However, the disadvantage of this
approach is that user agents will have to assume that the site might
collect any data element belonging to the categories referenced by
the site. So, for example, if a site's policy states that it
collects
<code><dynamic><miscdata/></dynamic></code> of the
physical contact information category, but the only physical contact
information it collects is business address, user agents will
nonetheless assume that the site might also collect telephone
numbers. If the site wishes to be clear that it does not collect
telephone numbers or any other physical contact information other
than business address, than it should disclose that it collects
<code><user><business-info><contact><postal/>
</contact></business-info></user></code>.
Furthermore, as user agents are developed with automatic
form-filling capabilities, it is likely that sites that enumerate
the data they collect will be able to better integrate with these
tools.</p>
<p>By defining new data schemas, sites can precisely specify
the data they collect beyond the base data set. However, if
user agents are unfamiliar with the elements defined in these
schemas, they will be able to provide only minimal information
to the user about these new elements. The information they
provide will be based on the category and display names
specified for each element.</p>
<p>Regardless of whether a site wishes to make general or
specific data disclosures, there are additional advantages to
disclosing specific elements from the
<code><dynamic/></code>data set. For example, by
disclosing
<code><dynamic><cookies/></dynamic></code> a
site can indicate that it uses cookies and explain the purpose
of this use. User agent implementations that offer users cookie
control interfaces based on this information are encouraged.
Likewise, user agents that by default do not send the
HTTP_REFERER header, might look for the
<code><dynamic><http><referrer/></http></dynamic></code>
element in P3P policies and send the header if it will be used
for a purpose the user finds acceptable.</p>
<h2 id="Data_Schemas_back">5.7. Backward Compatibility Requirements</h2>
<p>Backward compatibility with P3P 1.0 is addressed as follows:</p>
<p>P3P 1.1 policies must include data elements in both P3P 1.0
and P3P1.1 (extension) data element syntax. It is anticipated
that most policy authors will use a P3P1.1 policy editor which
will output the correct formats automatically, however in the
case that the policy is being written without a GUI, this can
be easily achieved by writing policies using P3P1.1 data
elements and publishing the <a href="http://www.w3.org/2005/09/p3p-converter.html">
P3P1.1 Data Element backward compatibility transform</a> of
the policy. The corresponding XSLT-Sheets are reproduced in the
<a href="#Appendix_xslt">Annex 4</a></p>
<p>For Example, write the DATA-GROUP element as:</p>
<pre class="sample"><DATA-GROUP
base="http://www.w3.org/2005/09/p3p-converter.html?uri=http:%2F%2Fwww.example.com%2Fcustomdataschema.xsd">
<EXTENSION>
<datatype xmlns="http://www.example.com/customdataschema.xsd">
<dynamic>
<clickstream>
<CATEGORY>preference</CATEGORY>
</clickstream>
</dynamic>
</datatype>
</EXTENSION>
</DATA-GROUP>
</pre>
<p>and transform it to compliant format using the <a
href="http://www.w3.org/2005/09/p3p-converter">
P3P1.1 Data Element backward compatibility transform</a> to the
following:</p>
<pre class="sample"><DATA-GROUP
base="http://www.w3.org/2005/09/p3p-converter.html?uri=http:%2F%2Fwww.example.com%2Fcustomdataschema.xsd">
<EXTENSION>
<datatype xmlns="http://www.example.com/customdataschema.xsd">
<dynamic>
<clickstream>
<categories>preference</categories>
</clickstream>
</dynamic>
</datatype>
</EXTENSION>
<DATA ref="#dynamic.clickstream">
<categories>
<preference/>
</categories>
</DATA>
</DATA-GROUP>
</pre>
<p>Web sites using custom data schemas MUST publish these
schemas in P3P1.1 format only.</p>
<p>User agents are only required to validate P3P1.1 policy data
elements elements according to a P3P1.1 data schema. User
agents may optionally continue to parse and perform validation
according to <a
href="http://www.w3.org/TR/P3P/#Data_Schemas">P3P 1.0
format</a> custom data schemas This can also be acheived in an
implementation independent way using a set of <a
href="http://www.w3.org/2005/09/p3p-converter.html">xslt
transforms</a> provided to transform both policy elements and
custom schemas to the P3P1.1 format. </p>
<p>Web sites using custom data schemas MUST publish these
schemas in P3P1.1 format only. </p>
<p>User agents are only required to validate P3P1.1 policy data
elements according to a P3P1.1 data schema. User
agents may optionally continue to parse and perform validation
according to <a
href="http://www.w3.org/TR/P3P/#Data_Schemas">P3P 1.0
format</a> custom data schemas</p>
<p>This can also be acheived in an implementation independent way
using <a href="http://www.w3.org/2005/09/removeDuplicatePolicyDataElements.xsl">
policytransformP3PDataElements.xsl</a> and
<a href="http://www.w3.org/2005/09/removeDuplicatePolicyDataElements.xsl">
removeDuplicatePolicyDataElements.xsl</a> xslt transforms provided to
transform both policy elements and custom schemas to the P3P1.1
format.</p>
<p>A typical process of producing a policy with custom data
elements may be summarized as follows (note that usually this
would be taken care of by a policy editor).</p>
<p>For custom schemas:</p>
<ol>
<li>Create and publish a custom data schema according to P3P1.1
specification.</li>
<li>Create policies using P3P1.1 data elements based on the schema created
in 1. - e.g.
<pre class="sample"><DATA-GROUP>
<EXTENSION>
<datatype xmlns="http://www.example.com/customdataschema.xsd">
<classicalmusicpreference>
<baroquemusicpreference/>
</classicalmusicpreference>
</datatype>
</EXTENSION>
</DATA-GROUP>
</pre>
</li>
<li><p>Publish <a href="http://www.w3.org/2005/09/p3p-converter.html">
Backward compatibility transform</a> of policy referencing P3P1.1 custom
data schema. E.g.</p>
<pre class="sample"><DATA-GROUP>
<EXTENSION>
<datatype xmlns="http://www.example.com/customdataschema.xsd">
<classicalmusicpreference>
<baroquemusicpreference/>
</classicalmusicpreference>
</datatype>
</EXTENSION>
<DATA ref="#classicalmusicpreference.baroquemusicpreference">
<CATEGORIES>
<preference/>
</CATEGORIES>
</DATA>
</DATA-GROUP>
</pre>
</li>
</ol>
<p>Data elements can also be written in P3P1.0 format and
transformed to the P3P1.1 format using
<a href="http://www.w3.org/2005/09/p3p-converter.html">P3P1.1
Data Element forward transform</a></p>
<h2 id="data_semantics">5.8. Semantics of P3P Data Schemas</h2>
<p>XML does not define a formal semantics except when used
within RDF. The use of XSD to define classes of data types
however necessarily implies a correspondence between XML
elements and real-world classes of data, which is therefore a
form of semantics. We have chosen not to use a language with
formal semantics because of the sparse support for such
languages as RDF and OWL in commercial browser implementations.
</p>
</div>
<div id="ua">
<h1>6.0 User Agent Guidelines</h1>
<p>This section specifies guidelines for P3P 1.1 user agents. Some of these
guidelines serve to reinforce requirements that appear elsewhere in this
specification, providing specific guidance for user agent implementers. Other
guidelines introduce new requirements for full compliance with this
specifcation or provide suggestions for implementers. All of these guidelines
are designed to promote consistency among user agent implementations and to
assist implementers in designing user agents that will be both usable and
useful. By using consistent language to describe web site privacy practices,
user agent implementers can help ensure that their implementations represent
web site privacy practices accurately. In addition, consistent
implementations serve to reduce the uncertainty web site operators have about
how their policies will be displayed by P3P user agents.</p>
<h3 id="complete_trans">6.1 Completeness of Human-Readable Translations</h3>
<p>P3P user agents may display human-readable translations of P3P policies.
Because of the large number of fields in a P3P policy, in some case, user
agent implementers may wish to develop human-readable translations that do
not include all P3P policy elements. The following guidelines are designed to
reduce the chance that abridged translations may mislead users.</p>
<ol>
<li>While the default view of a human-readable P3P translation MAY be
abridged, user agents SHOULD include a mechanism that allows users to
view a complete translation, including an enumeration of all data
elements referenced in a P3P policy.</li>
<li>Translations that include information about P3P DATA elements MAY
provide this information at differing levels of granularity; however,
they SHOULD include information about all relevant data elements in the
policy. For example, a user agent that displays only category information
and not individual element names SHOULD include the categories that
correspond to the elements referenced explicitly by name. Thus, a user
agent that displays only category information would display some
indication that online contact information was being collected if it
encountered a site that said it collected the user.home-info.online.email
data element.</li>
<li>Translations that include information about P3P PURPOSE elements SHOULD
provide information to indicate whether any of these purposes are being
performed on an opt-in or opt-out basis.</li>
<li>Translations that include information about P3P RECIPIENTS elements
should provide information to indicate whether data is disclosed to any
of these recipients on an opt-in or opt-out basis.</li>
<li>Translations SHOULD include relevant human-readable fields from a P3P
policy. However, user agents MAY truncate lengthy human-readable fields
or display such fields on a click-through basis. Typically, 500
characters is adequate for the human-readable P3P fields.</li>
</ol>
<h3 id="plain_trans">6.2 Plain Language Translations of P3P Vocabulary
Elements</h3>
<p>Section 3 includes normative definitions for all P3P vocabulary elements.
However, many of these definitions are rather verbose and use language that
is unsuitable for display to end users. Therefore, the P3P 1.1 Working Group
has developed a set of "plain language" translations for most of the P3P
vocabulary elements. These translations are designed to convey the essence of
each element in relatively simple language, without conflicting with the
normative definition. A "plain English" version is presented here,
translations to other languages will be posted on the W3C Web-site when they
become available. P3P user agents SHOULD display P3P policy information to
users using the plain English wording shown here or an equivalent
translation.</p>
<table
summary="table with user friendly strings to display by a user agent in case the corresponding element is found"
border="1" cellpadding="10" cellspacing="1">
<caption>P3P 1.0 element definitions and translations</caption>
<thead>
<tr class="head">
<th>P3P Element</th>
<th>Attribute</th>
<th>Plain Language Translation</th>
</tr>
</thead>
<tbody>
<tr class="green">
<td><a href="#POLICY">POLICY</a></td>
<td>discuri (attribute of POLICY element)</td>
<td>Read our full privacy policy at [with link to discuri]</td>
</tr>
<tr class="green">
<td><a href="#POLICY">POLICY</a></td>
<td>opturi (attribute of POLICY element)</td>
<td>Find out how to opt-in or opt-out at [with link to opturi]</td>
</tr>
<tr class="grey">
<td colspan="2"><a href="#ENTITY">ENTITY</a></td>
<td>This policy is issued by: [display all entity information provided
by site]</td>
</tr>
<tr class="green">
<td colspan="2"><a href="#ACCESS">ACCESS</a></td>
<td>Your access to information about you:</td>
</tr>
<tr class="green">
<td><a href="#ACCESS">ACCESS</a></td>
<td>nonident</td>
<td>We do not keep any information identified with you</td>
</tr>
<tr class="green">
<td><a href="#ACCESS">ACCESS</a></td>
<td>all</td>
<td>We give you access to all of our information identified with
you</td>
</tr>
<tr class="green">
<td><a href="#ACCESS">ACCESS</a></td>
<td>contact-and-other</td>
<td>We give you access to your contact information and some of our
other information identified with you</td>
</tr>
<tr class="green">
<td><a href="#ACCESS">ACCESS</a></td>
<td>ident-contact</td>
<td>We give you access to only your contact information in our
records</td>
</tr>
<tr class="green">
<td><a href="#ACCESS">ACCESS</a></td>
<td>other-ident</td>
<td>We allow you to access some of our information identified with you,
but not your contact information</td>
</tr>
<tr class="green">
<td><a href="#ACCESS">ACCESS</a></td>
<td>none</td>
<td>We do not give you access to our information about you</td>
</tr>
<tr class="grey">
<td colspan="2"><a href="#DISPUTES">DISPUTES</a></td>
<td>Ways to resolve privacy-related disputes with us include:</td>
</tr>
<tr class="grey">
<td><a href="#DISPUTES">DISPUTES</a></td>
<td>service</td>
<td>[display long description and short description, if provided, with
hyperlink to service URI, otherwise display "customer service" with
hyperlink to service URI]</td>
</tr>
<tr class="grey">
<td><a href="#DISPUTES">DISPUTES</a></td>
<td>independent</td>
<td>[display long description and short description, if provided, with
hyperlink to service URI, otherwise display "independent
organization" with hyperlink to service URI]</td>
</tr>
<tr class="grey">
<td><a href="#DISPUTES">DISPUTES</a></td>
<td>court</td>
<td>We believe that the following authority offers recourse for
disputes: [display long description and short description, if
provided, with hyperlink to service URI, otherwise display "possible
legal complaint" with hyperlink to service URI]</td>
</tr>
<tr class="grey">
<td><a href="#DISPUTES">DISPUTES</a></td>
<td>law</td>
<td><p>We believe that the following laws or regulations provide
recourse:</p>
<p>[display long description and short description, if provided, with
hyperlink to service URI, otherwise display "law" with hyperlink to
service URI]</p>
</td>
</tr>
<tr class="green">
<td colspan="2"><a href="#REMEDIES">REMEDIES</a></td>
<td>[no heading - display this following corresponding disputes
element]</td>
</tr>
<tr class="green">
<td><a href="#DISPUTES">DISPUTES</a></td>
<td>correct</td>
<td>We will correct any errors we make related to the commitments in
our privacy policy</td>
</tr>
<tr class="green">
<td><a href="#DISPUTES">DISPUTES</a></td>
<td>money</td>
<td>We will compensate individuals if it is determined that we have
violated our privacy policy</td>
</tr>
<tr class="green">
<td><a href="#DISPUTES">DISPUTES</a></td>
<td>law</td>
<td>Our privacy policy references a law that may determine remedies for
breaches of our policy</td>
</tr>
<tr class="grey">
<td colspan="2"><a href="#NON-IDENTIFIABLE">NON-IDENTIFIABLE</a></td>
<td>We do not keep any information that could be used to identify you
personally</td>
</tr>
<tr class="green">
<td colspan="2"><a href="#PURPOSE">PURPOSE</a></td>
<td>The ways your information may be used:</td>
</tr>
<tr class="green">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>current</td>
<td>To provide the service you requested</td>
</tr>
<tr class="green">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>admin</td>
<td>To perform web site and system administration</td>
</tr>
<tr class="green">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>develop</td>
<td>For research and development, but without connecting any
information to you</td>
</tr>
<tr class="green">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>tailoring</td>
<td>To customize the site for your current visit only</td>
</tr>
<tr class="green">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>pseudo-analysis</td>
<td>To do research and analysis in which your information may be linked
to an ID code but not to your personal identity</td>
</tr>
<tr class="green">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>pseudo-decision</td>
<td>To make decisions that directly affect you without identifying you,
for example to display content or ads based on links you clicked on
previously</td>
</tr>
<tr class="green">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>individual-analysis</td>
<td>To do research and analysis that uses information about you</td>
</tr>
<tr class="green">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>individual-decision</td>
<td>To make decisions that directly affect you using information about
you, for example to recommend products or services based on your
previous purchases</td>
</tr>
<tr class="green">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>contact</td>
<td>To contact you through means other than telephone (for example,
email or postal mail) to market services or products</td>
</tr>
<tr class="green">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>historical</td>
<td>To aid in historical preservation as governed by a law or policy
described in this privacy policy</td>
</tr>
<tr class="green">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>telemarketing</td>
<td>To contact you by telephone to market services or products</td>
</tr>
<tr class="green">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>other-purpose</td>
<td>For other uses: [include site's human, readable explanation; if
site omits human-readable explanation say "not described here"]</td>
</tr>
<tr class="grey">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>required (attribute of purpose and recipients elements)</td>
<td>(attribute, see below)</td>
</tr>
<tr class="grey">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>required always</td>
<td>(no remark)</td>
</tr>
<tr class="grey">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>required opt-in</td>
<td>[append to purpose/recipient] -- only if you request this</td>
</tr>
<tr class="grey">
<td><a href="#PURPOSE">PURPOSE</a></td>
<td>required opt-out</td>
<td>[append to purpose/recipient] -- unless you opt-out</td>
</tr>
<tr class="grey">
<td colspan="2"><a href="#RECPNT">RECIPIENT</a></td>
<td>With whom we may share your information</td>
</tr>
<tr class="grey">
<td><a href="#RECPNT">RECIPIENT</a></td>
<td>ours</td>
<td>Companies that help us fulfill your requests (for example, shipping
a product to you), but these companies must not use your information
for any other purpose</td>
</tr>
<tr class="grey">
<td><a href="#RECPNT">RECIPIENT</a></td>
<td>delivery</td>
<td>Delivery companies that help us fulfill your requests and who may
also use your information in other ways</td>
</tr>
<tr class="grey">
<td><a href="#RECPNT">RECIPIENT</a></td>
<td>same</td>
<td>Companies that have privacy policies similar to ours</td>
</tr>
<tr class="grey">
<td><a href="#RECPNT">RECIPIENT</a></td>
<td>other-recipient</td>
<td>Companies that are accountable to us, though their privacy policies
may be different from ours</td>
</tr>
<tr class="grey">
<td><a href="#RECPNT">RECIPIENT</a></td>
<td>unrelated</td>
<td>Other companies whose privacy policies are unknown to us</td>
</tr>
<tr class="grey">
<td><a href="#RECPNT">RECIPIENT</a></td>
<td>public</td>
<td>People who may access your information from a public area, such as
a bulletin board, chat room, or directory</td>
</tr>
<tr class="grey">
<td><a href="#RECPNT">RECIPIENT</a></td>
<td>required (attribute of purpose and recipients elements)</td>
<td>(attribute, see below)</td>
</tr>
<tr class="grey">
<td><a href="#RECPNT">RECIPIENT</a></td>
<td>required always</td>
<td>(no remark)</td>
</tr>
<tr class="grey">
<td><a href="#RECPNT">RECIPIENT</a></td>
<td>required opt-in</td>
<td>[append to purpose/recipient] -- only if you request this</td>
</tr>
<tr class="grey">
<td><a href="#RECPNT">RECIPIENT</a></td>
<td>required opt-out</td>
<td>[append to purpose/recipient] -- unless you opt-out</td>
</tr>
<tr class="green">
<td colspan="2"><a href="#RETENTION">RETENTION</a></td>
<td>How long we may keep your information</td>
</tr>
<tr class="green">
<td><a href="#RETENTION">RETENTION</a></td>
<td>no-retention</td>
<td>We do not keep your information beyond your current online
session</td>
</tr>
<tr class="green">
<td><a href="#RETENTION">RETENTION</a></td>
<td>stated-purpose</td>
<td>We keep your information only long enough to perform the activity
for which we collected it</td>
</tr>
<tr class="green">
<td><a href="#RETENTION">RETENTION</a></td>
<td>legal-requirement</td>
<td>We keep your information only as long as we need to for legal
purposes</td>
</tr>
<tr class="green">
<td><a href="#RETENTION">RETENTION</a></td>
<td>business-practices</td>
<td>Our full privacy policy explains how long we keep your
information</td>
</tr>
<tr class="green">
<td><a href="#RETENTION">RETENTION</a></td>
<td>indefinitely</td>
<td>We may keep your information indefinitely</td>
</tr>
<tr class="grey">
<td colspan="2"><a href="#Categories">CATEGORIES</a></td>
<td>We may collect the following types of information about you</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>physical</td>
<td>Name, address, phone number, or other physical contact
information</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>online</td>
<td>Email address or other online contact information</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>uniqueid</td>
<td>Website login IDs and other identifiers (excluding government IDs
and financial account numbers)</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>purchase</td>
<td>Information about your purchases, including payment methods</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>financial</td>
<td>Financial information such as accounts, balances, and transaction
history</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>computer</td>
<td>Information about the computer you are using, such as its hardware,
software, or Internet address</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>navigation</td>
<td>Which pages you visited on this web site and how long you stayed at
each page</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>interactive</td>
<td>Activities you engaged in at this web site, such as your searches
and transactions</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>demographic</td>
<td>Information about social and economic categories that might apply
to you, such as your gender, age, income, or where you are from</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>content</td>
<td>Messages you send to us or post on this site, such as email,
bulletin board postings, or chat room conversations</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>state</td>
<td>Cookies and mechanisms that perform similar functions</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>political</td>
<td>Which groups you might be a member of such as religious
organizations, trade unions, and political parties</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>health</td>
<td>Health information such as information about your medical condition
or your interest in health-related topics, services, or products</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>preference</td>
<td>Information about your tastes or interests</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>location</td>
<td>Information about an exact geographic location, such as data
transmitted by your GPS-enabled device</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>government</td>
<td>Government-issued identifiers such as social security numbers</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>other-category</td>
<td>Other types of data: [include site's human, readable explanation;
if site omits human-readable explanation say "not described
here"]</td>
</tr>
<tr class="grey">
<td><a href="#Categories">CATEGORIES</a></td>
<td>optional (attribute of data elements)</td>
<td><ul>
<li>if no: the data element is required [append to data element or
category]</li>
<li>if yes: the data element is optional [append to data element or
category]</li>
</ul>
</td>
</tr>
</tbody>
</table>
<h3 id="ua_storage">6.3 Storage of P3P Policies and Translations</h3>
<p>P3P user agents SHOULD include mechanisms that allow users to store P3P
policies and their corresponding translations easily to make them available
for later viewing or printing.</p>
<h3 id="ua_compact">6.4 Compact Policy Processing</h3>
<p>P3P user agents MUST NOT rely on P3P compact policies that do not comply
with the P3P 1.0 or P3P 1.1 specifications or are obviously erroneous. Such
compact policies SHOULD be deemed invalid and the corresponding cookies
should be treated as if they had no compact policies. The following
guidelines are designed to reduce the chance that a P3P user agent will
accept an invalid compact policy.</p>
<ol>
<li>Compact policies that do not comply with the syntax specified in
section 4 of the P3P 1.0 Specificaiton or section 4 of the P3P 1.1
specification are invalid.</li>
<li>Compact policies for which there is no corresponding full P3P policy
are invalid. (Note, in some cases user agents may not be able to verify
that a corresponding full P3P policy exists until after storing and
possibly even replaying a cookie. In that case, upon determining that no
full P3P policy exists, the user agent should refrain from further replay
of that cookie.)</li>
<li>Compact policies that include the IVA token that do not include at
least one of the following tokens are invalid: PHY, ONL, FIN, PUR, GOV.
(RATIONALE: This purpose requires "identified data". While it is possible
to have other categories associated with an identified subject, the
actual identification is impossible without a data element associated
with one or more of the above categories.)</li>
<li>Compact policies that include the IVD token that do not include at
least one of the following tokens are invalid: PHY, ONL, FIN, PUR, GOV.
(RATIONALE: This purpose requires "identified data". While it is possible
to have other categories associated with an identified subject, the
actual identification is impossible without a data element associated
with one or more of the above categories.)</li>
<li>Compact policies that include the CON token that do not include at
least one of the following tokens are invalid: PHY, ONL. (RATIONALE:
Logic dictates that to contact an individual the initiator of the contact
would possess a data element identifying the individual in a place where
he or she would be contacted - either the online or offline worlds. This
would presuppose elements contained by one of the above categories.)</li>
<li>Compact policies that include the TEL token that do not include the PHY
token are invalid. (RATIONALE: Again logic dictates that if you are going
to contact someone via telephone, you at least have a data element that
contains phone numbers. These data elements should all be within the
Physical category.)</li>
</ol>
<h3 id="ua_sanity">6.5 Sanity Checking P3P Policies</h3>
<p>Although the P3P 1.1. specification does not hold user agents responsible
for verifying that web site P3P policies are accurate, it is a good idea for
user agents to do some sanity checking to flag P3P policies that are
obviously erroneous. Such policies should be deemed invalid. The following
guidelines are designed to reduce the chance that a P3P user agent will
accept an invalid policy. (See also <a href="#XHTML-link">section 2.4.4</a> Policy and Policy Reference
File Processing by User Agents.)</p>
<ol>
<li>A policy is invalid if it contains a <code>STATEMENT</code> that includes the
individual-analysis element and does not include at least one data
element from one of the following data categories: physical, online,
financial, purchase, government. (RATIONALE: This purpose requires
"identified data". While it is possible to have other categories
associated with an identified subject, the actual identification is
impossible without a data element associated with one or more of the
above categories.)</li>
<li>A policy is invalid if it contains a <code>STATEMENT</code> that includes the
individual-decision element and does not include at least one data
element from one of the following data categories: physical, online,
financial, purchase, government. (RATIONAEL: This purpose requires
"identified data". While it is possible to have other categories
associated with an identified subject, the actual identification is
impossible without a data element associated with one or more of the
above categories.)</li>
<li>A policy is invalid if it contains a <code>STATEMENT</code> that includes the
contact element and does not include at least one data element from one
of the following data categories: physical, online. (RATIONALE: Logic
dictates that to contact an individual the initiator of the contact would
possess a data element identifying the individual in a place where he or
she would be contacted - either the online or offline worlds. This would
presuppose elements contained by one of the above categories.)</li>
<li>A policy is invalid if it contains a <code>STATEMENT</code> that includes the
telemarketing element and does not include at least one data element from
the physical category. (<em>Rationale</em>: Again logic dictates that if
you are going to contact someone via telephone, you at least have a data
element that contains phone numbers. These data elements should all be
within the Physical category.)</li>
</ol>
<h3 id="ua_notice">6.6 Timing of Notices to Users</h3>
<p>As a best practice, users should receive notice about a site's privacy
practices prior to their user agent transmitting any personal data. Personal
data means anything which might reasonably be linked to the user (see section
<a href="#def_identity">1.3 Identity Definitions</a>) and as such can even
include IP addresses and locale data transmitted in http headers before a
page has even loaded. In order to present such notice, a user agent would
need to fetch a P3P policy prior to loading a page following the guidelines
specified in section <a href="#safezone">2.4.3 The Safe Zone.</a> However,
implementers will need to consider the performance, usability, and privacy
tradeoffs associated with displaying privacy information prior to loading a
page. One way that privacy and usability might be simultaneously maximized is
to treat all requests made prior to display of policy information as <a
href="#safezone">safe zone</a> requests.</p>
<p>At sites that include form fields, user agents SHOULD provide notice about
the corresponding privacy practices prior to form submittal. Besides being
best practice, this may be needed in order to comply with regulations in some
jurisdictions (such as the European Union) that require a notice about the
purpose of data collection to be presented to the user before any personal
information is captured. User interface designs should recognize that the
privacy policy for the form's action [URI] may be different than the privacy
policy for the HTML page in which the form is embedded. In order to allow
users to view privacy policy information associated with action URIs prior to
form submittal, user agents might include a privacy tab that loads policy
information for action URIs as a page loads, a button or menu item that
causes policy information for action URIs to be displayed, or a pop-up that
appears when a user begins entering information into a form field.</p>
</div>
<hr />
<h1 id="Appendices">7. Appendices</h1>
<div id="References_normative">
<h2 >Appendix 1: References (Normative)</h2>
<dl>
<dt>[<a name="ABNF" id="ABNF"><strong>ABNF</strong></a>]</dt>
<dd>D. Crocker, P. Overel. "<a
href="http://www.ietf.org/rfc/rfc2234.txt">Augmented BNF for Syntax
Specifications: ABNF</a>," RFC2234, IETF, November 1997.<br />
Available at <a
href="http://www.ietf.org/rfc/rfc2234.txt">http://www.ietf.org/rfc/rfc2234.txt</a>.</dd>
<dt>[<a name="CHARMODEL" id="CHARMODEL"><strong>CHARMODEL</strong></a>]</dt>
<dd>M. Dürst, <em>et al.</em> (Eds.), "<a
href="http://www.w3.org/TR/charmod/">Character Model for the World Wide
Web</a>," <a href="http://www.w3.org/">World Wide Web Consortium</a>
Working Draft. 20 February 2002.<br />
Latest version available at <a
href="http://www.w3.org/TR/charmod/">http://www.w3.org/TR/charmod/</a>.</dd>
<dt>[<strong><a name="ref_DOM2-Events"
id="ref_DOM2-Events">DOM2-Events</a></strong>]</dt>
<dd>T. Pixley (Ed.), "<a
href="http://www.w3.org/TR/DOM-Level-2-Events/">Document Object Model
(DOM) Level 2 Events Specification</a>," <a
href="http://www.w3.org/">World Wide Web Consortium</a>,
Recommendation. 13 November 2000.<br />
Available at <a
href="http://www.w3.org/TR/DOM-Level-2-Events/">http://www.w3.org/TR/DOM-Level-2-Events/</a>.</dd>
<dt>[<a name="HTTP1_0_ref"
id="HTTP1_0_ref"><strong>HTTP1.0</strong></a>]</dt>
<dd>T. Berners-Lee, R. Fielding, H. Frystyk, "<a
href="http://www.ietf.org/rfc/rfc1945.txt">Hypertext Transfer Protocol
-- HTTP/1.0</a>," RFC1945, IETF, May 1996.<br />
Available at <a
href="http://www.ietf.org/rfc/rfc1945.txt">http://www.ietf.org/rfc/rfc1945.txt</a>.</dd>
<dt>[<a name="HTTP1_1_ref"
id="HTTP1_1_ref"><strong>HTTP1.1</strong></a>]</dt>
<dd>R. Fielding, J. Gettys, J. Mogul, H. Frystyk, L. Masinter, P. Leach,
T. Berners-Lee, "<a
href="http://www.ietf.org/rfc/rfc2616.txt">Hypertext Transfer Protocol
-- HTTP/1.1</a>," RFC2616, IETF, June 1999. [Updates <a
href="http://www.ietf.org/rfc/rfc2068.txt">RFC2068</a>]<br />
Available at <a
href="http://www.ietf.org/rfc/rfc2616.txt">http://www.ietf.org/rfc/rfc2616.txt</a>.</dd>
<dt>[<strong><a name="HTML" id="HTML">HTML</a></strong>]</dt>
<dd>D. Raggett, A. Le Hors, and I. Jacobs (Eds.). "<a
href="http://www.w3.org/TR/html401/">HTML 4.01 Specification</a>" <a
href="http://www.w3.org/">World Wide Web Consortium</a>,
Recommendation. 24 Dicember 1999.<br />
Available at <a
href="http://www.w3.org/TR/html401/">http://www.w3.org/TR/html401/</a>.</dd>
<dt>[<a name="KEY" id="KEY"><strong>KEY</strong></a>]</dt>
<dd>S. Bradner. "<a href="http://www.ietf.org/rfc/rfc2119.txt">Key words
for use in RFCs to Indicate Requirement Levels</a>." RFC2119, IETF,
March 1997.<br />
Available at <a
href="http://www.ietf.org/rfc/rfc2119.txt">http://www.ietf.org/rfc/rfc2119.txt</a>.</dd>
<dt>[<strong><a name="LANG" id="LANG">LANG</a></strong>]</dt>
<dd>H. Alvestrand, "<a href="http://www.ietf.org/rfc/rfc1766.txt">Tags
for the Identification of Languages.</a>" RFC1766, IETF, 1995.<br />
Available at <a
href="http://www.ietf.org/rfc/rfc1766.txt">http://www.ietf.org/rfc/rfc1766.txt</a>.</dd>
<dt>[<a name="ref_STATE" id="ref_STATE"><strong>STATE</strong></a>]</dt>
<dd>D. Kristol, L. Montulli, "<a
href="http://www.ietf.org/rfc/rfc2965.txt">HTTP State Management
Mechanism</a>." RFC2695, IETF, October, 2000 [Obsoletes <a
href="http://www.ietf.org/rfc/rfc2109.txt">RFC2109</a>]<br />
Available at <a
href="http://www.ietf.org/rfc/rfc2965.txt">http://www.ietf.org/rfc/rfc2965.txt</a>.</dd>
<dt>[<a name="URI" id="URI"><strong>URI</strong></a>]</dt>
<dd>T. Berners-Lee, R. Fielding, and L. Masinter. "<a
href="http://www.ietf.org/rfc/rfc3986.txt">Uniform Resource Identifiers
(URI): Generic Syntax and Semantics</a>." RFC3986, IETF, August 1998.
[Updates <a href="http://www.ietf.org/rfc/rfc1738.txt">RFC1738</a>]<br
/>
Available at <a
href="http://www.ietf.org/rfc/rfc3986.txt">http://www.ietf.org/rfc/rfc3986.txt</a>.</dd>
<dt>[<a name="UTF-8" id="UTF-8"><strong>UTF-8</strong></a>]</dt>
<dd>F. Yergeau. "<a href="http://www.ietf.org/rfc/rfc2279.txt">UTF-8, a
transformation format of ISO 10646</a>." RFC2279, IETF, January
1998.<br />
Available at <a
href="http://www.ietf.org/rfc/rfc2279.txt">http://www.ietf.org/rfc/rfc2279.txt</a>.</dd>
<dt>[<strong><a name="XHTML-MOD" id="XHTML-MOD">XHTML-MOD</a></strong>]</dt>
<dd>M. Altheim, <em>et al.</em> (Eds.). "<a
href="http://www.w3.org/TR/xhtml-modularization/">Modularization of
XHTML</a>". <a href="http://www.w3.org/">World Wide Web Consortium</a>,
Recommendation. 10 April 2000.<br />
Available at <a
href="http://www.w3.org/TR/xhtml-modularization/">http://www.w3.org/TR/xhtml-modularization/</a>.</dd>
<dt>[<a name="XML" id="XML"><strong>XML</strong></a>]</dt>
<dd>T. Bray, J. Paoli, C. M. Sperberg-McQueen, E.Maler (Eds.). "<a
href="http://www.w3.org/TR/REC-xml/">Extensible Markup Language (XML)
1.0 Specification (Second Edition)</a>." <a
href="http://www.w3.org/">World Wide Web Consortium</a>,
Recommendation. 6 October 2000.<br />
Available at <a
href="http://www.w3.org/TR/REC-xml/">http://www.w3.org/TR/REC-xml/</a>.</dd>
<dt>[<a name="XML-Name" id="XML-Name"><strong>XML-Name</strong></a>]</dt>
<dd>T. Bray, D. Hollander, A. Layman (Eds.). "<a
href="http://www.w3.org/TR/REC-xml-names/">Namespaces in XML.</a>" <a
href="http://www.w3.org/">World Wide Web Consortium</a>,
Recommendation. 14 January 1999.<br />
Available at <a
href="http://www.w3.org/TR/REC-xml-names/">http://www.w3.org/TR/REC-xml-names/</a>.</dd>
<dt>[<a name="XML-Schema1"
id="XML-Schema1"><strong>XML-Schema1</strong></a>]</dt>
<dd>H. Thompson, D. Beech, M. Maloney, and N. Mendelsohn (Eds.). "<a
href="http://www.w3.org/TR/xmlschema-1/">XML Schema Part 1:
Structures</a>" <a href="http://www.w3.org/">World Wide Web
Consortium</a> Recommendation. 2 May 2001.<br />
Available at <a
href="http://www.w3.org/TR/xmlschema-1/">http://www.w3.org/TR/xmlschema-1/</a>.</dd>
<dt>[<a name="XML-Schema2"
id="XML-Schema2"><strong>XML-Schema2</strong></a>]</dt>
<dd>P. Biron, A. Malhotra (Eds.). "<a
href="http://www.w3.org/TR/xmlschema-2/">XML Schema Part 2:
Datatypes</a>" <a href="http://www.w3.org/">World Wide Web
Consortium</a> Recommendation. 2 May 2001.<br />
Available at <a
href="http://www.w3.org/TR/xmlschema-2/">http://www.w3.org/TR/xmlschema-2/</a>.</dd>
</dl>
</div>
<div id="References_nonnormative">
<h2>Appendix 2: References (Non-Normative)</h2>
<dl>
<dt>[<strong><a name="APPEL" id="APPEL">APPEL</a></strong>]</dt>
<dd>M. Langheinrich (Ed.). "<a
href="http://www.w3.org/TR/P3P-preferences/">A P3P Preference Exchange
Language (APPEL)</a>." <a href="http://www.w3.org/">World Wide Web
Consortium</a> Working Draft. 26 February 2001.<br />
Available at <a
href="http://www.w3.org/TR/P3P-preferences/">http://www.w3.org/TR/P3P-preferences</a>.</dd>
<dt>[<a name="CACHING" id="CACHING"><strong>CACHING</strong></a>]</dt>
<dd>I. Cooper, I. Melve, G. Tomlinson. "<a
href="http://www.ietf.org/rfc/rfc3040.txt">Internet Web Replication and
Caching Taxonomy</a>." RFC3040, IETF, January 2001.<br />
Available at <a
href="http://www.ietf.org/rfc/rfc3040.txt">http://www.ietf.org/rfc/rfc3040.txt</a>.</dd>
<dt>[<a name="ref_COOKIES"
id="ref_COOKIES"><strong>COOKIES</strong></a>]</dt>
<dd><q><a
href="http://tools.ietf.org/html/rfc2965">Persistent
Client State -- HTTP Cookies</a></q>, RFC2965, IETF, October 2000<br/>
Available at <a href="http://www.ietf.org/rfc/rfc2965.txt">
http://www.ietf.org/rfc/rfc2965.txt</a>.</dd>
<dt>[<a name="coremetrics" id="coremetrics">Coremetrics</a>]</dt>
<dd><q><a href="http://www.w3.org/2002/p3p-ws/pp/coremetrics.pdf">Agents
and P3P</a></q>P3P Position Paper: W3C Workshop on the Future of P3P
November 12-13, 2002</dd>
<dt>[<a name="cranor-p3p"
id="cranor-p3p"><strong>Cranor,P3P</strong></a>]</dt>
<dd><q><a href="http://p3pbook.com/">Web Privacy with P3P</a></q> by
Lorrie Faith Cranor, O'Reilly & Associates, 2002</dd>
<dt>[<a name="iso3166" id="iso3166"><strong>ISO3166</strong></a>]</dt>
<dd>"ISO3166: Codes for The Representation of Names of Countries."
International Organization for Standardization.</dd>
<dt>[<a name="ISO8601" id="ISO8601"><strong>ISO8601</strong></a>]</dt>
<dd>"ISO8601: Data elements and interchange formats -- Information
interchange -- Representation of dates and times." International
Organization for Standardization.</dd>
<dt>[<a name="P3P-HEADER"
id="P3P-HEADER"><strong>P3P-HEADER</strong></a>]</dt>
<dd>M. Marchiori, R. Lotenberg (Eds.), "The HTTP header for the Platform
for Privacy Preferences 1.0 (P3P 1.0)." IETF Internet Draft, 2002.<br />
Latest version available as text at <a
href="http://www.w3.org/2002/04/P3Pv1-header.txt">http://www.w3.org/2002/04/P3Pv1-header.txt</a>.<br
/>
Latest version available as HTML at <a
href="http://www.w3.org/2002/04/P3Pv1-header.html">http://www.w3.org/2002/04/P3Pv1-header.html</a>.<br
/>
Latest version available as XML at <a
href="http://www.w3.org/2002/04/P3Pv1-header.xml">http://www.w3.org/2002/04/P3Pv1-header.xml</a>.</dd>
<dt>[<strong><a name="P3P-RDF" id="P3P-RDF">P3P-RDF</a></strong>]</dt>
<dd>B. McBride, R.Wenning, L.Cranor. "<a
href="http://www.w3.org/TR/p3p-rdfschema/">An RDF Schema for P3P</a>."
<a href="http://www.w3.org/">World Wide Web Consortium</a>, Note. 25
January 2002.<br />
Latest version available at <a
href="http://www.w3.org/TR/p3p-rdfschema/">http://www.w3.org/TR/p3p-rdfschema/</a>.</dd>
<dt>[<a name="RDF" id="RDF"><strong>RDF</strong></a>]</dt>
<dd>O. Lassila and R. Swick (Eds.). "<a
href="http://www.w3.org/TR/REC-rdf-syntax/">Resource Description
Framework (RDF) Model and Syntax Specification.</a>" <a
href="http://www.w3.org/">World Wide Web Consortium</a>,
Recommendation. 22 February 1999.<br />
Available at <a
href="http://www.w3.org/TR/REC-rdf-syntax/">http://www.w3.org/TR/REC-rdf-syntax/</a>.</dd>
<dt>[<a name="UNICODE" id="UNICODE"><strong>UNICODE</strong></a>]</dt>
<dd>Unicode Consortium. "<a
href="http://www.unicode.org/unicode/standard/standard.html">The
Unicode Standard</a>"<br />
Available at <a
href="http://www.unicode.org/unicode/standard/standard.html">http://www.unicode.org/unicode/standard/standard.html</a>.</dd>
</dl>
</div>
<h2 id="basedataxml">Appendix 3: The P3P
1.1 Base Data schema Definition (Normative)</h2>
<p>The data schema corresponding to the P3P 1.1 base data schema follows for easy
reference. The schema below is using XML Schema to express the P3P Base Data Schema.
It includes syntax and semantics of the old P3P 1.0 Base Data Schema. Using the
<a href="#Appendix_xslt">Transforms for backwards compatibility</a> below, it can be
also used by P3P 1.0 user agents. The schema is also present as a separate file at the URI <a
href="http://www.w3.org/2006/01/P3Pv11BDS">http://www.w3.org/2006/01/P3Pv11BDS</a> .</p>
<pre>
<?xml version="1.0" encoding="UTF-8"?>
<!DOCTYPE schema PUBLIC "-//W3C//DTD XMLSchema 200102//EN"
"http://www.w3.org/2001/XMLSchema.dtd" >
<schema
xmlns="http://www.w3.org/2001/XMLSchema"
xmlns:p3p11bds="http://www.w3.org/2006/01/P3Pv11BDS"
xmlns:p3p="http://www.w3.org/2002/01/P3Pv1"
xmlns:p3p11="http://www.w3.org/2006/01/P3Pv11"
elementFormDefault="qualified"
targetNamespace="http://www.w3.org/2006/01/P3Pv11BDS">
<import
namespace="http://www.w3.org/2002/01/P3Pv1"
schemaLocation="http://www.w3.org/2002/01/P3Pv1.xsd" />
<import
namespace="http://www.w3.org/2006/01/P3Pv11"
schemaLocation="http://www.w3.org/2006/01/P3Pv11.xsd" />
<complexType name="categoriesComplexType">
<all>
<element ref="p3p:CATEGORIES" minOccurs="1" />
</all>
</complexType>
<complexType name="dynamicComplexType">
<all>
<element minOccurs="0" name="clickstream" type="p3p11bds:loginfoComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<navigation />
<computer />
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Click-stream Information</documentation>
</annotation>
</element>
<element minOccurs="0" name="http" type="p3p11bds:httpinfoComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<navigation />
<computer />
</CATEGORIES>
</appinfo>
<documentation>HTTP Protocol Information</documentation>
</annotation>
</element>
<element minOccurs="0" name="clientevents">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<navigation />
</CATEGORIES>
</appinfo>
<documentation>User's Interaction with a Resource</documentation>
</annotation>
</element>
<element minOccurs="0" name="cookies" type="p3p11bds:categoriesComplexType">
<annotation>
<documentation>Use of HTTP Cookies</documentation>
</annotation>
</element>
<element minOccurs="0" name="searchtext">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<interactive />
</CATEGORIES>
</appinfo>
<documentation>Search Terms</documentation>
</annotation>
</element>
<element minOccurs="0" name="interactionrecord">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<interactive />
</CATEGORIES>
</appinfo>
<documentation>Server Stores the Transaction History</documentation>
</annotation>
</element>
<element minOccurs="0" name="miscdata" type="p3p11bds:categoriesComplexType">
<annotation>
<documentation>Miscellaneous Non-base Data Schema = information</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="loginfoComplexType">
<all>
<element minOccurs="0" name="uri" type="p3p11bds:uriComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<navigation />
</CATEGORIES>
</appinfo>
<documentation>URI of Requested Resource</documentation>
</annotation>
</element>
<element minOccurs="0" name="timestamp" type="p3p11bds:dateComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<navigation />
</CATEGORIES>
</appinfo>
<documentation>Request Timestamp</documentation>
</annotation>
</element>
<element minOccurs="0" name="clientip" type="p3p11bds:ipaddrComplexType">
<annotation>
<documentation>Client's IP Address or Hostname</documentation>
</annotation>
</element>
<element minOccurs="0" name="other.httpmethod">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<navigation />
</CATEGORIES>
</appinfo>
<documentation>HTTP Request Method</documentation>
</annotation>
</element>
<element minOccurs="0" name="other.bytes">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<navigation />
</CATEGORIES>
</appinfo>
<documentation>Data Bytes in Response</documentation>
</annotation>
</element>
<element minOccurs="0" name="other.statuscode">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<navigation />
</CATEGORIES>
</appinfo>
<documentation>Response Status Code</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="uriComplexType">
<all>
<element minOccurs="0" name="authority">
<annotation>
<documentation>URI Authority</documentation>
</annotation>
</element>
<element minOccurs="0" name="stem">
<annotation>
<documentation>URI Stem</documentation>
</annotation>
</element>
<element minOccurs="0" name="querystring">
<annotation>
<documentation>Query-string Portion of URI</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="dateComplexType">
<all>
<element minOccurs="0" name="ymd.year">
<annotation>
<documentation>Year</documentation>
</annotation>
</element>
<element minOccurs="0" name="ymd.month">
<annotation>
<documentation>Month</documentation>
</annotation>
</element>
<element minOccurs="0" name="ymd.day">
<annotation>
<documentation>Day</documentation>
</annotation>
</element>
<element minOccurs="0" name="hms.hour">
<annotation>
<documentation>Hour</documentation>
</annotation>
</element>
<element minOccurs="0" name="hms.minute">
<annotation>
<documentation>Minutes</documentation>
</annotation>
</element>
<element minOccurs="0" name="hms.second">
<annotation>
<documentation>Second</documentation>
</annotation>
</element>
<element minOccurs="0" name="fractionsecond">
<annotation>
<documentation>Fraction of Second</documentation>
</annotation>
</element>
<element minOccurs="0" name="timezone">
<annotation>
<documentation>Time Zone</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="ipaddrComplexType">
<all>
<element minOccurs="0" name="hostname">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<computer />
</CATEGORIES>
</appinfo>
<documentation>Complete Host and Domain Name</documentation>
</annotation>
</element>
<element minOccurs="0" name="partialhostname">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Partial Hostname</documentation>
</annotation>
</element>
<element minOccurs="0" name="fullip">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<computer />
</CATEGORIES>
</appinfo>
<documentation>Full IP Address</documentation>
</annotation>
</element>
<element minOccurs="0" name="partialip">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Partial IP Address</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="httpinfoComplexType">
<all>
<element minOccurs="0" name="referer" type="p3p11bds:uriComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<navigation />
</CATEGORIES>
</appinfo>
<documentation>Last URI Requested by the User</documentation>
</annotation>
</element>
<element minOccurs="0" name="useragent">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<computer />
</CATEGORIES>
</appinfo>
<documentation>User Agent Information</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="userComplexType">
<all>
<element minOccurs="0" name="name" type="p3p11bds:personnameComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
<demographic />
</CATEGORIES>
</appinfo>
<documentation>User's Name</documentation>
</annotation>
</element>
<element minOccurs="0" name="bdate" type="p3p11bds:dateComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>User's Birth Date</documentation>
</annotation>
</element>
<element minOccurs="0" name="login" type="p3p11bds:loginComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<uniqueid />
</CATEGORIES>
</appinfo>
<documentation>User's Login Information</documentation>
</annotation>
</element>
<element minOccurs="0" name="cert" type="p3p11bds:certificateComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<uniqueid />
</CATEGORIES>
</appinfo>
<documentation>User's Identity Certificate</documentation>
</annotation>
</element>
<element minOccurs="0" name="gender">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>User's Gender</documentation>
</annotation>
</element>
<element minOccurs="0" name="jobtitle">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>User's Job Title</documentation>
</annotation>
</element>
<element minOccurs="0" name="home-info" type="p3p11bds:contactComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
<online />
<demographic />
</CATEGORIES>
</appinfo>
<documentation>User's Home Contact Information</documentation>
</annotation>
</element>
<element minOccurs="0" name="business-info" type="p3p11bds:contactComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
<online />
<demographic />
</CATEGORIES>
</appinfo>
<documentation>User's Business Contact Information</documentation>
</annotation>
</element>
<element minOccurs="0" name="employer">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Name of User's Employer</documentation>
</annotation>
</element>
<element minOccurs="0" name="department">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Department or Division of Organization where User is Employed</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="personnameComplexType">
<all>
<element minOccurs="0" name="prefix">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Name Prefix</documentation>
</annotation>
</element>
<element minOccurs="0" name="given">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Given Name (First Name)</documentation>
</annotation>
</element>
<element minOccurs="0" name="middle">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Middle Name</documentation>
</annotation>
</element>
<element minOccurs="0" name="family">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Family Name (Last Name)</documentation>
</annotation>
</element>
<element minOccurs="0" name="suffix">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Name Suffix</documentation>
</annotation>
</element>
<element minOccurs="0" name="nickname">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Nickname</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="loginComplexType">
<all>
<element minOccurs="0" name="id">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<uniqueid />
</CATEGORIES>
</appinfo>
<documentation>Login ID</documentation>
</annotation>
</element>
<element minOccurs="0" name="password">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<uniqueid />
</CATEGORIES>
</appinfo>
<documentation>Login Password</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="certificateComplexType">
<all>
<element minOccurs="0" name="key">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<uniqueid />
</CATEGORIES>
</appinfo>
<documentation>Certificate key</documentation>
</annotation>
</element>
<element minOccurs="0" name="format">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<uniqueid />
</CATEGORIES>
</appinfo>
<documentation>Certificate format</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="contactComplexType">
<all>
<element minOccurs="0" name="postal" type="p3p11bds:postalComplexType">
<annotation>
<documentation>Postal Address Information</documentation>
</annotation>
</element>
<element minOccurs="0" name="telecom" type="p3p11bds:telecomComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Telecommunications Information</documentation>
</annotation>
</element>
<element minOccurs="0" name="online" type="p3p11bds:onlineComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<online />
</CATEGORIES>
</appinfo>
<documentation>Online Address Information</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="postalComplexType">
<all>
<element minOccurs="0" name="name" type="p3p11bds:personnameComplexType">
<annotation>
<documentation />
</annotation>
</element>
<element minOccurs="0" name="street">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Street Address</documentation>
</annotation>
</element>
<element minOccurs="0" name="city">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>City</documentation>
</annotation>
</element>
<element minOccurs="0" name="stateprov">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>State or Province</documentation>
</annotation>
</element>
<element minOccurs="0" name="postalcode">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Postal Code</documentation>
</annotation>
</element>
<element minOccurs="0" name="organization">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Organization Name</documentation>
</annotation>
</element>
<element minOccurs="0" name="country">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Country Name</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="telecomComplexType">
<all>
<element minOccurs="0" name="telephone" type="p3p11bds:telephonenumComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Telephone Number</documentation>
</annotation>
</element>
<element minOccurs="0" name="fax" type="p3p11bds:telephonenumComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Fax Number</documentation>
</annotation>
</element>
<element minOccurs="0" name="mobile" type="p3p11bds:telephonenumComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Mobile Telephone Number</documentation>
</annotation>
</element>
<element minOccurs="0" name="pager" type="p3p11bds:telephonenumComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Pager Number</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="telephonenumComplexType">
<all>
<element minOccurs="0" name="intcode">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>International Telephone Code</documentation>
</annotation>
</element>
<element minOccurs="0" name="loccode">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Local Telephone Area Code</documentation>
</annotation>
</element>
<element minOccurs="0" name="number">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Telephone Number</documentation>
</annotation>
</element>
<element minOccurs="0" name="ext">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Telephone Extension</documentation>
</annotation>
</element>
<element minOccurs="0" name="comment">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
</CATEGORIES>
</appinfo>
<documentation>Telephone Optional Comments</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="onlineComplexType">
<all>
<element minOccurs="0" name="email">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<online />
</CATEGORIES>
</appinfo>
<documentation>Email Address</documentation>
</annotation>
</element>
<element minOccurs="0" name="uri">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<online />
</CATEGORIES>
</appinfo>
<documentation>Home Page Address</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="thirdpartyComplexType">
<all>
<element minOccurs="0" name="name" type="p3p11bds:personnameComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Third Party's Name</documentation>
</annotation>
</element>
<element minOccurs="0" name="bdate" type="p3p11bds:dateComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Third Party's Birth Date</documentation>
</annotation>
</element>
<element minOccurs="0" name="login" type="p3p11bds:loginComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<uniqueid />
</CATEGORIES>
</appinfo>
<documentation>Third Party's Login Information</documentation>
</annotation>
</element>
<element minOccurs="0" name="cert" type="p3p11bds:certificateComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<uniqueid />
</CATEGORIES>
</appinfo>
<documentation>Third Party's Identity Certificate</documentation>
</annotation>
</element>
<element minOccurs="0" name="gender">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Third Party's Gender</documentation>
</annotation>
</element>
<element minOccurs="0" name="jobtitle">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Third Party's Job Title</documentation>
</annotation>
</element>
<element minOccurs="0" name="home-info" type="p3p11bds:contactComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
<online />
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Third Party's Home Contact Information</documentation>
</annotation>
</element>
<element minOccurs="0" name="business-info" type="p3p11bds:contactComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
<online />
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Third Party's Business Contact Information</documentation>
</annotation>
</element>
<element minOccurs="0" name="employer">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Name of Third Party's Employer</documentation>
</annotation>
</element>
<element minOccurs="0" name="department">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Department or Division of Organization where Third Party is Employed</documentation>
</annotation>
</element>
</all>
</complexType>
<complexType name="businessComplexType">
<all>
<element minOccurs="0" name="orgname">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Organization Name</documentation>
</annotation>
</element>
<element minOccurs="0" name="department">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Department or Division of Organization</documentation>
</annotation>
</element>
<element minOccurs="0" name="cert" type="p3p11bds:certificateComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<uniqueid />
</CATEGORIES>
</appinfo>
<documentation>Organization Identity certificate</documentation>
</annotation>
</element>
<element minOccurs="0" name="contact-info" type="p3p11bds:contactComplexType">
<annotation>
<appinfo>
<CATEGORIES xmlns="http://www.w3.org/2002/01/P3Pv1">
<physical />
<online />
<demographic />
</CATEGORIES>
</appinfo>
<documentation>Contact Information for the Organization</documentation>
</annotation>
</element>
</all>
</complexType>
</schema>
</pre>
<h2 id="Appendix_xslt">Appendix 4: XSLT Transforms for
Policies and Schema files from P3P 1.0 to P3P 1.1</h2>
There are two transforms:
<ol>
<li>A <a href="http://www.w3.org/2005/09/policytransformP3PDataElements.xsl">
Policy transform [XSLT-sheet]</a> that turns P3P 1.1 Data Elements into the
backward compatible form as well as turning P3P 1.0 Data Elements into
the same backward compatible form
</li>
<li>If applied twice or more, the Policy-transform above duplicates the elements.
<a href="http://www.w3.org/2005/09/removeDuplicatePolicyDataElements.xsl">
A second XSLT-sheet [XSLT-sheet]</a> removes those duplicates introduced accidently.
</li>
</ol>
<p>As described in <a href="#Data_Schemas_back">5.7. Backward Compatibility
Requirements</a>, the <a href="http://www.w3.org/2005/09/policytransformP3PDataElements.xsl">
Policy transform</a> serves to transform policies or custom schemata
from either the new P3P 1.1 format or the old P3P 1.0 format into a backwards
compatible format containing both versions. This can be done using the XSLT-Sheets
below or just using the <a href="http://www.w3.org/2005/09/p3p-converter.html">
W3C P3P Transformation Service</a> </p>
<p> This way, users can either use the well known P3P Editors or use
widely available XML-tools to produce P3P Dataschemas. Once the P3P Data Schema
(which is now pure XML Schema) is produced, it can
be transformed using the transforms mentioned and annexed below.</p>
<h3 id="policy_xslt">P3P Policy backward compatibility
transform</h3>
<p>This XSLT stylesheet transforms P3P 1.1 <code>datatype</code>
elements into a combined code of <code>datatype</code> elements
and P3P 1.0 <code>DATA</code> elements for backwards compatibility.
See <a href="#Data_Schemas_back">5.7. Backward Compatibility
Requirements</a> for more information</p>
<pre>
<?xml version="1.0" encoding="UTF-8"?>
<xsl:stylesheet
version="1.0"
xmlns:xsl="http://www.w3.org/1999/XSL/Transform"
xmlns="http://www.w3.org/2002/01/P3Pv1"
exclude-result-prefixes="xsl">
<!--
****************************************************************************************************
Note that if the input policy contains a mixture of P3P1.0 and P3P1.1 elements or you
have already run the transform once on your policy, then you should run the
removeduplicates xslt (following in the specification).
****************************************************************************************************
-->
<!-- Simple identity function to output the rest of the policy-->
<xsl:template match="@*|*|processing-instruction()|comment()" priority="-2">
<xsl:copy>
<xsl:apply-templates select="*|@*|text()" />
</xsl:copy>
</xsl:template>
<!--
****************************************************************************************************
Transform new data elements to old data elements and add the transformations alongside
Works by getting the leaves and then going back up to the top (as there can be multiple leaves now.
****************************************************************************************************
-->
<xsl:template match="//*[local-name()='EXTENSION'][count(child::*[local-name()='datatype'])!=0]">
<xsl:for-each
select=".//*[count(child::*[local-name()!='CATEGORIES'])=0
and count(ancestor::*[local-name()='CATEGORIES'])=0]">
<xsl:element name="DATA">
<xsl:attribute name="ref">
<xsl:variable name="tempStr">
<xsl:call-template name="StrConcat">
<xsl:with-param name="dot">
.
</xsl:with-param>
</xsl:call-template>
</xsl:variable>
<xsl:value-of
select="concat('#',substring-after($tempStr,'.'))"/>
</xsl:attribute>
<xsl:if test="count(.//*[local-name()='CATEGORIES'])!=0">
<xsl:copy-of select=".//*[local-name()='CATEGORIES']"/>
</xsl:if>
<xsl:value-of select="."/>
</xsl:element>
</xsl:for-each>
<xsl:copy-of select="."/>
</xsl:template>
<!--
****************************************************************************************************
Transform old data elements and add the transformations alongside
****************************************************************************************************
-->
<xsl:template match="//*[local-name()='DATA']" >
<xsl:element name="EXTENSION">
<xsl:element name="datatype">
<xsl:if test="@*[local-name()='optional']">
<xsl:copy-of select="@*[local-name()='optional']"/>
</xsl:if>
<xsl:variable name="refAttribute" select="@*[local-name()='ref']"/>
<xsl:call-template name="StrSplit">
<xsl:with-param name="str" select="substring-after($refAttribute,'#')"/>
</xsl:call-template>
</xsl:element>
</xsl:element>
<xsl:copy-of select="."/>
</xsl:template>
<!--
*****************************************************************************************************************
reconsitute the ref attributes - for backward (P3P1.1 -> P3P1.0) transform
****************************************************************************************************************
-->
<xsl:template name="StrConcat">
<xsl:param name="dot" select="/.."/>
<xsl:if test="local-name()!='datatype'">
<xsl:for-each select="parent::*">
<xsl:call-template name="StrConcat">
<xsl:with-param name="dot">
.
</xsl:with-param>
</xsl:call-template>
</xsl:for-each>
<xsl:value-of select="$dot"/>
<!-- Change the business.name attribute if there is one -->
<xsl:choose>
<xsl:when
test="local-name()='orgname'">
name
</xsl:when>
<xsl:otherwise>
<xsl:value-of select="local-name()"/>
</xsl:otherwise>
</xsl:choose>
</xsl:if>
</xsl:template>
<!--
****************************************************************************************************
String Split for forward (P3P1.0 -> P3P1.1) transform
****************************************************************************************************
-->
<xsl:template name="StrSplit">
<xsl:param name="str" select="/.."/>
<xsl:param name="parent" select="/.."/>
<xsl:choose>
<xsl:when test="contains($str,'.')
and substring-before($str,'.')!='ymd'
and substring-before($str,'.')!='hms'">
<xsl:element name="{substring-before($str,'.')}">
<xsl:call-template name="StrSplit">
<xsl:with-param name="str"
select="substring-after($str,'.')" />
<xsl:with-param name="parent" select="$str" />
</xsl:call-template>
</xsl:element>
</xsl:when>
<!--
Change the business name to Orgname so it doesn't expect children like firstname, prefix etc...
-->
<xsl:when test="$parent='business.name'">
<xsl:element name="orgname">
<xsl:for-each select="./*[local-name()='CATEGORIES']">
<xsl:copy-of select="."/>
</xsl:for-each>
<xsl:copy-of select="./text()"/>
</xsl:element>
</xsl:when>
<xsl:otherwise>
<xsl:element name="{$str}">
<xsl:for-each select="./*[local-name()='CATEGORIES']">
<xsl:copy-of select="."/>
</xsl:for-each>
<xsl:copy-of select="./text()"/>
</xsl:element>
</xsl:otherwise>
</xsl:choose>
</xsl:template>
</xsl:stylesheet>
</pre>
<h3 id="duplicates_xslt">P3P 1.1 transform to remove duplicates
from previous transforms</h3>
<p>This XSLT stylesheet removes duplicate elements that have been
generated by applying the <a href="#policy_xslt">Policy-transform</a>
multiple times. See <a href="#Data_Schemas_back">5.7. Backward
Compatibility Requirements</a> for more information</p>
<pre>
<?xml version="1.0" encoding="UTF-8"?>
<xsl:stylesheet version="1.0"
xmlns:xsl="http://www.w3.org/1999/XSL/Transform"
exclude-result-prefixes="xsl" >
<xsl:output method="xml" media-type="application/xml" />
<!-- Simple identity function to output the rest of the policy-->
<xsl:template match="@*|*|processing-instruction()|comment()" priority="-2" >
<xsl:copy>
<xsl:apply-templates select="*|@*|text()|processing-instruction()|comment()" />
</xsl:copy>
</xsl:template>
<!-- remove duplicate EXTENSION elements -->
<xsl:template match="//*[local-name()='DATA-GROUP']/*[local-name()='EXTENSION']">
<xsl:variable name="duplicates">
<xsl:call-template name="detectDuplicateSiblings">
<xsl:with-param name="node" select="."/>
</xsl:call-template>
</xsl:variable>
<xsl:if test="$duplicates!='true'">
<xsl:copy-of select="."/>
</xsl:if>
</xsl:template>
<xsl:template name="detectDuplicateSiblings">
<xsl:param name="node" select="/.."/>
<xsl:variable name="A" select="$node/descendant::*[(not(text()) or
not(normalize-space(string(.))='')) and count(child::*)=0]"/>
<xsl:variable name="extensionLeaves"
select="following-sibling::*[local-name()='EXTENSION']/descendant::*[(not(text())
or not(normalize-space(string(.))='')) and count(child::*)=0]"/>
<xsl:variable name="isTrue">
<xsl:call-template name="loopExtensions">
<xsl:with-param name="count" select="0"/>
<xsl:with-param name="contextNodeToTest" select="$A"/>
<xsl:with-param name="nodeList" select="$extensionLeaves"/>
</xsl:call-template>
</xsl:variable>
<xsl:value-of select="$isTrue"/>
</xsl:template>
<xsl:template name="loopExtensions">
<xsl:param name="count" select="/.."/>
<xsl:param name="nodeList" select="/.."/>
<xsl:param name="contextNodeToTest" select="/.."/>
<xsl:variable name="isEqualDeep">
<xsl:call-template name="recurseComparison">
<xsl:with-param name="A" select="$contextNodeToTest"/>
<xsl:with-param name="B" select="$nodeList[$count]"/>
<xsl:with-param name="level" select="0"/>
</xsl:call-template>
</xsl:variable>
<xsl:choose>
<xsl:when test="$isEqualDeep='true'">
true
</xsl:when>
<xsl:otherwise>
<xsl:if test="$count&lt;count($nodeList)">
<xsl:call-template name="loopExtensions">
<xsl:with-param name="count" select="$count + 1"/>
<xsl:with-param name="nodeList" select="$nodeList"/>
<xsl:with-param name="contextNodeToTest" select="$contextNodeToTest"/>
</xsl:call-template>
</xsl:if>
</xsl:otherwise>
</xsl:choose>
</xsl:template>
<xsl:template name="recurseComparison">
<xsl:param name="A" select="/.."/>
<xsl:param name="B" select="/.."/>
<xsl:param name="level" select="/.."/>
<xsl:variable name="isEqual">
<xsl:if test="local-name($A)=local-name($B)">
true
</xsl:if>
</xsl:variable>
<xsl:choose>
<xsl:when test="$isEqual='true'">
<xsl:choose>
<xsl:when
test="local-name($A/parent::*)!='datatype'
and local-name($B/parent::*)!='datatype'
and count($A/parent::*)!=0 ">
<xsl:call-template name="recurseComparison">
<xsl:with-param name="A" select="$A/parent::*"/>
<xsl:with-param name="B" select="$B/parent::*"/>
<xsl:with-param name="level" select="$level+1"/>
</xsl:call-template>
</xsl:when>
<xsl:otherwise>
true
</xsl:otherwise>
</xsl:choose>
</xsl:when>
<xsl:otherwise>
false
</xsl:otherwise>
</xsl:choose>
</xsl:template>
<!-- remove duplicate DATA elements -->
<xsl:template match="//*[local-name()='DATA']">
<xsl:variable name="ref" select="@*[local-name()='ref']"/>
<xsl:if test="not($ref=following-sibling::*[local-name()='DATA']/@*[local-name()='ref'])">
<xsl:copy-of select="."/>
</xsl:if>
</xsl:template>
</xsl:stylesheet>
</pre>
<h2 id="p3p11_schema">Appendix 5: The XML Schema for P3P 1.1 Extensions and
the P3P generic attribute</h2>
<p>This appendix contains the XML schema for P3P 1.1 policy reference files, for
P3P 1.1 policy documents, and for P3P 1.1 data schema documents. P3P 1.1 policy reference
files, P3P policy documents and P3P data schema documents are XML documents
that MUST conform to this schema. Note that this schema is based on the XML
Schema specification [<a href="#XML-Schema1">XML-Schema1</a>][<a
href="#XML-Schema2">XML-Schema2</a>]. The schema is also present as a
separate file at <a href="http://www.w3.org/2006/01/P3Pv11.xsd">
http://www.w3.org/2006/01/P3Pv11.xsd</a>. </p>
<p>The P3P 1.1 XML Schema imports all elements from the P3P 1.0 Schema.
The P3P 1.0 XML Schema is not presented here, but can be found in the
P3P 1.0 Specification or under it's namespace URI, notably <a
href="http://www.w3.org/2002/01/P3Pv1.xsd">
http://www.w3.org/2002/01/P3Pv1.xsd</a>.</p>
<pre>
<?xml version="1.0" encoding="UTF-8"?>
<schema
elementFormDefault="qualified"
targetNamespace="http://www.w3.org/2006/01/P3Pv11"
xmlns="http://www.w3.org/2001/XMLSchema"
xmlns:p3p="http://www.w3.org/2002/01/P3Pv1"
xmlns:p3p11="http://www.w3.org/2006/01/P3Pv11"
xmlns:p3p11bds="http://www.w3.org/2006/01/P3Pv11BDS">
<!-- enabling xml:lang attribute -->
<import
namespace="http://www.w3.org/XML/1998/namespace"
schemaLocation="http://www.w3.org/2001/xml.xsd"/>
<import
namespace="http://www.w3.org/2002/01/P3Pv1"
schemaLocation="http://www.w3.org/2002/01/P3Pv1"/>
<import
namespace="http://www.w3.org/2006/01/P3Pv11BDS"
schemaLocation="http://www.w3.org/2006/01/P3Pv11BDS.xsd" />
<!-- *********** P3P 1.1 Elements ************ -->
<!-- p3p attribute -->
<attribute name="p3p" type="anyURI">
<annotation>
<documentation>
<div xmlns="http://www.w3.org/1999/xhtml">
<p>The P3P-generic attribute takes a URI as its value.</p>
<p>The meaning is that a P3P document describing the privacy
policy relevant to this element may be found at the URI given.</p>
</div>
</documentation>
</annotation>
</attribute>
<simpleType name="consent_value">
<restriction base="string">
<enumeration value="opt-in"/>
<enumeration value="opt-out"/>
<enumeration value="always"/>
<enumeration value="mixed"/>
</restriction>
</simpleType>
<element name="STATEMENT-GROUP-DEF">
<complexType>
<attribute name="id" type="ID" use="required"/>
<attribute name="consent" type="p3p11:consent_value" use="optional"/>
<attribute name="name" type="string" use="optional"/>
<attribute name="short-description" type="string" use="optional"/>
</complexType>
</element>
<element name="STATEMENT-GROUP">
<complexType>
<attribute name="id" type="IDREF" use="required"/>
</complexType>
</element>
<!-- ************ PPURPOSE ************* -->
<element name="PPURPOSE">
<complexType>
<sequence>
<choice maxOccurs="unbounded">
<element name="account" type="p3p11:ppurpose-value"/>
<element name="arts" type="p3p11:ppurpose-value"/>
<element name="browsing" type="p3p11:ppurpose-value"/>
<element name="charity" type="p3p11:ppurpose-value"/>
<element name="communicate" type="p3p11:ppurpose-value"/>
<element name="custom" type="p3p11:ppurpose-value"/>
<element name="delivery" type="p3p11:ppurpose-value"/>
<element name="downloads" type="p3p11:ppurpose-value"/>
<element name="education" type="p3p11:ppurpose-value"/>
<element name="feedback" type="p3p11:ppurpose-value"/>
<element name="finmgt" type="p3p11:ppurpose-value"/>
<element name="gambling" type="p3p11:ppurpose-value"/>
<element name="gaming" type="p3p11:ppurpose-value"/>
<element name="government" type="p3p11:ppurpose-value"/>
<element name="health" type="p3p11:ppurpose-value"/>
<element name="login" type="p3p11:ppurpose-value"/>
<element name="marketing" type="p3p11:ppurpose-value"/>
<element name="news" type="p3p11:ppurpose-value"/>
<element name="payment" type="p3p11:ppurpose-value"/>
<element name="sales" type="p3p11:ppurpose-value"/>
<element name="search" type="p3p11:ppurpose-value"/>
<element name="state" type="p3p11:ppurpose-value"/>
<element name="surveys" type="p3p11:ppurpose-value"/>
</choice>
</sequence>
</complexType>
</element>
<complexType name="ppurpose-value"/>
<!-- ************ JURISDICTION ************ -->
<element name="JURISDICTION">
<complexType>
<simpleContent>
<extension base="string">
<attribute name="service" type="anyURI" use="required"/>
<attribute name="short-description" type="string" use="optional"/>
</extension>
</simpleContent>
</complexType>
</element>
<!-- ********* P3P 1.1 Data-Group Element below Entity -->
<!-- <element name="datatype" type="p3p11:datatypeComplexType" /> -->
<complexType name="datatypeComplexType">
<all>
<element minOccurs="0" name="dynamic" type="p3p11bds:dynamicComplexType" />
<element minOccurs="0" name="user" type="p3p11bds:userComplexType" />
<element minOccurs="0" name="thirdparty" type="p3p11bds:thirdpartyComplexType" />
<element minOccurs="0" name="business" type="p3p11bds:businessComplexType" />
</all>
<attribute type="p3p:yes_no" default="no" use="optional" name="optional" />
</complexType>
<element name='DATA-GROUP'>
<complexType>
<sequence>
<any processContents="lax"/>
<!-- ******* Definition of 1.1 datatype ************** -->
<element minOccurs="0" name="datatype" type="p3p11:datatypeComplexType" />
</sequence>
</complexType>
</element>
<!-- ********* Definition of the OUR-HOST element below the Extension of POLICY-REF ********* -->
<element name="our-host" type="our-host-type" />
<complexType name="our-host-type">
<attribute name='name' type='string' use='optional'/>
<attribute name="authority" type="string" use="optional" />
</complexType>
</schema>
</pre>
<div id="Appendix_Notation">
<h2>Appendix 6: ABNF Notation (Normative)</h2>
<p>The formal grammar of P3P is given in this specification using a slight
modification of [<a href="#ABNF">ABNF</a>]. The following is a simple
description of the ABNF.</p>
<dl>
<dt><code><strong>name = (elements)</strong></code></dt>
<dd>where <name> is the name of the rule, <elements> is one
or more rule names or terminals combined through the operands provided
below. Rule names are case-insensitive.</dd>
<dt><code>(</code><code><strong>element1 element2)</strong></code></dt>
<dd>elements enclosed in parentheses are treated as a single element,
whose contents are strictly ordered.</dd>
<dt><code><strong><a>*<b>element</strong></code></dt>
<dd>at least <a> and at most <b> occurrences of the
element.</dd>
<dd><em>(1*4<element> means one to four elements.)</em></dd>
<dt><code><strong><a>element</strong></code></dt>
<dd>exactly <a> occurrences of the element.</dd>
<dd><em>(4<element> means exactly 4 elements.)</em></dd>
<dt><code><strong><a>*element</strong></code></dt>
<dd><a> or more elements</dd>
<dd><em>(4*<element> means 4 or more elements.)</em></dd>
<dt><code><strong>*<b>element</strong></code></dt>
<dd>0 to <b> elements.</dd>
<dd><em>(*5<element> means 0 to 5 elements.)</em></dd>
<dt><code><strong>*element</strong></code></dt>
<dd>0 or more elements.</dd>
<dd><em>(*<element> means 0 to infinite elements.)</em></dd>
<dt><code><strong>[element]</strong></code></dt>
<dd>optional element, equivalent to *1(element).</dd>
<dd><em>([element] means 0 or 1 element.)</em></dd>
<dt><code><strong>"string"</strong></code> or
<code><strong>'string'</strong></code></dt>
<dd>matches the literal string given inside double quotes.</dd>
</dl>
<p>Other notations used in the productions are:</p>
<dl>
<dt><strong>;</strong> or <strong><code>/* ... */</code></strong></dt>
<dd>comment.</dd>
</dl>
</div>
<div id="guiding_principles">
<h2>Appendix 7: P3P Guiding Principles (Non-normative)</h2>
<p>This appendix describes the intent of P3P development and recommends
guidelines regarding the responsible use of P3P technology. An earlier
version was published in the W3C Note "<a
href="http://www.w3.org/TR/NOTE-P3P10-principles">P3P Guiding Principles</a>"
(<a
href="http://www.w3.org/TR/NOTE-P3P10-principles">http://www.w3.org/TR/NOTE-P3P10-principles</a>).</p>
<p>The Platform for Privacy Preferences Project (P3P) has been designed to be
flexible and support a diverse set of user preferences, public policies,
service provider polices, and applications. This flexibility will provide
opportunities for using P3P in a wide variety of innovative ways that its
designers had not imagined. The P3P Guiding Principles were created in order
to: express the intentions of the members of the P3P Working Groups when
designing this technology and suggest how P3P can be used most effectively in
order to maximize privacy and user confidence and trust on the Web. In
keeping with our goal of flexibility, this document does not place
requirements upon any party. Rather, it makes recommendations about 1) what
<em>should</em> be done to be consistent with the intentions of the P3P
designers and 2) how to maximize user confidence in P3P implementations and
Web services. P3P was intended to help protect privacy on the Web. We
encourage the organizations, individuals, policy-makers and companies who use
P3P to embrace the guiding principles in order to reach this goal.</p>
<h3 id="principles_privacy">Information Privacy</h3>
<p>P3P has been designed to promote privacy and trust on the Web by enabling
service providers to disclose their information practices, and enabling
individuals to make informed decisions about the collection and use of their
personal information. P3P user agents work on behalf of individuals to reach
agreements with service providers about the collection and use of personal
information. Trust is built upon the mutual understanding that each party
will respect the agreement reached.</p>
<p>Service providers should preserve trust and protect privacy by applying
relevant laws and principles of data protection and privacy to their
information practices. The following is a list of privacy principles and
guidelines that helped inform the development of P3P and may be useful to
those who use P3P:</p>
<ul>
<li><a href="http://www.the-cma.org/consumer/ethics_2.cfm">CMA Code of
Ethics & Standards of Practice: Protection of Personal
Privacy</a></li>
<li><a
href="http://www.privacy.org/pi/intl_orgs/coe/dp_convention_108.txt">1981
Council of Europe Convention For the Protection of Individuals with
Regard to Automatic Processing of Personal Data</a></li>
<li><a href="http://www.csa.ca/">CSA</a>--Q830-96 Model Code for the
Protection of Personal Information</li>
<li><a href="http://europa.eu.int/eur-lex/lex/LexUriServ/LexUriServ.do?uri=CELEX:31995L0046:EN:HTML">Directive
95/46/EC of the European Parliament and of the Council of 24 October 1995
on the protection of individuals with regard to the processing of
personal data and on the free movement of such data</a></li>
<li><a href="http://www.the-dma.org/guidelines/onlineguidelines.shtml">The
DMA's Marketing Online Privacy Principles and Guidance</a> and <a
href="http://www.the-dma.org/guidelines/ethicalbusinesscommittee.shtml">The
DMA Guidelines for Ethical Business Practice</a></li>
<li><a
href="http://www.oecd.org/document/18/0,2340,en_2649_34255_1815186_1_1_1_1,00.html">OECD
Guidelines on the Protection of Privacy and Transborder Flows of Personal
Data</a></li>
<li><a
href="http://www.privacyalliance.org/resources/ppguidelines.shtml">Online
Privacy Alliance Guidelines for Online Privacy Policies</a></li>
</ul>
<p>In addition, service providers and P3P implementers should recognize and
address the special concerns surrounding children's privacy.</p>
<h3 id="principles_evaluation">Timing of Policy Evaluation and Notices to
Users</h3>
<p>Service providers should provide timely and effective notices of their
information practices, and user agents should provide effective tools for
users to access these notices and make decisions based on them.</p>
<p>Service providers should:</p>
<ul>
<li>Communicate explicitly about data collection and use, expressing the
purpose for which personal information is collected and the extent to
which it may be shared.</li>
<li>Use P3P privacy policies to communicate about all information they
propose to collect through a Web interaction.</li>
<li>Prominently post clear, human-readable privacy policies.</li>
</ul>
<p>User agents should:</p>
<ul>
<li>Provide mechanisms for displaying a service's information practices to
users.</li>
<li>Provide users an option that allows them to easily preview and agree to
or reject each transfer of personal information that the user agent
facilitates.</li>
<li>Not be configured by default to transfer personal information to a
service provider without the user's consent.</li>
<li>Inform users about the privacy-related options offered by the user
agent.</li>
</ul>
<p>Certain jurisdictions view the storage of cookies on a user's hard drive
as an act of data processing. In such jurisdictions (e.g. the EU), policies
should always be evaluated before a cookie is set and cookies should not be
stored unless the cookie's policy is found to comply with the user's
preferences.</p>
<h3 id="principles_choice">Choice and Control</h3>
<p>Users should be given the ability to make meaningful choices about the
collection, use, and disclosure of personal information. Users should retain
control over their personal information and decide the conditions under which
they will share it.</p>
<p>Service providers should:</p>
<ul>
<li>Limit their requests to information necessary for fulfilling the level
of service desired by the user. This will reduce user frustration,
increase trust, and enable relationships with many users, including those
who may wish to have an anonymous, pseudonymous, customized, or
personalized relationship with the service.</li>
<li>Obtain informed consent prior to the collection and use of personal
information.</li>
<li>Provide information about the ability to review and if appropriate
correct personal information.</li>
</ul>
<p>User agents should:</p>
<ul>
<li>Include configuration tools that allow users to customize their
preferences.</li>
<li>Allow users to import and customize P3P preferences from trusted
parties.</li>
<li>Present configuration options to users in a way that is neutral or
biased towards privacy.</li>
<li>Be usable without requiring the user to store user personal information
as part of the installation or configuration process.</li>
</ul>
<h3 id="principles_fairness">Fairness and Integrity</h3>
<p>Service providers should treat users and their personal information with
fairness and integrity. This is essential for protecting privacy and
promoting trust.</p>
<p>Service providers should:</p>
<ul>
<li>Accurately represent their information practices in a clear and
unambiguous manner -- never with the intention of misleading users.</li>
<li>Use information only for the stated purpose and retain it only as long
as necessary.</li>
<li>Ensure that information is accurate, complete, and up-to-date.</li>
<li>Disclose accountability and means for recourse.</li>
<li>For as long as information is retained, continue to treat information
according to the policy in effect when the information was collected,
unless users give their informed consent to a new policy.</li>
</ul>
<p>User agents should:</p>
<ul>
<li>Act only on behalf of the user according to the preferences specified
by the user.</li>
<li>Accurately represent the practices of the service provider.</li>
</ul>
<h3 id="principles_security">Security</h3>
<p>While P3P itself does not include security mechanisms, it is intended to
be used in conjunction with security tools. Users' personal information
should always be protected with reasonable security safeguards in keeping
with the sensitivity of the information.</p>
<p>Service providers should:</p>
<ul>
<li>Provide mechanisms for protecting any personal information they
collect.</li>
<li>Use appropriate trusted protocols for the secure transmission of
data.</li>
</ul>
<p>User agents should:</p>
<ul>
<li>Provide mechanisms for protecting the personal information that users
store in any data repositories maintained by the agent.</li>
<li>Use appropriate trusted protocols for the secure transmission of
data.</li>
<li>Warn users when an insecure transport mechanism is being used.</li>
</ul>
</div>
<hr />
<div id="Appendix_Working">
<h2>Appendix 8: Working Group Contributors
(Non-normative)</h2>
<p>The P3P 1.1 Specification was produced by the P3P 1.1 Specification
Working Group. The following individuals contributed: Lorrie Cranor (Chair),
Diana Alonso-Blas (European Commission), Eric Brunner-Williams
(Invited Expert), Brooks Dobbs (Doubleclick Inc), Bill Duserick
(Fidelity), Jeff Edelen (American Express), Serge Egelman (CMU),
Jeremy Epling (Microsoft), Giles Hogben (JRC), Jack Humphrey
(Invited Expert), Patrick C. K. Hung (CSIRO), Marc Langheinrich
(ETH Zürich), Helena Lind (Ericsson), Matthias Schunter (IBM
Zürich), Ari Schwartz (CDT), David Stampley (Invited Expert),
Rigo Wenning (W3C)</p>
<p>The P3P 1.0 specification was produced by the P3P Specification Working
Group. The following individuals participated in the P3P Specification
Working Group, chaired by Lorrie Cranor (AT&T): Mark Ackerman (University
of California, Irvine), Margareta Björksten (Nokia), Eric Brunner (Engage),
Joe Coco (Microsoft), Brooks Dobbs (DoubleClick), Rajeev Dujari (Microsoft),
Matthias Enzmann (GMD), Patrick Feng (RPI), Aaron Goldfeder (Microsoft), Dan
Jaye (Engage), Marit Hansen (Privacy Commission of Land
Schleswig-Holstein, Germany), Yuichi Koike (NEC/W3C), Yusuke Koizumi (ENC),
Daniel LaLiberte (Crystaliz), Marc Langheinrich (NEC/ETH Zürich), Daniel Lim
(PrivacyBank), Ran Lotenberg (IDcide), Massimo Marchiori (W3C/MIT/UNIVE),
Christine McKenna (Phone.com, Inc.), Mark Nottingham (Akamai), Paul Perry
(Microsoft), Jules Polonetsky (DoubleClick), Martin Presler-Marshall (IBM),
Joel Reidenberg (Fordham Law School), Dave Remy (Geotrust), Ari Schwartz
(CDT), Noboru Shimizu (ENC), Rob Smibert (Jotter Technologies Inc.), Tri Tran
(AvenueA), Mark Uhrmacher (DoubleClick), Danny Weitzner (W3C), Michael
Wallent (Microsoft), Rigo Wenning (W3C), Betty Whitaker (NCR), Allen Wyke
(Engage), Kevin Yen (Netscape), Sam Yen (Citigroup), Alan Zausner (American
Express).</p>
<p>The P3P Specification Working Group inherited a large part of the
specification from previous P3P Working Groups. The Working Group would like
to acknowledge the contributions of the members of these previous groups
(affiliations shown are the members' affiliations at the time of their
participation in each Working Group).</p>
<p>The P3P Implementation and Deployment Working Group, chaired by Rolf
Nelson (W3C) and Marc Langheinrich (NEC/ETH Zurich): Mark Ackerman
(University of California, Irvine), Rob Barrett (IBM), Joe Coco (Microsoft),
Lorrie Cranor (AT&T), Massimo Marchiori (W3C/MIT), Gabe Montero (IBM),
Stephen Morse (Netscape), Paul Perry (Microsoft), Ari Schwartz (CDT), Gabriel
Speyer (Citibank), Betty Whitaker (NCR).</p>
<p>The P3P Syntax Working Group, chaired by Steve Lucas (Matchlogic): Lorrie
Cranor (AT&T), Melissa Dunn (Microsoft), Daniel Jaye (Engage
Technologies), Massimo Marchiori (W3C/MIT), Maclen Marvit (Narrowline), Max
Metral (Firefly), Paul Perry (Firefly), Martin Presler-Marshall (IBM),
Drummond Reed (Intermind), Joseph Reagle (W3C).</p>
<p>The P3P Vocabulary Harmonization Working Group, chaired by Joseph Reagle
(W3C): Liz Blumenfeld (America Online), Ann Cavoukian (Information and
Privacy Commission/Ontario), Scott Chalfant (Matchlogic), Lorrie Cranor
(AT&T), Jim Crowe (Direct Marketing Association), Josef Dietl (W3C),
David Duncan (Information and Privacy Commission/Ontario), Melissa Dunn
(Microsoft), Patricica Faley (Direct Marketing Association), Marit Köhntopp
(Privacy Commissioner of Schleswig-Holstein, Germany), Tony Lam (Hong Kong
Privacy Commissioner's Office), Tara Lemmey (Narrowline), Jill Lesser
(America Online), Steve Lucas (Matchlogic), Deirdre Mulligan (Center for
Democracy and Technology), Nick Platten (Data Protection Consultant, formerly
of DG XV, European Commission), Ari Schwartz (Center for Democracy and
Technology), Jonathan Stark (TRUSTe).</p>
<p>The P3P Protocols and Data Transport Working Group, chaired by Yves Leroux
(Digital): Lorrie Cranor (AT&T), Philip DesAutels (Matchlogic), Melissa
Dunn (Microsoft), Peter Heymann (Intermind), Tatsuo Itabashi (Sony), Dan Jaye
(Engage), Steve Lucas (Matchlogic), Jim Miller (W3C), Michael Myers
(VeriSign), Paul Perry (FireFly), Martin Presler-Marshall (IBM), Joseph
Reagle (W3C), Drummond Reed (Intermind), Craig Vodnik (Pencom Web Worlds).</p>
<p>The P3P Vocabulary Working Group, chaired by Lorrie Cranor (AT&T):
Mark Ackerman (W3C), Philip DesAutels (W3C), Melissa Dunn (Microsoft), Joseph
Reagle (W3C), Upendra Shardanand (Firefly).</p>
<p>The P3P Architecture Working Group, chaired by Martin Presler-Marshall
(IBM): Mark Ackerman (W3C), Lorrie Cranor (AT&T), Philip DesAutels (W3C),
Melissa Dunn (Microsoft), Joseph Reagle (W3C).</p>
<p>Finally, <a href="#guiding_principles">Appendix 7</a> is drawn from the
W3C Note "<a href="http://www.w3.org/TR/NOTE-P3P10-principles">P3P Guiding
Principles</a>", whose signatories are: Azer Bestavros (Bowne Internet
Solutions), Ann Cavoukian (Information and Privacy Commission Ontario
Canada), Lorrie Faith Cranor (AT&T Labs-Research), Josef Dietl (W3C),
Daniel Jaye (Engage Technologies), Marit Köhntopp (Land Schleswig-Holstein),
Tara Lemmey (Narrowline; TrustE), Steven Lucas (MatchLogic), Massimo
Marchiori (W3C/MIT), Dave Marvit (Fujitsu Labs), Maclen Marvit (Narrowline
Inc.), Yossi Matias (Tel Aviv University), James S. Miller (MIT), Deirdre
Mulligan (Center for Democracy and Technology), Joseph Reagle (W3C), Drummond
Reed (Intermind), Lawrence C. Stewart (Open Market, Inc.).</p>
</div>
<hr />
<h3 id="changelog">Changelog</h3>
<ul>
<li>removed mention of OWL-Schema in 5.8 as this was not
published yet and it is unclear at this moment whether
it will be done.</li>
<li>Fixed all the links to the transforms</li>
<li>Removed the remainders of the P3P 1.0 Schema and linked it</li>
<li>added the <code><our-host></code> element to the
XML Schema</li>
<li>changed all the namespaces in all example_scenarios</li>
<li>changed the XML Schema and fixed it</li>
<li>added the new base data schema that allows to for the XML
Schema format in the base data schema</li>
<li>added the XSLT-transforms for the backwards compatibility</li>
<li>merged changes in the Base Data Schema from Giles</li>
<li>cleared some wording in 5.1.1</li>
<li>Fixed a typo on line 8933</li>
<li>Added the new <a href="#Data_Schemas">Base data schema notation</a></li>
<li><a href="#backwards">1.1.7 Backwards Compatibility</a> now reflects
the changes made to the Base_Data_Schema, notably the switch to XML Schema</li>
<li>changed <a href="#goals_and_capabs">1.1.1 Goals and Capabilities of P3P 1.1</a>
now reflect all changes made.</li>
<li>Added a section about Timing of Policy Evaluation and Notices to Users
to the <q>P3P Guiding Principles</q></li>
<li>Removed the DTD as it can't express P3P 1.1 anymore (mixing in new
elements)</li>
<li>added timing of notices to the UA-Guidelines as 6.6 (covering the
removed 4.6 and 4.7 as well as behavior on full policies)</li>
<li>removed 4.6 and 4.7 as they are already covered by the UA-Guidelines in
6.</li>
<li>added the compact clustering mechanism as 4.2.10 compact statement and
changed example 4.1 and 4.2 accordingly</li>
<li>added the section about primary purposes to 3.3.5</li>
<li>added a paragraph about security seals to 3.2.7 Disputes</li>
<li>added the new mechanism about Domain Relationsships as 2.3.2.9</li>
<li>added a paragraph about evaluation time to 2.3.2.7</li>
<li>added 1.1.7 Backwards Compatibility</li>
<li>Changed 1.3.4. about Linked and linkable Data</li>
<li>Removed <q>Linked Data</q> from 1.3.2 as well as the associated
Paragraph.</li>
</ul>
<ul>
<li><a
href="http://lists.w3.org/Archives/Public/public-p3p-spec/2004May/0010.html">Included
Remarks from Lorrie's email</a></li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=171">Bug
171</a>: No name attributes, as already defined in consent choices
draft.</li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=172">Bug 172</a>
cleard, changed the <a href="#def_identity">Identity Definitions in the
P3P Specification</a></li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=174">Bug
174</a>: 2.3.2.7 and guidelines altered.</li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=522">Bug
522</a>: added <a href="#oho">Domain Relationsships</a>, as defined in
the <a
href="http://www.w3.org/P3P/2004/03-domain-relationships.html">initial
draft</a></li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=523">Bug
523</a>: Removed Section 5 (DTD) and added some notes
why this happend.</li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=570">Bug
570</a>: Adjusted list of Authors</li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=642">Bug
642</a>: Removed section 4.7 and corrected section 6.4</li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=645">Bug
645</a>: Added the <a href="#compact_statement">Compact Statement</a>
Grouping mechanism</li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=652">Bug
652</a>: Art. 10 Purpose Specification added as <a href="#ua_notice">6.5
Timing of Notices</a></li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=653">Bug
653</a>: Added the <jurisdiction> Element to the <a
href="#RECPNT">RECIPIENT</a> Element.</li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=654">Bug
654</a>: Added allowance for security seals to independend organization
in the <a href="#DISPUTES">DISPUTES</a> Element.</li>
</ul>
<ul>
<li>Changed the <a href="#CHARMODEL">reference to the character
model</a> to the new specification that does not contain a
special section for URIs anymore.</li>
<li>Adjusted <a href="#goals_and_capabs">1.1.1</a> to reflect the changes in
P3P 1.1</li>
<li>Added some wording to <a href="#UserAgents">1.1.4</a> to reflect user
agent guidelines</li>
<li>Ajusted <a href="#Future">1.1.6 Future</a> to reflect the changes in
P3P 1.1</li>
<li>Added wording about identity as defined in <a
href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=167">Issue 167 in
Bugzilla</a> as <a href="#def_identity">1.3 Identity Definitions in the
P3P Specification</a></li>
<li>changed <a href="#Terminology">1.4 Terminology to reflect changes in
1.3</a></li>
<li>added the <a href="#generic_attribute">2.5. The P3P Generic Attribute
for XML Applications</a></li>
<li>changed number of examples to 2.6</li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=334">Bug 334</a>
corrected. The wording of <a href="#POLICY">3.2.2</a> was changed to
reflect that this section should indicate that the <a
href="#DISPUTES">DISPUTES-GROUP</a> is optional, not mandatory. The BNF
is correct as is section 3.2.6 and Appendix 4.</li>
<li>Added new wording to <a href="#ENTITY">3.2.4 ENTITY</a> according to
findings in <a
href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=224">Bug 224</a></li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=212">Bug
212</a>: changed wording in <a href="#ACCESS">3.2.5 ACCESS</a> in
ident-contact from identifiable to identified</li>
<li><a href="#DISPUTES">Section 3.2.6 DISPUTES</a>: fixed wording according
to the new <a href="#ua">ua-guidelines in section 6</a>. <br />
See Bugs: <a
href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=284">284,</a> <a
href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=361">361,</a> <a
href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=362">362,</a> <a
href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=393">393.</a></li>
<li>Fixed 3.2.7 REMEDIES according to the ua guidelines in section 6. <br />
See Bugs: <a
href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=384">384,</a> <a
href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=385">385,</a> <a
href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=386">386,</a> <a
href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=387">387.</a></li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=170">Bug
170</a>: Added the changed definition to <a href="#CONSEQUENCE">3.3.2
Consequences</a></li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=141">Bug
141</a>: In <a href="#DATA">3.3.7 DATA-GROUP</a> added a link to
5.5 Basic Data Structures (obsoleted by new data schema)</li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=178">Bug
178</a>: Changed definition of demographic category in <a
href="#Categories">section 3.4</a> as indicated.</li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=169">Bug
169</a>: add the Grouping mechanism: Definitions of groups added as <a
href="#StatementGroupDef">3.2.3 <code>STATEMENT-GROUP-DEF</code> element
(EXTENSION)</a>. Statement attaching system and naming added as <a
href="#statement_group">3.3.2 The <code>STATEMENT-GROUP</code> element
(EXTENSION)</a>. This also includes contents a solution to <a
href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=171">Bug 171</a></li>
<li><a href="http://www.w3.org/Bugs/Public/show_bug.cgi?id=215">Bug
215</a>: Text added as 4.7 Compact Policy
Processing by User Agents (and removed later)</li>
<li>Section 5.8 was labelled as 5.6: fixed (now removed)</li>
<li>Included new <a href="#ua">section 6</a> from user agent guidelines
into the specification</li>
<li>removed 3.7 and integrated the <code>STATEMENT-GROUP-DEF</code>and
<code>STATEMENT-GROUP</code> into their respective sections as 3.2.3 and
3.3.2</li>
<li>Added the following <a href="http://www.w3.org/P3P/2006/05-last-call.html">last call comments</a>:
<ul>
<li> Sören Preibusch's comments (except changing EXPIRY).</li>
<li> Rewritten conformance section based on Karl Dubost' conformance requirequments.</li>
<li> Typos identified by Matthias Schunter.</li>
<li> Updated header and preamble</li>
<li> Added fragment requirement to ection 2.5 (pointed out by Mark Wahl)</li>
</ul>
</li>
</ul>
</body>
</html>